of 31
Constraints on the
Spin Evolution of Young
Planetary
-
Mass Companions
Marta
L. Bryan
1
,
Bjö
rn Benneke
2
,
Heather
A. Knutson
2
, Konstantin Batygin
2
,
Brendan P.
Bowler
3
1
Cahill Ce
nter for
Astronomy and Astrophysics, California Institute of Technology, 1200 East
California Boulevard, MC 249
-
17, Pasadena, CA 91125, USA
.
2
Division of Geological and Planetary Sciences, California Institute of Technology, Pasadena,
CA 91125, USA
.
3
McDonald
Observatory and Department of Astronomy, University of Texas at Austin, Austin,
TX 78712, USA
.
Surveys of young star
-
forming regions have
discovered
a growing
population
of planetary
-
mass (<
13 M
Jup
)
companions
around
young
stars
1
.
There is an ongoing deb
ate as to
whether these comp
anions formed like planets (that is
, from the circumstellar disk)
2
, or if
they
represent the low
-
mass tail of the star formation process
3
.
In this study
we
utilize
high
-
resolution spectroscopy to measure
rotation rate
s
of three
young (2
-
300 Myr)
planetary
-
mass companions
and combine these measurements with published rotation
rate
s for two additional companions
4
,
5
to provide a look at the spin distribution of these
objects
.
We
compare this distribution to complementary
rotation r
ate
measurements for
six
brown dwarfs
with masses
<
20 M
Jup
, and
show
that these distributions are
indistinguishable
. This
suggests that
either that these two populations formed via
the same
mechanism, or that
processes
regulating
rotation rates
are
independent of formation
mechanism.
W
e
find
that rotation rates
for both populations are well below their break
-
up
velocities and
do not evolve significantly
during
the first few
hundred
million years
after
the end of accretion.
This suggests
that
rotation rates
are set during
late stages of accretion,
possibly by interactions with
a circumplanetary disk.
This result has important
implications for our understanding of
the
processes
regulating
the
angular momentum
evolution of young planetary
-
mass o
bjects,
and
of
the physics of gas accretion and
disk
coupling in the planetary
-
mass regime
.
Previous studies have sought to constrain t
he origin of planetary
-
mass companions around young
stars
by characterizing
the
ir
mass and semi
-
major axis distribution
s, but
this approach is limited
by
the relatively s
mall size of the current sample
6
.
Here
we propose a
different
approach,
in
which
we
measure
rotation r
ates for
planetary
-
mass companions
to probe their accretion histories
and subsequent angular momentum evolution.
I
n the absence of any braking mechanism,
an
actively accreting gas giant planet embedded in a circumstellar disk should spin up to
rotation
rates approaching break
-
up (that is,
the
maximum physically allowed) velocity. However,
observations of the solar system gas giants indicate that they are rotating 3
-
4 times more slowly
than their primordial break
-
up velocitie
s.
This may be due to
magnetic coupling with a
circumplanetary gas ac
cretion disk
, which could
provide a channel for young planets to
shed
their angular momentum
7
. After the dispersal of the circumstellar and circumplanetary gas disks,
late giant collisions or gravitational tides can further alter the
rotation rates of som
e planets
8
,
9
.
We
currently
have a much better understanding of the angular momentum evolution of stars,
whose rotation rates have
been
well characterized
by large surveys of star
-
forming regions
1
0
.
S
imilar to
the
general picture for
gas giant planets
, stars spin
up
as they accrete
material from a
circumstellar gas
disk
. Unlike
planets
,
stars have several
known
mechanisms for regulating
this
angular momentum, including
interactions between the star and its
gas
disk
and angular
momentum loss
vi
a
stellar winds
1
1
.
Extending into the substellar mass regime,
surveys of mid
-
to high
-
mass brown dwarfs (
~
30
80 M
Jup
)
have shown
that the
se objects tend to rotate faster
and spin down more gradually than
stars
,
indicating
that the
processes that allow stars to shed
angular momentum become less ef
ficient in this mass range
12
,1
3
.
However,
these studies are
generally limited to brown dwarfs in nearby young clusters and star
-
forming region
s
, as
most
field
brown dwarfs
with measured ro
tation rates
have
poorly constrained ages and
correspondingly uncertain mass constraints
.
As a result,
only a handful of rotation rates have
been measured for brown dwarfs
with well
-
constrained masses less than 20 M
Jup
14,15
,1
6
, and
there
are no published
studies of the rotation rate distribution
and angular momentum evolution
in this
mass range
.
