Atmos. Chem. Phys., 20, 9183–9207, 2020
https://doi.org/10.5194/acp-20-9183-2020
© Author(s) 2020. This work is distributed under
the Creative Commons Attribution 4.0 License.
Molecular understanding of new-particle formation
from
α
-pinene between
−
50 and
+
25
◦
C
Mario Simon
1
, Lubna Dada
2
, Martin Heinritzi
1
, Wiebke Scholz
3,4
, Dominik Stolzenburg
5
, Lukas Fischer
3
,
Andrea C. Wagner
1,6
, Andreas Kürten
1
, Birte Rörup
2
, Xu-Cheng He
2
, João Almeida
7,8
, Rima Baalbaki
2
,
Andrea Baccarini
9
, Paulus S. Bauer
5
, Lisa Beck
2
, Anton Bergen
1
, Federico Bianchi
2
, Steffen Bräkling
10
,
Sophia Brilke
5
, Lucia Caudillo
1
, Dexian Chen
11
, Biwu Chu
2
, António Dias
7,8
, Danielle C. Draper
12
,
Jonathan Duplissy
2,13
, Imad El-Haddad
9
, Henning Finkenzeller
6
, Carla Frege
9
, Loic Gonzalez-Carracedo
5
,
Hamish Gordon
11,13
, Manuel Granzin
1
, Jani Hakala
2
, Victoria Hofbauer
11
, Christopher R. Hoyle
9,15
,
Changhyuk Kim
16,17
, Weimeng Kong
17
, Houssni Lamkaddam
9
, Chuan P. Lee
9
, Katrianne Lehtipalo
2,18
,
Markus Leiminger
3,4
, Huajun Mai
17
, Hanna E. Manninen
7
, Guillaume Marie
1
, Ruby Marten
9
, Bernhard Mentler
3
,
Ugo Molteni
9
, Leonid Nichman
19,a
, Wei Nie
20
, Andrea Ojdanic
5
, Antti Onnela
7
, Eva Partoll
3
, Tuukka Petäjä
2
,
Joschka Pfeifer
1,7
, Maxim Philippov
21
, Lauriane L. J. Quéléver
2
, Ananth Ranjithkumar
14
, Matti P. Rissanen
2,22
,
Simon Schallhart
2,18
, Siegfried Schobesberger
23
, Simone Schuchmann
7
, Jiali Shen
2
, Mikko Sipilä
2
,
Gerhard Steiner
3,b
, Yuri Stozhkov
21
, Christian Tauber
5
, Yee J. Tham
2
, António R. Tomé
24
, Miguel Vazquez-Pufleau
5
,
Alexander L. Vogel
1,7
, Robert Wagner
2
, Mingyi Wang
11
, Dongyu S. Wang
9
, Yonghong Wang
2
, Stefan K. Weber
7
,
Yusheng Wu
2
, Mao Xiao
7
, Chao Yan
2
, Penglin Ye
11,25
, Qing Ye
11
, Marcel Zauner-Wieczorek
1
, Xueqin Zhou
1,9
,
Urs Baltensperger
9
, Josef Dommen
9
, Richard C. Flagan
17
, Armin Hansel
3,4
, Markku Kulmala
2,13,20,26
,
Rainer Volkamer
6
, Paul M. Winkler
5
, Douglas R. Worsnop
2,10,25
, Neil M. Donahue
11
, Jasper Kirkby
1,7
, and
Joachim Curtius
1
1
Institute for Atmospheric and Environmental Sciences, Goethe University Frankfurt, 60438 Frankfurt am Main, Germany
2
Institute for Atmospheric and Earth System Research, University of Helsinki, Helsinki, 00014, Finland
3
Institute for Ion Physics and Applied Physics, University of Innsbruck, Innsbruck, 6020, Austria
4
Ionicon Analytik GmbH, Innsbruck, 6020, Austria
5
Faculty of Physics, University of Vienna, Vienna, 1090, Austria
6
Department of Chemistry & CIRES, University of Colorado Boulder, Boulder, CO 80309-0215, USA
7
CERN, Geneva, 1211, Switzerland
8
Faculdade de Ciências, Universidade de Lisboa, Lisbon, 1749-016, Portugal
9
Laboratory of Atmospheric Chemistry, Paul Scherrer Institute, PSI, Villigen, 5232, Switzerland
10
TOFWERK AG, Thun, 3600, Switzerland
11
Center for Atmospheric Particle Studies, Carnegie Mellon University, 5000 Forbes Avenue, Pittsburgh, PA 15213, USA
12
Department of Chemistry, University of California, Irvine, CA 92697, USA
13
Helsinki Institute of Physics, University of Helsinki, Helsinki, 00014, Finland
14
School of Earth and Environment, University of Leeds, Leeds, LS2 9JT, UK
15
Institute for Atmospheric and Climate Science, Swiss Federal Institute of Technology, Zurich, 8092, Switzerland
16
School of Civil and Environmental Engineering, Pusan National University, Busan, 46241, Republic of Korea
17
Division of Chemistry and Chemical Engineering, California Institute of Technology, Pasadena, CA 91125, USA
18
Finnish Meteorological Institute, Helsinki, 00560, Finland
19
Department of Earth and Environmental Sciences, University of Manchester, Manchester, M13 9PL, UK
20
Joint International Research Laboratory of Atmospheric and Earth System Sciences, School of Atmospheric Sciences,
Nanjing University, Nanjing, Jiangsu Province, China
21
P. N. Lebedev Physical Institute of the Russian Academy of Sciences, Moscow, 119991, Russia
22
Aerosol Physics Laboratory, Physics Unit, Faculty of Engineering and Natural Sciences, Tampere University,
33101 Tampere, Finland
23
Department of Applied Physics, University of Eastern Finland, Kuopio, 70211, Finland
Published by Copernicus Publications on behalf of the European Geosciences Union.
9184
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
24
IDL, Universidade da Beira Interior, R. Marquês de Ávila e Bolama, Covilhã, 6201-001, Portugal
25
Aerodyne Research Inc., Billerica, MA 01821, USA
26
Aerosol and Haze Laboratory, Beijing Advanced Innovation Center for Soft Matter Science and Engineering,
Beijing University of Chemical Technology, Beijing, China
a
present address: Aerospace Research Centre, National Research Council of Canada, Ottawa, ON, K1V 9B4, Canada
b
present address: Grimm Aerosol Technik Ainring GmbH & Co KG, 83404 Ainring, Germany
Correspondence:
Mario Simon (simon@iau.uni-frankfurt.de) and Joachim Curtius (curtius@iau.uni-frankfurt.de)
Received: 15 November 2019 – Discussion started: 21 January 2020
Revised: 27 May 2020 – Accepted: 19 June 2020 – Published: 3 August 2020
Abstract.