Here,
we
use
the near
-
infrared spectrograph
NIRSPEC at the Keck II 10
m telescope to
measure
rotational line broadening for
three
young
planetary
-
mass
companions
with
wide
projected
orbital separations
:
ROXs 42B b
1
7
, GSC 6214
-
210 b
1
8
, and VHS 1256
-
1257 b
19
.
W
e also
observe
five
isolated
brown dwarfs
that
were chosen to have ages and spectral types comparable
to t
hose of the
sample of planetary
-
mass
companions:
OPH 90
20
, USco J1608
-
2315
21
, PSO
J318.5
-
22
22
, 2M0355
+1133
23
, and KPNO Tau 4
2
4
.
We reduce the data and measure rotation
rates as described in
the
Methods
section
(Fig 1 and
Table 1)
.
We
also search for
brown dwarfs
in the literature with spectra
l types later than M6, well
-
constrained ages
typically
less than
20
Myr, and measured rotation rates
2
5
.
We use the published magnitudes, spectral types, distances,
and ages to derive new mass estimate
s for both these objects and the
NIRSPEC sample of low
-
mass brown dwarfs
in a uniform manner
(see Methods
), rather than relying on the relatively
heterogeneous approaches from the literature.
We
select
our comparison sample of low
-
mass
brown dwarfs
using a cutoff of 20 M
Jup
, which yields six objects with measured rotation rates
including three from our survey (OPH 90,
USco J1608
-
2315, PSO J318.5
-
22), and three from the
literature (2M1207
-
3932, GY 141, KPNO Tau 12)
14,15
,1
6
. Although this mass range includes
some objects abov
e 13 M
Jup
, we note that 1
σ
uncertainties on the mass estimates for some of the
planetary
-
mass companions approach 20 M
Jup
, and this mass distribution is therefore
consistent
with that of
our bound companion sample.
We
compare
rotation
al velocities
for
our
sample of
planetary
-
mass companions
to those of the
low
-
mass
brown dwarf
s
. Because these brown dwarfs
likely formed via direct fragmenta
tion of
a
molecular cloud
,
systematic differences in the observed rotation rates between the two
populations
would
suggest
differing formation histories.
For this analysis we also
include
pub
lished spin measurements for t
wo
additional
planetary
-
mass
companions,
β
Pic b and
2M1207
-
3932
b
4
,
5
,
for
a total sample size of
five
planetary
-
mass companions
and
six
low
-
mass
(<
20 M
Jup
)
brown dwarf
s
.
We note that the bound
brown dwarf companions GQ Lup B and HN
Peg B
also have measured rotation rates
26
,2
7
, but
they were excluded from our sample because of
their
higher masses
.
For the objects in our observed sample we take the posterior distribu
tions
from the
Markov chain Monte Carlo (
MCMC
)
fits and divide by the probability distribution for
sin
i
,
where
we used an inclination distribution uniform in cos
i
.
Here
i
is the inclination of the
object’s
rotational axis with respect to our line of sight.
For the objects observed by previous
surveys, we produce a Gaussian distribution for each rotation rate
centered on the measured
v
sin
i
or
v
eq
values,
and
for those with measured
v
sin
i
values
divide that by
the probability distribution
for sin
i
. This left us with a distribution of rotation rates for each object where we took into
account the unknown inclination
i
. We then compare the resulting set of velocity distributions to
models in which the rotational
velocities of both populations are either drawn from a single
Gaussian or from two distinct Gaussians using the Bayesian Information Criteria (BIC).
The two
Gaussian model BIC differs from the single Gaussian model BIC by >10
3
, indicating the single
Gaussian model is strongly preferred.
We also calculate the Akaike information criterion
(AIC)
and find that the single Gaussian model is also strongly preferred,
with
Δ
AIC > 10
3
.
Finally, we
calculate
the
evidence ratio
of
the tw
o models, and again f
i
nd that the single Gaussian model
i
s
favored
by
>
10
4
.
We conclude that at the level of our observations, there is no evidence for a systematic difference
in the measured rotation rates between the sample of planetary
-
mass
companions and brown
dwarfs with comparable masses.
This suggests that either the
planetary
-
mass companions
formed via the same mechanism
as the brown dwarfs
(that is,
turbulent fragmentation), or that
the processes that regulate spin are independent of forma
tion mechanism at the level probed by
our observations.