Highly oxygenated organic molecules (HOMs)
contribute substantially to the formation and growth of at-
mospheric aerosol particles, which affect air quality, human
health and Earth’s climate. HOMs are formed by rapid, gas-
phase autoxidation of volatile organic compounds (VOCs)
such as
α
-pinene, the most abundant monoterpene in the at-
mosphere. Due to their abundance and low volatility, HOMs
can play an important role in new-particle formation (NPF)
and the early growth of atmospheric aerosols, even with-
out any further assistance of other low-volatility compounds
such as sulfuric acid. Both the autoxidation reaction forming
HOMs and their NPF rates are expected to be strongly de-
pendent on temperature. However, experimental data on both
effects are limited. Dedicated experiments were performed at
the CLOUD (Cosmics Leaving OUtdoor Droplets) chamber
at CERN to address this question. In this study, we show that
a decrease in temperature (from
+
25 to
−
50
◦
C) results in a
reduced HOM yield and reduced oxidation state of the prod-
ucts, whereas the NPF rates (
J
1
.
7 nm
) increase substantially.
Measurements with two different chemical ionization mass
spectrometers (using nitrate and protonated water as reagent
ion, respectively) provide the molecular composition of the
gaseous oxidation products, and a two-dimensional volatility
basis set (2D VBS) model provides their volatility distribu-
tion. The HOM yield decreases with temperature from 6.2 %
at 25
◦
C to 0.7 % at
−
50
◦
C. However, there is a strong re-
duction of the saturation vapor pressure of each oxidation
state as the temperature is reduced. Overall, the reduction in
volatility with temperature leads to an increase in the nucle-
ation rates by up to 3 orders of magnitude at
−
50
◦
C com-
pared with 25
◦
C. In addition, the enhancement of the nu-
cleation rates by ions decreases with decreasing temperature,
since the neutral molecular clusters have increased stability
against evaporation. The resulting data quantify how the in-
terplay between the temperature-dependent oxidation path-
ways and the associated vapor pressures affect biogenic NPF
at the molecular level. Our measurements, therefore, improve
our understanding of pure biogenic NPF for a wide range of
tropospheric temperatures and precursor concentrations.
1 Introduction
Atmospheric aerosol particles play a key role in the regula-
tion of climate by influencing Earth’s radiative energy bal-
ance (IPCC, 2013). In order to affect the solar radiation bud-
get by acting as cloud condensation nuclei (CCN), newly
formed particles have to reach a size of 50 to 100 nm (Dusek
et al., 2006); i.e., they need to grow fast enough to avoid co-
agulation scavenging by preexisting particles. Furthermore,
fine airborne particles affect the air quality, are responsible
for most air-pollution-related diseases and cause millions of
premature deaths worldwide (WHO, 2016).
Around half of the global CCN originate from nucleation
of organic or inorganic atmospheric vapors (Spracklen et al.,
2008; Merikanto et al., 2009; Kulmala et al., 2013; Gordon
et al., 2017). New-particle formation (NPF) is observed in
many environments and under various conditions around the
globe, from remote locations such as forested areas or ma-
rine and coastal regions to polluted urban areas; from warm
environments, such as the tropics, to cold polar and alpine re-
gions; and from Earth’s surface to the free troposphere (Kul-
mala et al., 2004; Kerminen et al., 2018). Gaseous sulfuric
acid (Ball et al., 1999; Kuang et al., 2008), ammonia (Kirkby
et al., 2011; Kürten et al., 2016), amines (Kurtén et al., 2008;
Almeida et al., 2013; Kürten et al., 2014), iodine (O’Dowd
et al., 2002; Sipilä et al., 2016) and biogenic volatile organic
compounds (BVOCs; Donahue et al., 2013; Riccobono et al.,
2014; Kirkby et al., 2016; Bianchi et al., 2016) have been
identified as key vapors involved in atmospheric NPF. The
relative importance of each these precursors, however, de-
pends on the particular ambient conditions. The chemical
composition of the newly formed particles is also widely
influenced by volatile organic compounds (VOCs), which
undergo atmospheric reactions to form secondary organic
aerosols (SOAs; Jimenez et al., 2009; Hallquist et al., 2009;
Riipinen et al., 2012).
BVOCs emitted by vegetation comprise the dominant frac-
tion of all VOCs, with an estimated global emission rate of
760 TgC per year. Monoterpenes contribute approximately
11 % of all BVOC emissions (Sindelarova et al., 2014).
The dominant monoterpene from vegetation (e.g., conifer-
Atmos. Chem. Phys., 20, 9183–9207, 2020
https://doi.org/10.5194/acp-20-9183-2020
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
9185
ous trees) is
α
-pinene, accounting for
∼
34 % of the total
global monoterpene emissions. Most of its oxidation prod-
ucts lead to oxidized volatile organic compounds (OVOCs)
with a low degree of oxygenation; they are characterized
as intermediate-volatility or semivolatile organic compounds
(IVOCs, 300
< C
∗
(
T
)
<
3
×
10
6
μg m
−
3
, and SVOCs, 0
.
3
<
C
∗
(
T
)
<
300 μg m
−
3
, respectively, where
C
∗
(
T
)
is the ef-
fective saturation concentration). However,
α
-pinene has an
endocyclic carbon double bond; oxidation of this functional-
ity by ozone can initiate a rapid oxidation process, known
as autoxidation (Crounse et al., 2013). Autoxidation pro-
ceeds by repeated intramolecular hydrogen shifts (H shifts)
of weakly bound hydrogen atoms within peroxy radicals
(RO
q
2
). Each H shift is followed by the rapid addition of
molecular oxygen (O
2
) to form multifunctional peroxy rad-
icals with a high degree of oxygenation, while preserving
the radical functionality. Under low-NO conditions (Berndt
et al., 2018a), these radicals terminate into organic prod-
ucts with a high degree of oxygenation and therefore low
volatility. Although multifunctional RO
q
2
radicals formed in
the autoxidation process represent an important intermediate
class of compounds in atmospheric chemistry (Rissanen et
al., 2015), knowledge about their complex formation mech-
anisms and kinetics remains far from complete (Ehn et al.,
2017).
The autoxidation pathway leads to highly oxygenated or-
ganic molecules (HOMs) with molar yields of several per-
cent (7 % at 20
◦
C, Ehn et al., 2014; 3.2 % at 5
◦
C, Kirkby
et al., 2016). This class of oxidation products spans a
wide range of volatilities from low-volatility and extremely
low volatility towards ultralow-volatility organic compounds
(LVOCs, 3
×
10
−
5
< C
∗
(
T
)
<
0
.
3 μg m
−
3
; ELVOCs, 3
×
10
−
9
< C
∗
(
T
)
<
3
×
10
−
5
μg m
−
3
; and ULVOCs,
C
∗
(
T
)
<
3
×
10
−
9
μg m
−
3
, respectively). While the LVOC and ELVOC
classes mainly contribute to the growth of embryonic clusters
in the atmosphere, the new class ULVOC refers to molecules
with sufficiently low saturation vapor pressure to enable them
to reach supersaturation and drive pure biogenic nucleation
(Donahue et al., 2012; Bianchi et al., 2019; Schervish and
Donahue, 2020).