This is consistent with a picture
in which
spin is regulated via interactions
with the circumplanet
ary disk, as
planetary
-
mass brown dwarfs should also host circumplanetary
disks early in their lifetimes.
However,
it has been suggested that the
properties
of these disks
might vary depending on the formation channel
28
, and dis
ks around isolated objects likely
evolve
differently than those embedded in a circumstellar disk.
If
spin is
indeed
regulated via
interactions with a circumplanetary disk, our findings imply that both classes of objects should
have broadly similar disk properties.
We note that while
there are
other mechanisms such as
planet
-
planet
scattering,
collisions
,
disk
migration,
and
tides imposed by exomoons
that
could in
theory
alter the rotation rates of
our bound companions
,
we do not expect any of these to affect
the angular momentum evolution of these objects at the level measured by our observations
.
W
e
next
compare the
rotation rate for each object
to
its
corresponding break
-
up
velocity
, taking
into account uncertainties in
the measured rotational line broadening
, unknown inclination
angle
s
,
estimated
masses,
radii
, and ages
for the objects in the
sample
(Fig 2)
.
In the absence of
any
braking
mechanism
,
we would expect actively accreting objects to spin up until they reac
h
this critical rotation rate
. The ratio of the observed rotation rate to the predicted break
-
up
velocity therefore provides a useful
measure of the relative efficiency of angular momentum loss
mechanisms both during and after the end of accretion.
Taking the error
-
weighted average o
ver
our
sample, we find that
the
five planetary
-
mass companions
that we observed
are rotating at
0.13
7
±
0.
058
of their break
-
up velocity
.
Our
sample
of low
-
mass brown dwarfs has a
similar
average rot
ation rate of 0.1
14
±
0.0
46
of their break
-
up velocity
.
If we combine both samples
together, we find an
average rotation rate
of
0.126
±
0.0
36
times the break
-
up vel
ocity, suggesting
that both
populations
have shed an appreciable fraction of the angular momentum acquired
during accretion
.
Previous studies of young stars and higher mass brown dwarfs indicate that there is a correlation
between their rotation rates a
nd masses, with lower mass objects
rotating faster on
ave
rage
29
.
We
next
consider
whether
this correlation
extends down into the planetary
-
mass regime
, as has
been suggested
by previous studies
5
,3
0
.
As before, we
include
published rotation rates for
β
Pic b
and
2M1207
-
3932
b
,
and
show
Jupiter and Saturn
for reference
(
Supplementary
Fig. 5
)
.
W
e
exclude t
he terrestrial
and ice giant
solar system planets
as
their masses and spins are dominated
by the accretion of solids rather than hydrogen and helium,
and
in some cases have
been further
altered by giant
impacts and/or tidal evolution
8
,
9
.
We find no evidence
(Pearson correlation
coefficient of
-
0.0788)
for
any
correlation between rotation rate and mass for
our
sample of
planetary
-
mass companions, brown
dwarfs with masses below 20 M
Jup
, and
the
solar system gas
giants
Jupiter and Saturn
.
This suggests that the mechanisms for shedding angular momentum
are effectively independent of mass in the 1
-
20 M
Jup
range.
We next
investigate
how
the observed rotatio
n rates for
our
sample of
planetary
-
mass
companions and brown dwarfs
evolve
during
the first several hundred Myr (
Fig
.
3
)
.
We find that
the rotation rates for
both
populations
appear to remain constant with respect to their break
-
up
velocities
for ages between
2
-
3
00 Myr
.
Furthermore,
the rotation rates
for these objects
are also
similar to the present
-
day rotation rates of Jupiter and Saturn
; given the lack of an observed
correlation between planet mass and rotation rate, this
suggest
s
that th
ere is also
no significant
spin evolution
on timescales of billions of years
.
This
suggests that
the observed angular
velocities
of
planetary
-
mass objects
are set very early in the
ir
evolutionary lifetimes,
perhaps
through exchange of angular momentum bet
ween the
object
and
its
circumplanetary
gas
disk
7
.
Although the mechanism
that
mediates angular momentum transfer in
planetary
-
mass
companions
is currently unknown, we
use the observations presented here to estimate
its
efficiency.
In the
Methods section
, we present a
calculation that
approximates
the angular
momentum evolution of a newly formed
10
M
Jup
object
surrounded
by a circumplanetary disk.