The fate of the
α
-pinene peroxy radicals (e.g.,
C
10
H
15
O
4
,
6
,
8
,
10
) is mainly influenced by the presence
of nitrogen oxides (NO
x
), hydroxyl radicals (HO
q
x
) or per-
oxy radicals (RO
q
2
). Rapid bimolecular reactions terminate
the autoxidation chain by forming closed-shell products
and consequently affect the chemical composition of the
oxidation products and the molar yield of HOMs (Presto
et al., 2005; Ng et al., 2007; Ehn et al., 2014; Berndt et
al., 2015; Rissanen, 2018). The reactions with NO and
HO
q
x
mainly form semivolatile and low-volatility organic
compounds, which are important for the growth of particles
with sizes above a few nanometers (Donahue et al., 2013;
Wildt et al., 2014). Since NO concentrations are usually low
in areas where BVOC emissions predominate, the loss of
RO
q
2
radicals in bimolecular reactions with NO can gener-
ally be neglected. In contrast, the RO
q
2
cross-reaction can
form higher-molecular-weight accretion products (ROOR;
Donahue et al., 2011; Berndt et al., 2018b; Valiev et al.,
2019). As shown by Tröstl et al. (2016) and Lehtipalo
et al. (2018), these gaseous dimeric compounds have the
ability to condense irreversibly onto atmospheric particles
or even to contribute to the early-stage growth of molecular
clusters, since they cover a wide range of volatility from
low to ultralow vapor pressure. Furthermore, they are also
potentially important for NPF, especially in environments
dominated by biogenic precursors, e.g., boreal forests (Mohr
et al., 2017; Bianchi et al., 2017).
The bimolecular termination reactions have little or no en-
ergy barrier. Their rates are therefore only weakly affected by
temperature. In contrast, quantum chemical calculations sug-
gest that the intramolecular isomerization through H shifts
within the peroxy radicals has a high activation barrier of
84 kJ mol
−
1
or more (Rissanen et al., 2014; Kurtén et al.,
2015; Schervish and Donahue, 2020). This results in a strong
temperature dependence of the autoxidation, which slows
down the oxygenation (HOM yield) at lower temperatures.
Consequently, the chemical composition of the initial clus-
ters formed from monoterpene oxidation changes at colder
temperatures. This was shown in Frege et al. (2018) for ion-
induced nucleation of pure HOM particles. Further, cham-
ber studies showed that not only does the SOA formation
rate of monoterpene oxidation have a strong temperature de-
pendence, but also the final HOM distribution is affected by
the autoxidation rate (Saathoff et al., 2009; Kristensen et al.,
2017; Quéléver et al., 2019). Additionally, a recent model
study by Schervish and Donahue (2020) showed that the first
H-shift reaction of the peroxy radical isomerization is the
rate-limiting step of total HOM formation. Stolzenburg et
al. (2018) showed that, despite the reduction in HOM yield,
there was no effect on the growth rate of new particles at
lower temperatures. It was shown that the steep exponential
temperature dependence in the saturation vapor pressure, as
described by the Clausius–Clapeyron relation, counters the
reduction in the oxidation state in terms of their volatility dis-
tribution. Recent measurements of particle composition by
Ye et al. (2019) showed that this leads to sufficient condensa-
tion of even the low-oxygenated and moderately oxygenated
organic products at low temperatures. The volatility of the
oxidation products is relevant in order to characterize their
ability to condense and participate in NPF. The volatility ba-
sis set (VBS) model is therefore a suitable tool to track the
volatility change in the oxidation of volatile organic com-
pounds with temperature.
Model simulations suggest that highly oxygenated organic
molecules have a pronounced effect on NPF on a global
scale, especially in pristine environments dominated by bio-
genic precursors such as the tropical rain forests or at high al-
titudes as well as in the preindustrial atmosphere (Gordon et
al., 2017). Furthermore, recent observations support this con-
clusion, suggesting that oxidation products of BVOCs have a
https://doi.org/10.5194/acp-20-9183-2020
Atmos. Chem. Phys., 20, 9183–9207, 2020
9186
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
major impact on the formation of CCN, especially at high
altitudes in the tropical convective regions (Williamson et
al., 2019). However, the lack of knowledge about the mech-
anisms and the accurate representation of NPF from BVOCs
for different environmental conditions, especially their tem-
perature dependence, remains a great challenge for atmo-
spheric chemistry and climate models.
In the current study, we present a comprehensive inves-
tigation of the effect of ambient tropospheric temperature
on the molecular composition of
α
-pinene oxidation prod-
ucts and NPF rates. The experiments were conducted at the
CLOUD (Cosmics Leaving OUtdoor Droplets) chamber at
CERN (Geneva, Switzerland), using atmospherically rele-
vant concentrations of
α
-pinene and ozone. To study pure
biogenic nucleation, the addition of other trace gases was
avoided in this study. Going beyond the results of Stolzen-
burg et al. (2018), this study focuses on NPF over a wide
range of tropospheric temperatures from ground level (25
◦
C)
to the upper free troposphere (
−
50
◦
C).
2 Methods
2.1 The CLOUD experiment
The CERN CLOUD chamber is a 26.1 m
3
electropolished
stainless-steel vessel for the study of NPF under atmospher-
ically relevant conditions. The use of boiled-off nitrogen
and oxygen from ultraclean cryogenic liquids in a ratio of
79 : 21 minimizes the levels of contaminants (e.g., SO
2
, NH
3
,
NO
x
or volatile organics) inside the chamber. CLOUD is
operated at a slight overpressure (5 hPa) to avoid contam-
ination at any time, especially when instruments are being
connected or disconnected. The relative humidity is adjusted
with a temperature-controlled Nafion humidifier using ultra-
pure Millipore water. Ozone and other trace gases are intro-
duced by individual gas lines; gas dilution stages are applied
when necessary to achieve the targeted mixing ratios.
To add monoterpene, dry nitrogen is passed through
a temperature-controlled evaporator containing liquid
α
-
pinene (Sigma-Aldrich, 98 %). Efficient uniform mixing of
the gases and ions in the chamber is ensured by two magneti-
cally coupled fans located at the bottom and top of the vessel.
The characteristic wall loss rates of condensable gases can be
adjusted by variation in the fan speed.
The ion concentration in the chamber can be regulated
to values that are representative of the full range of tropo-
spheric and stratospheric conditions by the controlled irradia-
tion with a 3.5 GeV c
−
1
secondary
π
+
beam from the CERN
Proton Synchrotron. This simulates the ionizing muon irradi-
ation in the upper troposphere and stratosphere. Furthermore,
as the chamber is continuously exposed to galactic cosmic
rays (GCRs), a 20 kV m
−
1
electrical high-voltage clearing
field (HVCF) can be imposed by energizing two electrode
grids located at the top and bottom of the chamber, removing
all ions within seconds. Thus, the CLOUD chamber enables
investigation of NPF under ion-free conditions as well as of
ion concentrations that are found throughout the troposphere.
Photochemical processes, such as the photodissociation of
ozone to produce OH
q
radicals, can be controlled by homo-
geneous illumination with UV light of adjustable intensity.
The light from four 200 W Hg–Xe UV lamps (UVH LC8,
Hamamatsu Photonics K.K., Japan) is guided by a fiber-optic
system into the chamber to avoid any heat load from the
light sources and to establish near-homogenous illumination
(Kupc et al., 2011).
A thermal housing surrounds the chamber to maintain a
high temperature uniformity and to control the chamber tem-
perature in a range from
−
70 to 100
◦
C with a precision of
±
0
.
1 K. This stability is mandatory as many of the NPF and
oxidation processes are highly sensitive to temperature. The
temperature inside the chamber is measured with several ar-
rays of thermocouples, while the chamber wall temperature
is monitored by a set of calibrated Pt100 sensors (Dias et al.,
2017).
Similar to previous CLOUD experiments, state-of-the-art
instruments are used to determine the chamber conditions,
the concentration of important gas species, and aerosol prop-
erties during nucleation and early-growth studies (Kirkby et
al., 2016; Lehtipalo et al., 2018; Stolzenburg et al., 2018).
All key instruments are placed in the midplane of the cham-
ber to ensure sampling from well-mixed conditions inside the
chamber. The sampling lines protrude 40 cm into the cham-
ber to avoid sampling close to the walls and to reduce mem-
ory effects. Prior to changing to a new chemical system, the
chamber and the sampling lines are rinsed with ultrapure wa-
ter and subsequently heated up to 100
◦
C to clean the cham-
ber from residual chemicals of previous experiments. Apply-
ing high ozone concentrations for several hours during the
cleaning helps achieve contamination levels that are below
parts per trillion by volume of inorganic and
<
150 ppt
v
of
total organic compounds (Schnitzhofer et al., 2014). More
details about the CLOUD experiment can be found in Kirkby
et al. (2011) and Duplissy et al. (2016).
The experiments reported here were performed during
the CLOUD10 (fall 2015), CLOUD12 (fall 2017) and
CLOUD13 (fall 2018) campaigns. Within these three cam-
paigns, sets of experiments at five different temperatures
were performed to study the HOM production and NPF from
α
-pinene oxidation.
α
-Pinene was added to the chamber at
volume mixing ratios ranging from 100 to 2000 ppt
v
, while
ozone levels were kept between 30 and 40 ppb
v
. OH
q
rad-
icals were mainly formed by the ozonolysis of
α
-pinene
with an 80 % yield (Chew and Atkinson, 1996) and also by
UV photolysis of ozone. The relative humidity was com-
monly held at 40 % in CLOUD10 and CLOUD12 and 80 %
in CLOUD13.
Before starting a NPF sequence (run), the CLOUD cham-
ber was cleaned from residual particles and organic com-
pounds by flushing the chamber with clean synthetic air for
Atmos. Chem. Phys., 20, 9183–9207, 2020
https://doi.org/10.5194/acp-20-9183-2020
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
9187
several hours while operating the mixing fans at a high speed
and periodically activating the HVCF to remove all charged
aerosol particles efficiently. The results reported here were
obtained without any addition of SO
2
, NO
x
or other trace
gases in order to achieve a pure biogenic system, to isolate
the chemistry of biogenic precursors and to avoid the inter-
ference with other potentially nucleating compounds. Fur-
thermore, no OH
q
radical scavenger was used during the ex-
periments to ensure a faithful simulation of atmospheric con-
ditions. The instruments and methods relevant for the present
study are described in the following sections.
2.2 Nitrate CI-APi-TOF
The
nitrate
chemical
ionization–atmospheric-pressure
interface–time-of-flight mass spectrometer (CI-APi-TOF)
uses nitrate anions (
(
HNO
3
)
n
(
NO
−
3
)
, with
n
=
0–2) as
reagent ions which are produced by exposing a sheath gas
enriched by nitric acid (HNO
3
) flow to a corona discharge
(Kürten et al., 2011). Based on the free-jet-flow design
of Eisele and Tanner (1993) the nitrate reagent ions are
electrostatically pushed into the sample flow in the center
of the ion–molecule-reaction drift region without mixing of
both gas streams. After a reaction time of
∼
50 ms within
the sample flow, the ions and charged clusters enter the
atmospheric pressure interface of the mass spectrometer
(APi-TOF, Tofwerk AG, Switzerland) where they are
focused by two segmented quadrupole units and an ion
lens assembly, while the pressure is gradually reduced to
around 10
−
6
mbar. In the time-of-flight region, the ions
are separated according to their mass-to-charge ratio and
counted by a microchannel plate detector. The data are
processed and analyzed in IGOR Pro (WaveMetrics, Inc.,
USA) using the software package Tofware (Version 3.1,
Aerodyne Inc., USA).
The chemical ionization with nitrate anions is selective not
only towards strong Lewis acids, like sulfuric acid (H
2
SO
4
;
Jokinen et al., 2012) or iodic acid (HIO
3
; Sipilä et al., 2016),
but also for bases, like dimethylamine (
(
CH
3
)
2
NH) when ion
clusters are being formed, including the nitrate reagent ions
(Simon et al., 2016). Highly polar functional groups, like car-
boxylic acids (COOH), hydroperoxides (R-O-OH) and per-
oxy acids (R(O)-O-OH), which are the most abundant func-
tional groups in HOMs, can also be detected (Hyttinen et
al., 2015). While strong acids are mostly detected as de-
protonated anions (e.g., HSO
−
4
), HOMs are charged mainly
through adduct-ion formation
(
HOM
i
·
NO
−
3
)
. Here, the in-
dex
i
denotes a specific HOM (with a specific exact mass).
The concentration of the sample is achieved by normaliza-
tion of the product ion count rates per second (cps) with the
intensity of the reagent ions (cps) expressed by the following
Eq. (1):
[
HOM
i
]
=
C
·
TE
i
·
SL
HOM
i
·
ln
1
+
[
HOM
i
·
NO
−
3
]
2
∑
j
=
0
[
(
HNO
3
)
j
·
NO
−
3
]
.
(1)
Three different correction factors are considered to obtain
a concentration from the raw count rate. First, a general
calibration coefficient,
C
, of the mass spectrometer is ap-
plied, which is determined from a calibration using sulfu-
ric acid as described in Kürten et al. (2012). Here, we as-
sume that all HOMs with an oxygen-to-carbon (O
/
C) ratio
of
≥
0
.