Accounting for spin
-
up due to gravitational contraction and accretion of disk material, we find
that the spin
-
down mechanism must extract angular momentum from the planetary
-
mass object
at a characteristic rate of dL/dt~10
27
kg m
2
/s
2
during the disk
-
bearing epoch in order to reproduce
the obser
ved rotation rates in the sample.
Understanding and modeling the physical nature of this
mechanism
represents
an intriguing problem, worthy of future
exploration.
The observations presented here
provide constraints on the
primordial rotation rates
and angular
momentum evolution of young
planetary
-
mass companions
and
brown dwarfs
with comparable
masse
s
.
The degree of similarity between these two classes of objects suggests that i
rrespective
of the
formation mechanism
,
the physical processes
that
regulate angular momentum are likely to
be the same for gas giant planets as they are for planetary
-
mass br
own dwarfs. As a
consequence, these observations
lay the foundation for
new
theoretical
investigations into
the
mechanism
s that regulate
gas
accretion onto growing
planetary
-
mass
objects
.
Looking ahead,
t
hese results pave
the way for future studies
of gas giant planets
using instruments
on the
upcoming generation of thirty
-
meter class telescopes such as the Giant Magellan Telescope’s
Near
-
IR Spectrometer.
1.
Bowler, B. Imaging extrasolar giant planets.
Publ. Astron. Soc. Pac.
128
, 102001 (2016).
2.
Hel
led, R.
et. al.
, Giant planet formation, evolution, and internal structure,
Protostars and
Planets VI
(University of Arizona Press,
914,
2014), pp. 643
-
665.
3.
Chabrier, G., Johansen, A., Janson, M., Rafikov, R. “Giant planet and brown dwarf
formation” in
Pro
tostars & Planets VI
(University of Arizona Press, Tucson, 2014), pp. 619
-
642.
4.
Snellen, I. A.
et al.
Fast spin of the young extrasolar planet
β
Pictoris b.
Nature
,
509
, 63
-
65
(2014).
5.
Zhou, Y. Apai
, D., Schneider, G. H., Marley, M. S., Showman, A. P., Discovery of rotational
modulations in the planetary
-
mass companion 2M1207b: Intermediate rotation period and
heterogeneous clouds in a low gravity atmosphere.
Astrophys. J.
818
, 176 (2016).
6.
Brandt, T
. D.
et. al.
A statistical analysis of SEEDS and other high
-
contrast exoplanet
surveys: Massive planets or low
-
mass brown dwarfs?
Astrophys. J.
794
, 159 (2014).
7.
Takata, T. Stevenson, D., Despin mechanism for protogiant planets and ionization state of
protogiant planetary disks.
Icarus
,
123
, 404
-
421 (1996).
8.
Morbidelli, A., Tsiganis, K., Batygin, K., Crida, A., Gomes, R., Explaining why the uranian
satellites have equatorial prograde orbits despite the large planetary obliquity.
Icarus
219
,
737
-
740 (2012
).
9.
Correia, A. C. M., Laskar, J., The four final rotation states of Venus.
Nature
,
411
, 767
-
770
(2001).
10.
Herbst, W., Bailer
-
Jones, C. A. L., Mundt, R., Meisenheimer, K., Wackermann, R., Stellar
rotation and variability in the Orion Nebula Cluster.
Astron.
Astrophys.
396
, 513
-
532 (2002).
11.
Gallet, F., Bouvier, J., Improved angular momentum evolution model for solar
-
like stars.
Astron. Astrophys.
556
, A36 (2013).
12.
Zapatero Osorio, M. R.
et. al
., Spectroscopic rotational velocities of brown dwarfs.
Astrophys. J
.
647
, 1405
-
1412 (2006).
13.
Scholz, A., Kostov, V., Jayawardhana, R., Muzic, K., Rotation periods of young brown
dwarfs: K2 survey in Upper Scorpius.
Astrophys. Lett.
809
, L29 (2015).
14.
Mohanty, S., Jayawardhana, R., & Basri, G. The T Tauri phase down to near
ly planetary
masses: Echelle spectra of 82 very low mass stars and brown dwarfs.
Astrophys. J.
626
, 498
-
522 (2005).
15.
Rice, E. L., Barman, T., McLean, I. S., Prato, L., Kirkpatrick, J. D., Physical properties of
young brown dwarfs and very low mass stars in
ferred from high
-
resolution model spectra.
Astrophys. J., Suppl. Ser.,
186
, 63
-
84 (2010).
16.