6 have a collision-limited charging efficiency when
reacting with the nitrate ions similarly to sulfuric acid. In
addition, we assume that the charging efficiency of the ni-
trate CI-APi-TOF technique does not change significantly
with temperature or humidity (Viggiano et al., 1997). The es-
timated detection limit of the instrument for sulfuric acid is
about 5
×
10
4
molec. cm
−
3
; however, due to a better signal-to-
noise ratio at higher mass-to-charge ratios, some HOM
i
can
even be quantified at lower concentrations. Second, the mass-
dependent transmission efficiency TE
i
of the instrument is
considered by depleting the reagent ions by various perfluo-
rinated acids according to the method described by Heinritzi
et al. (2016) in a separate characterization experiment at the
beginning and end of the campaign. Third, a temperature-
dependent sampling-line loss correction factor, SL
HOM
i
, is
considered. It depends on the sample flow rate, the diffusion
coefficient of the target molecule and the length of the sam-
pling line. We assume laminar flow diffusional loss in the
120 cm sampling line. To reduce wall losses we applied a
core-sampling technique as described by Knopf et al. (2015)
and Fu et al. (2019). A fraction of 8.5 standard liters per
minute (slm) of the total flow in the inlet line (40 slm) is sam-
pled from its center. This setup minimizes the section length
that transports the sample to the instrument at the smaller
flow rate to 30 cm, reducing the sampling loss rate of HOMs
to less than 30 %.
As the molecules detected by the nitrate CI-APi-TOF have
typically very low saturation vapor pressures, we assume that
they are irreversibly lost upon contact with a surface. The
diffusion coefficients
D
i
for each HOM
i
are approximated
with the expression
D
i
(cm
2
s
−
1
)
=
0
.
31
·
M
−
1
/
3
i
, where
M
i
(g mol
−
1
) is the mass of the molecule. The wall loss rate in-
side the chamber at each temperature is determined from the
following expression:
k
wall
(
T
)
=
C
wall
(
T
)
·
√
D
i
,
(2)
where
C
wall
is an empirical parameter.
C
wall
is derived from
dedicated sulfuric acid decay experiments at all relevant tem-
peratures and ranges between 0.0071 and 0.0077 cm
−
1
s
−
0
.
5
for
−
50 to
+
25
◦
C. For these experiments the measured wall
loss rate and the diffusivity of sulfuric acid (0.078 cm
2
s
−
1
at
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Atmos. Chem. Phys., 20, 9183–9207, 2020
9188
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
298 K and a relative humidity of 40 %) is scaled to the cham-
ber temperature by the parameterization (
T/
298 K)
1
.
75
(Han-
son and Eisele, 2000). The sampling line and the sheath flow
of the ion source are thermally insulated and are operated
at the same temperature as the CLOUD chamber to avoid
evaporation or condensation due to changes in the thermal
conditions during the measurements. Note that ions formed
in the CLOUD chamber, e.g., from GCRs or from the CERN
pion beam, are removed by an electrostatic filter in the ni-
trate CI-APi-TOF inlet. Therefore, ions from the chamber do
not interfere with the CI detection scheme. Finally, the sam-
ple ion signals are background corrected for a pure nitrogen
sample without any VOC addition to the chamber.
2.3 PTR3-TOF
The PTR3-TOF-MS, or PTR3 for short, described in Breiten-
lechner et al. (2017) uses proton transfer or ligand-switching
reactions from hydronium water clusters to ionize the ma-
jority of organic compounds, specifically those of which
have proton affinities larger than that of the water clusters.
H
3
O
(
H
2
O
)
+
n
primary ions, produced in a corona discharge
from humidified nitrogen, are transferred through a source
drift region into the tripole, where the ion–molecule reac-
tions take place. A core flow of typically 2 slm drawn from
the laminar sample gas (10 slm) enters the tripole reaction
region through a critical orifice. A pressure controller main-
tains a constant pressure of typically 70–80 hPa in the reac-
tion region.
By applying a tunable radio frequency signal on the tripole
rods, it is possible to adjust the collision energy between
ions and sample gas molecules. Elevated collision energies
suppress cluster ion formation of both primary and product
ions but could also lead to unwanted fragmentation of certain
product ions. Low collision energies on the other hand in-
crease unwanted clustering of ions with water molecules and
decrease the ionization efficiency for molecules with a proton
affinity close to that of water. During CLOUD experiments
we adjusted the collision energy to
E/N
values (
E
being
the electric field strength and
N
the sample gas number den-
sity) of 62–72 Td (1 Townsend equals 10
−
17
V cm
2
) by using
a radio frequency (RF) of 10 MHz and an RF amplitude of
800–900
V
pp
at a pressure of 75–77 hPa. With these settings
even volatile organic compounds are detected and humidity
effects are minor. Primary and product ions were analyzed
with a long-TOF (LTOF, Tofwerk AG, Switzerland). All data
were acquired using the TofDaq recorder by Tofwerk and an-
alyzed with the TOF-Tracer software written by Lukas Fis-
cher running on Julia 0.6 (https://github.com/lukasfischer83/
TOF-Tracer, last access: 15 November 2019).
Precursor molecules are calibrated using a gas standard.
More-oxidized molecules have typically higher proton affini-
ties; their concentrations are estimated by using the sensi-
tivity of 3-hexanone. Oxidized organic compounds might
undergo fragmentation in reactions with H
3
O
(
H
2
O
)
+
n
pri-
mary ions, especially when containing hydroperoxide groups
(Bernhammer et al., 2017). Therefore, concentrations are
lower-limit estimates.
Furthermore, data are corrected for the duty cycle trans-
mission effects of the TOF and sampling-line losses. In Bre-
itenlechner et al. (2017) a correction factor of 5 for the inlet
line losses led to good agreement with the nitrate CI-APi-
TOF for most highly oxygenated molecules containing more
than five oxygen atoms in the
α
-pinene system (Fig. S1 in
the Supplement). The compounds measured by the PTR3
span several orders of magnitude of volatility, from volatile
organic compounds (VOCs) to extremely low volatility or-
ganic compounds (ELVOCs). Therefore, the correction for
sampling-line losses of less oxidized molecules can only be
done by changing the inlet flow rate or the fan speed inside
the CLOUD chamber for each inlet temperature and testing
the instrument’s response for different compounds due to en-
hanced wall collisions. We then applied a scaled sampling-
line loss correction factor ranging from 1 (no correction for
VOCs, unaffected by changing the number of wall collisions)
to 5 (maximum inlet correction for ELVOCs), which de-
creased during the tests to 20 % (or less) of their value be-
fore changed inlet flow or fan speed conditions. Molecules
that contain more than five oxygen atoms are considered
ELVOCs and are automatically corrected by a factor of 5
since these compounds are often too close to the detection
limit of the PTR3 to get a reasonable response during the
tests. Further details about the method are given in Stolzen-
burg et al. (2018).
2.4 Particle measurements and formation rate
determination
The particle number size distributions in the size ranges be-
tween 1.2 nm and 1 μm in the chamber were measured by a
series of aerosol-particle-counting instruments. The concen-
tration of the smallest particles was measured with a particle
size magnifier (PSM; Airmodus Ltd.; Vanhanen et al., 2011).