Kurosawa, R., Harries, T. J., Littlefair, S. P., Radial and rotational velocities of young brown
dwarfs and very low
-
mass stars in the Upper Scorpius OB association a
nd the
ρ
Ophiuchi
cloud core.
Mon. Notices Royal
Astron. Soc.
372
, 1879
-
1887 (2006).
17.
Kraus, A. L.
et. al.,
Three wide planetary
-
mass companions to FW Tau, ROXs 12, and ROXs
42B.
Astrophys. J.
781
, 20 (2014).
18.
Ireland, M. J., Kraus, A. L., Martinache
, F., Law, N., Hillenbrand, L. A., Two wide
planetary
-
mass companions to solar
-
type stars in Upper Scorpius,
Astrophys. J.
726
, 113
(2011).
19.
Gauza, B.
et. al.,
Discovery of a young planetary mass companion to the nearby M dwarf
VHS J125601.92
-
125723.9,
Astr
ophys. J.
804
, 96 (2015).
20.
Alves de Oliveira, C., Moraux, E., Bouvier, J., Bouy, H., Spectroscopy of new brown dwarf
members of
ρ
Ophiuchi and an updated initial mass function,
Astron. Astrophys.
539
, A151
(2012).
21.
Lodieu, N., Hambly, N. C., Jameson, R. F.,
Hodgkin, S. T., Near
-
infrared cross
-
dispersed
spectroscopy of brown dwarf candidates in the Upper Sco association,
Mon. Notices Royal
Astron. Soc.
383
, 1385
-
1396 (2008).
22.
Liu, M. C.
et. al.
, The extremely red, young L dwarf PSO J318.5338
-
22.8603: a free
-
fl
oating
planetary
-
mass analog to directly imaged young gas
-
giant planets.
Astrophys. Lett.
777
, L20
(2013).
23.
Quanz, S. P.
et. al.
, Search for very low
-
mass brown dwarfs and free
-
floating planetary
-
mass
objects in Taurus,
Astrophys. J.
708
, 770
-
784 (2010).
24.
Li
u, M. C., Dupuy, T. J., Allers, K. N., The Hawaii infrared parallax program. II. Young
ultracool field dwarfs,
Astrophys. J.
833
, 96 (2016).
25.
Crossfield, I. J. M., Doppler imaging of exoplanets and brown dwarfs.
Astron. Astrophys.
566
, A130 (2014).
26.
Schwarz
, H.
et al.
, The slow spin of the young substellar companion GQ Lupi b and its
orbital configuration,
Astron. Astrophys.
593
, A74 (2016).
27.
Metchev, S. A.
et al.,
Weather on other worlds. II. Survey results: Spots are ubiquiotous on
L and T dwarfs.
Astrophys. J.
799
, 154 (2015).
28.
Szulagyi, J., Mayer, L., Quinn, T., Cirumplanetary discs around young giant planets: a
comparison between core
-
accretion and disc instability.
Mon. Notices Royal
Astron. Soc.
464
, 3158
-
3168 (2017).
29.
Scholz, A. & Eisloffel, J
., Rotation and variability of very low mass stars and brown dwarfs
near
ε
Ori.
Astron. Astrophys.
429
, 1007
-
1023 (2005).
30.
Hughes, D. W., Planetary spin.
Planet. Space Sci.
51, 517
-
523 (2003).
Acknowledgments
.
The data presented herein were obtained at the W. M. Keck Observatory,
which is operated as a scientific partnership among the California Institute of Technology, the
University of California and the National Aeronautics and Space Administration. The
Obse
rvatory was made possible by the generous financial support of the W. M. Keck
Foundation. We acknowledge the efforts of the Keck Observatory staff. The authors wish to
recognize and acknowledge the very significant cultural role and reverence that the su
mmit of
Mauna Kea has always had within the indigenous Hawaiian community. We are most fortunate
to have the opportunity to conduct observations from this mountain. HAK acknowledges
support from the Sloan Fellowship Program. Support for this work was pr
ovided by NASA
through Hubble Fellowship grant HST
-
HF2
-
51369.001
-
A awarded by the Space Telescope
Science Institute, which is operated by the Association of Universities for Research in
Astronomy, Inc., for NASA, under contract NAS5
-
26555.
Author Contributions.
M. L. B. led the observational program, analyzed the resulting data, and
wrote the paper.
B.
B. helped to design and execute the observations and provided advice on the
analysis as well as atmosphere models for each object.