The PSM was operated in scanning mode for the determina-
tion of the particle concentration at different cutoff diameters
and for the particle number size distributions between 1 and
3 nm (Wimmer et al., 2013; Lehtipalo et al., 2014; Kürten
et al., 2015). Additionally, a butanol condensation particle
counter (CPC 3776, TSI Inc.) with a fixed cutoff diameter
of 2.5 nm was used. A DMA-train (differential mobility ana-
lyzer train) measured the size distribution of particles in the
1.8 to 8 nm size range with a 10 s time resolution; it consists
of six differential mobility analyzers (DMAs) with PSM or
CPC detectors that are operated in parallel, each measuring
a fixed size (Stolzenburg et al., 2017). A commercial nano-
scanning mobility particle sizer (nSMPS 3982, TSI Inc.) re-
solved the particle size distribution between 8 and 63 nm.
For larger particles (
>
50 nm) two additional SMPS systems
were used.
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M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
9189
The ion concentration and the size distribution of charged
clusters and small particles of both polarities were measured
using a neutral cluster and air ion spectrometer (NAIS; Airel
Ltd.; Manninen et al., 2009). This instrument determines the
ion mobility distribution in the range from 0.82 to 45 nm in
mobility-equivalent diameter, as well as the total particle size
distribution in the size range of 2.5 to 45 nm by charging all
sampled aerosols with a periodically activated corona dis-
charge source.
The particle formation rates used in this study were deter-
mined using the full particle size distribution following the
method presented in Wagner et al. (2017) and Lehtipalo et
al. (2018). In practice, the particle formation rates at the cut-
off diameter, 1.7 nm, were determined from the time deriva-
tives of the total particle concentrations with diameters larger
or equal to 1.7 nm. The formation rates are corrected for the
particle losses in the chamber such as dilution, coagulation
and wall losses.
2.5 Trace gas and water vapor measurements
Trace gas monitors were used to measure the concentration
of ozone (O
3
, Thermo Environmental Instruments TEI 49C),
sulfur dioxide (SO
2
; Thermo Fisher Scientific, Inc. 42i-TLE)
and nitrogen oxides (NO, ECO PHYSICS CLD 780 TR;
NO
2
, CE-DOAS, University of Colorado Boulder; and CAPS
NO
2
, Aerodyne Research Inc.). The water vapor concentra-
tion in the chamber was monitored with a chilled dew-point
mirror (Edgetech Instruments) and a direct tunable diode
laser absorption spectrometer (TDL hygrometer; Werle et al.,
2002).
2.6 Experimental errors
The overall scale uncertainty for the HOM and oxidation
product (OVOC) measurements is
+
78 %/
−
68 %. The un-
certainty in the formation rates was determined by using
the error propagation method of both systematic and statis-
tical uncertainties including those associated with the parti-
cle concentration measurement (10 %), as well as their dilu-
tion (10 %) and diffusional (20 %) losses. The statistical er-
rors include uncertainty in d
N/
d
t
and the coagulation sink,
which varied from run to run, depending on the stability of
the measurement conditions. The reproducibility (run-to-run
uncertainty) under identical conditions is about 30 % as de-
scribed in more detail by Kirkby et al. (2016) and Lehtipalo
et al. (2018).
2.7 Volatility basis set model
The ambient temperature and the concentration of the oxida-
tion products significantly determine their saturation vapor
pressure. HOM are mainly assigned to the volatility class of
LVOC and ELVOC (Bianchi et al., 2019). However, this as-
signment depends strongly on the temperature. Since the def-
inition of HOM has no direct relation to the physical proper-
ties of HOMs, the volatility classification introduced by Don-
ahue et al. (2011) is used in the present study to discuss the
contribution of different HOMs and less oxidized products
to NPF. In principle, the saturation vapor pressure of an or-
ganic molecule is determined by its mass and its functional
groups, which affect the strength of the interaction with its
neighboring molecules, and by the temperature.
The determination of the exact volatility of the oxidation
products is challenging because the individual compounds
cannot be isolated, as they are highly reactive and frag-
ile species with extremely low saturation vapor pressures.
However, experimentally derived volatilities from desorption
thermograms measured with a FIGAERO (Filter Inlet for
Gases and AEROsols) show a good agreement with the com-
bination of semiempirical methods and theoretical model cal-
culations (Lopez-Hilfiker et al., 2014; Schobesberger et al.,
2018). This was recently verified in a complementary study
of the
α
-pinene ozonolysis products examined here (Ye et al.,
2019), in which the volatility distribution of molecules in the
nucleated particles, measured with a FIGAERO inlet over a
wide range of temperatures, is in good agreement with those
estimated by Stolzenburg et al. (2018).
Here we follow the same approach as described in Stolzen-
burg et al. (2018). We combine the semiempirical group-
contribution methods (SIMPOL; Pankow and Asher, 2008)
with the two-dimensional volatility basis set (2D VBS) intro-
duced by Donahue et al. (2011). It is based on the relation-
ship between a typical molecular composition and its known
volatility by parameterizing the saturation vapor pressure of
an unknown molecule according to its mass and oxidation
state (Donahue et al., 2012, 2013):
OS
C
=
2
·
O
/
C
−
H
/
C
.
(3)
Therefore, the volatility can be expressed as the logarithm of
the saturation mass concentration, log
10
C
∗
i
, from the num-
ber of carbon atoms,
n
C
, and oxygen atoms,
n
O
, within the
specific molecule,
i
:
log
10
C
∗
i
(
300 K
)
[
μg m
−
3
]=
(
n
0
C
−
n
i
C
)
·
b
C
−
n
i
O
·
(
b
O
−
b
add
)
−
2
n
i
C
·
n
i
O
n
i
C
+
n
i
O
b
CO
.
(4)
Based on Donahue et al. (2011) and a revised version given in
Stolzenburg et al. (2018), the parameter
n
0
C
=
25 represents
the baseline carbon backbone for a volatility of 1 μg m
−
3
without the addition of any functional groups. The parameter
b
C
=
0
.
475 accounts for roughly a half-order-of-magnitude
decrease in saturation vapor pressure per carbon atom ac-
cording to the mass of the molecule, while
b
O
=
2
.
3 consid-
ers a more than 2-orders-of-magnitude decrease in volatil-
ity per oxygen atom assuming an equal proportion of car-
bonyl (
=
O) and hydroxyl (
−
OH) groups in the molecule.
The carbon–oxygen nonideal interaction
b
CO
=−
0
.
3 is a
nonlinearity term that adjusts the volatility estimation from
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Atmos. Chem. Phys., 20, 9183–9207, 2020
9190
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
organics dominated by carbonyl (
=
O) and hydroxyl (
−
OH)
groups at low O
/
C ratios towards HOMs, which mainly con-
sist of hydroperoxyl (
−
OOH) and peroxy acid (
−
C(O)OOH)
groups at high O
/
C ratios. While the additional oxygen in
the
−
OOH group (log
C
∗
=−
2
.
4) has an almost negligible
effect in reducing the saturation vapor pressure compared to
the
−
OH group (log
C
∗
=−
2
.
2), neither covalently bound
dimers nor the ability of hydroperoxide and peroxy acid
functionalities to form intramolecular hydrogen bonds are
included in the nonlinear terms
b
O
and
b
CO
(Donahue et al.,
2012; Kurtén et al., 2016). Therefore, a free parameter
b
add
is
included to adjust the effect of oxygen atoms in the molecule
b
O
and to account for the different functionalities. To ob-
tain this parameter, measured monomer and dimer prod-
ucts with known chemical composition are fitted separately
with the group-contribution method SIMPOL (Stolzenburg
et al., 2018). A fit to the data yields
b
mono
add
=
0
.
904 for HOM
monomers and
b
di
add
=
1
.
139 for HOM dimers. Consequently,
the saturation vapor pressure of any oxidation product mea-
sured in the CLOUD chamber can be estimated based on its
elemental composition.
In addition, the gas-phase saturation ratio,
S
∗
i
, for each ox-
idation product can be determined based on the quantitative
vapor-phase measurement of the oxidized molecule concen-
tration,
[
OVOC
i
]
; the molecular mass,
m
i
; and the associated
saturation concentration,
C
∗
i
(Donahue et al., 2013):
S
∗
i
=
[
OVOC
i
]·
m
i
N
A
C
∗
i
.
(5)
It should be noted that we can only estimate the volatility
from the elemental composition, while two molecules with
an identical detected mass may have different volatilities de-
pending on their exact chemical structures and functional
groups.
To account for the dependence of the volatility on temper-
ature,
T
, the saturation concentration,
C
0
i
, can be described
according to the Clausius–Clapeyron equation:
log
10
C
∗
i
(
T
)
=
log
10
C
0
i
(
300 K
)
+
1H
vap
i
R
·
ln
(
10
)
·
(
1
300 K
−
1
T
)
.
(6)
According to Donahue et al. (2011) and Epstein et
al. (2009), we can approximate the evaporation enthalpy
1H
vap
i
as
1H
vap
i
[
kJ mol
−
1
]=−
5
.
7
·
log
10
C
∗
i
(
300 K
)
+
129
.
(7)
Thus, a change in temperature of 15 to 20 K will result in
a shift of the volatility bin by 1 order of magnitude. This
study focuses mainly on the oxidation products classified as
ELVOCs and ULVOCs, which will initiate cluster growth and
form new particles. However, ELVOCs will condense on any
particle of any size with negligible re-evaporation but may
not contribute significantly to nucleation itself, while UL-
VOCs in contrast may efficiently nucleate. To account for
our incomplete knowledge of the exact chemical structures
and functional groups of the oxidation products, we assume
an overall uncertainty of
±
1 bin in the volatility distribution
(corresponding to 1 order of magnitude in
C
∗
at 300 K).
2.8 HOM formation and its dependence on
temperature
Two parameters, AP
T
oxrate
and
γ
T
HOM
, are used to describe
and characterize the overall HOM formation. To account for
the different oxidant concentration of [O
3
] and [OH
q
] among
the experiments and the temperature dependence of the ini-
tial reaction rate coefficient of
α
-pinene by these oxidants
(Fig. S2a), the
α
-pinene oxidation rate is used as follows:
AP
T
oxrate
[
molec
.
cm
−
3
s
−
1
]=
k
T
(
AP
+
O
3
)
·
[
AP
]
·
[
O
3
]
+
k
(
AP
+
OH
q
)
·
[
AP
]
·
[
OH
q
]
.
(8)
Here, [AP] and [O
3
] are the measured gas-phase concentra-
tions of
α
-pinene by the PTR3 instrument and ozone by a
trace gas monitor, respectively. The IUPAC-recommended
rate coefficients of the
α
-pinene ozonolysis reaction
(
k
T
(
AP
+
O
3
)
=
8
.
05
×
10
−
16
·
e
−
640 K
/T
cm
3
molec
.
−
1
s
−
1
) and
the reaction of
α
-pinene with OH
q
(
k
(
AP
+
OH
q
)
=
1
.
2
×
10
−
11
·
e
440 K
/T
cm
3
molec
.
−
1
s
−
1
) are used. The temperature
dependence of these rate coefficients is shown in Fig. S2a
for typical oxidant concentrations used in our experiment.
The main sources of OH
q
radicals are the ozonolysis of
α
-
pinene and the UV photolysis of ozone. In dark conditions
(UV off), the temperature-dependent ozonolysis rate is a
major source of OH
q
radicals with a yield of 80 % (Chew
and Atkinson, 1996), with a resulting steady-state OH
q
con-
centration of 0.5–1
.
6
×
10
6
molec. cm
−
3
. The formation of
OH
q
radicals depends mainly on the absolute humidity in
the chamber since singlet
D
oxygen, which is formed dur-
ing the ozone photolysis, is subsequently recombined with
H
2
O. The OH
q
radical concentration by UV was estimated
from dedicated actinometry experiments, forming sulfuric
acid, during the same campaign. The OH
q
production by
UV yields 1–3
×
10
6
molec. cm
−
3
at
+
25
◦
C, while at low
temperatures the OH
q
production is comparatively small (
≤
1
×
10
5
molec. cm
−
3
at
−
50
◦
C), due to the lower humidity
in the chamber.
The total oxygenated organic fraction [OxOrg] can be es-
timated as follows:
d
[
OxOrg
]
d
t
=
AP
T
oxrate
−
(
k
T
dil
+
k
T
wall
+
k
CS
)
·[
OxOrg
]
.
(9)
The dilution loss rate
k
T
dil
is determined by dividing the total
flow into the chamber by its volume (
k
278 K
dil
∼
2
×
10
−
4
s
−
1
)
equaling total outflow at constant chamber pressure. Since
the focus of this study is on compounds that are relevant
for nucleation and early growth, we assume that oxygenated
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M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
9191
organics are irreversibly lost due to condensation on a wall
or particles. The chamber wall loss rate was determined to
be
k
278 K
wall
=
2
×
10
−
3
s
−
1
, which is the major loss. An addi-
tional loss is due to the condensation sink (
k
CS
∼
0
.
001 to
0
.
1
×
10
−
3
s
−
1
) to particles and the dilution loss (
k
278K
dil
∼
0
.
2
×
10
−
3
s
−
1
). The total loss rates for oxygenated organics
is then
k
278 K
loss
∼
2
.
2
×
10
−
3
s
−
1
. Note that the condensation
sink in the CLOUD chamber is lower than in other cham-
ber experiments, where similar experiments have been con-
ducted. Based on the production terms, the cumulative sinks
and the total measured
[
HOM
]
by the nitrate CI-APi-TOF,
the HOM yield (
γ
T
HOM
) can be expressed as
γ
T
HOM
[
%
]
=
(
d
[
OxOrg
]
d
t
+
[
HOM
]
·
(
k
T
loss
)
AP
T
oxrate
)
·
100
.
(10)
3 Results and discussion
3.1 Evolution of gases and particles during an
experimental CLOUD run
A typical CLOUD experiment (“run”) is performed after es-
tablishing a constant level of ozone. Starting from ion-free
conditions,
α
-pinene is added to the chamber at a constant
rate, as shown in Fig. 1 at 12:30 UTC, 20 October 2018. Due
to chemical reactivity, the ozone concentration varied be-
tween 34 and 40 ppb
v
. As soon as
α
-pinene was added to the
chamber, peroxy radicals (RO
q
2
) and HOMs started to form.
In contrast to previous CLOUD campaigns, in CLOUD12
and CLOUD13 the fan was switched to 100 % speed during
the addition of
α
-pinene. The high fan speed increases turbu-
lent mixing in the chamber and leads to a faster deposition of
oxidation products and particles onto the wall (
k
wall
). Conse-
quently, the steady-state concentration of condensable mate-
rial (ELVOCs and ULVOCs) was shifted well below the nu-
cleation threshold by increasing the fan speed from its stan-
dard value (12 %) to 100 %. The concentration of the peroxy
radicals measured by the CI-APi-TOF, however, is not much
affected by the strong fan mixing. Reaction rate constants
for highly functionalized RO
q
2
from
α
-pinene self- and cross-
reactions are in a range of 1 to 10
×
10
−
11
cm
3
molec.
−
1
s
−
1
at 300 K (Berndt et al., 2018a). Due to their high reactiv-
ity, the lifetime of the RO
q
2
radicals is mainly determined by
chemical loss rates and relative weakly by the wall loss rate.
After the precursors reached a steady-state concentration
(13:23 UTC in Fig. 1), the mixing fans were switched from
100 % to 12 % speed, reducing HOM and cluster wall loss
rates by a factor of 2 to 3. Consequently, a new steady-
state concentration of
α
-pinene oxidation product monomers
(C
10
) and dimers (C
20
) was established on the wall loss
timescale. Due to the increased gas-phase concentration of
condensable material, a NPF event was initiated. Molecu-
lar clusters started to form and grew into aerosol particles.
After the particle formation rate had reached a steady state
under neutral conditions (
J
n
), the HVCF inside the chamber
was turned off (15:38–17:40 UTC in Fig. 1). Due to natural
ionization at intensities of ground-level GCRs, the ion con-
centration increased to
>
1000 cm
−
3
. Maintaining all other
chamber parameters as constant, we observed an enhance-
ment of up to 2 orders of magnitude or more in the nucleation
rate of new particles due to ion-induced cluster stabilization
(
J
gcr
; Kirkby et al., 2016).
During some stages, the UV light was also turned on to
study its effect on the oxidation chemistry by comparing
the results with (06:00–08:20 UTC in Fig. 1) and without
(03:09–05:41 UTC in Fig. 1) photochemical reactions un-
der otherwise identical conditions. The particle formation
sequence was then repeated at various concentrations of
α
-
pinene and different temperatures over the range of atmo-
spheric interest. In the data analysis, we assume that the parti-
cles observed at a 1.7 nm mobility diameter are stable against
evaporation and serve as a valid proxy for NPF in the cham-
ber.
3.2 Effect of temperature on
α
-pinene oxidation and
HOM formation
Temperature has a strong effect on peroxy radical isomer-
ization and, consequently, on the production rate of closed-
shell oxygenated products. HOM formation is, in princi-
ple, controlled by the production rate and lifetime of the
precursor peroxy radicals, while the lifetime of the radi-
cals is determined by the competing reaction of the uni-
molecular autoxidation and the bimolecular terminations.
The unimolecular H-shift reaction has a much higher pre-
exponential term for the rate constant given by the molecular
vibration frequencies compared with that for the bimolecu-
lar process, which mainly depends on the bimolecular colli-
sion frequency (Praske et al., 2018). However, the higher ac-
tivation energy barrier of the H-shift reaction partly or fully
compensated this. Quantum chemical calculations for differ-
ent RO
q
2
radicals from
α
-pinene oxidation suggest activation
energies between 92 and 121 kJ mol
−
1
for the autoxidation
process (Rissanen et al., 2015). Because of this high acti-
vation energy barrier, temperature has a substantial effect on
the intramolecular H shift and will strongly reduce the autox-
idation at lower temperature. In contrast, the temperature de-
pendence of the bimolecular reaction (like molecular dimer
formation) is much weaker or, in some cases, even exhibits
a slightly negative dependence. Consequently, the competi-
tion at lower temperatures between the termination reaction
and the slower unimolecular autoxidation rate influences the
oxidation state of the products and their distribution. This
temperature dependence of the
α
-pinene oxidation was pre-
viously observed in the composition of naturally HOM ions,
charged by cosmic rays in the CLOUD chamber (Frege et
al., 2018), and is confirmed here for neutral HOMs and their
gas-phase clusters, as shown in Fig. 2. A strong decrease in
the mean O
/
C ratio of the detected oxidation products can
https://doi.org/10.5194/acp-20-9183-2020
Atmos. Chem. Phys., 20, 9183–9207, 2020
9192
M. Simon et al.: New-particle formation from
α
-pinene over a broad range of tropospheric temperatures
Figure 1.
Typical CLOUD experiment sequence of a NPF experiment by
α
-pinene oxidation for three different precursor concentrations. The
figure shows an example
α
-pinene NPF run during the CLOUD13 campaign. The experiment is conducted at a temperature of
+
5
◦
C and at
a relative humidity of 80 %. The vertical lines indicate a change in the experimental conditions in the chamber (e.g. change in settings for fan
speed, UV illumination, clearing field) marking a new stage within the run.
(a)
Change in fan speed and UV light intensity during the run. N,
GCR and CLEAN indicate neutral (high-voltage clearing field on), galactic cosmic ray (high-voltage clearing field off) and cleaning (neutral
periods including high fan speed to clean the chamber of particles) conditions, respectively.
(b)
Time series of ozone,
α
-pinene and negative
ions.
(c)
Combined size distribution of aerosol particles measured by the DMA-train (1.8–8 nm) and nanoSMPS (8–63 nm).
(d)
Evolution of
the nucleation rate at 1.7 nm (
J
1
.
7
) and the total particle concentration above 2.5 nm, measured with a scanning PSM (1.7 nm) and a butanol-
based CPC (2.5 nm). Furthermore, the loss rates to the chamber walls (
k
wall
, dashed black line) and the determined particle condensation
sink (CS, gray line) are shown.
(e)
Evolution of total HOM concentration and partitioning into HOM monomers (C
10
), HOM dimers (C
20
)
and peroxy radicals (RO
q
2
) as well the fraction of ultralow-volatility organic compounds (ULVOCs) measured by the nitrate CI-APi-TOF.
Atmos. Chem. Phys., 20, 9183–9207, 2020
https://doi.org/10.5194/acp-20-9183-2020