H. A. K
. provided advice and guidance
throughout the process.
K. B. calculated the approximate angular momentum evolution of a
newly formed
10 M
Jup
object surrounded by a circumplanetary disk.
B. P. B. helped to identify
and characterize suitable targets, inclu
ding calculating new mass estimates for all
of the
brown
dwarfs included in this study.
Author Information
.
Reprints and permissions information is available at
www.nature.com/reprints
. The authors have no
competing financial interests to report.
Correspondence and requests for materials should be addressed to
mlbryan@astro.caltech.edu
.
Fig. 1
.
Rotational broadening in the ROXs 42B b spectrum.
C
ross
correlation between the
ROXs 42B
b spectrum and a model atmosphere broadened to the instrumental resolution
(
black
points)
with 1
σ
uncertainties
from a
jackknife resampling technique (see Methods).
The cross
correlation functions between a model atmospher
e broadened to the instrumental resolution and
that same model additionally broadened by a range of rotation rates (5, 10, 15, 20, 25, 30 km/s)
are
overplotted
in color
.
The autocorrelation
for a model with no rotational line broadening
is
shown as
a
dash
ed pink line.
Fig. 2.
Distributions of
observed
rotation rates as
a fraction
of the corresponding break
-
up
velocity for each
object
.
The distributions for the
planetary
-
mass companions
are shown in the
left panel and the distributions for
brown dwarfs
with masses less than
20 M
Jup
are shown in the
right panel. Note that these distributions take into account the uncertainties
in the
object’s
mass,
age, and radius, as well as the unknown inclination of its rotation axis with respect to our line of
sight
.
The uncertainties on the break
-
up velocities dominate the spread of these distributions.
Fig 3.
Angular momentum evolution of planetary
-
mass objects.
O
bserved
rotation rates as
fractions of break
-
up velocities
are plotted
for
our
sample of five
planetary
-
mass companions
(blue squares)
,
as well as a comparison sample of six
isolated
brown dwarfs
with masses
less
than
20 M
Jup
(red triangles)
, and
Jupiter
and Saturn
(
purple
squares)
.
For comparison w
e also
plot published rotation rates for all
brow
n dwarfs
with well
-
constrained ages
typically less than
20 Myr
, and spectral types later than M6
(filled circles)
, where
the
shade of grey
corresponds to
our new estimates of the
brown dwarf mass
es
determined using
the published magnitudes,
spectral types,
distances, and ages of these objects.
We show
1
σ
uncertainties
for all objects;
these
are dominated by uncertainties in the estimated break
-
up velocity for each object, with an
additional contribution from the measured rotation rate and unknown inclination with respect to
our line of sight.
Table 1.
Measured rotation rates for our
sample of three new planetary
-
mass companions.
Planet
ary
-
Mass
Companion
Mass [M
Jup
]
Age [Myr]
Ref.
v
sin
i
[km/s]
ROXs 42B b
10 +/
-
4
3 +/
-
2
(
1
), (
1
7
)
9.5 (+2.1
-
2.3)
GSC 6214
-
210 b
12
15
11 +/
-
2
(
1
), (
1
8
)
6.1 (+4.9
-
3.8)
VHS 1256
-
1257 b
10
21
150
300
(
1
), (
19
)
13.5 (+3.6
-
4.1)
Methods
1.
NIRSPEC O
bservations
We observed our targets in K band
(2.03
2.38 um)
using the near
-
infrared spectrograph
NIRSPEC at the Keck II 10 m telescope, which has a resolution of approximately 25,000. We
used the 0.041x2.26 arcsec slit for our
adaptive optics (
AO
)
observations and the 0.432x24
arcsec slit for natural seeing observ
ations, and obtained our data with a standard ABBA nod
pattern. We observed the planetary
-
mass companions ROXs 42B b and GSC 6214
-
210 b (1.2"
and 2.2" separations, respectively) in AO mode in o
r
der to minimize blending with their host
stars; all other tar
gets were observed in natural seeing mode, which has a much higher (~10x
greater) throughput. For ROXs 42B and VHS 1256
-
1257 we were able to observe b
oth the host
star and planetary
-
mass companion simultaneously, which made it easier to calculate a
wavele
ngth solution and telluric correction for the much fainter companions in these systems
(see
Methods section
2). We could not do this for GSC 6214
-
210 b because the planetary
-
mass
companion was located at a separation of 2.2”, which was comparable to the s
lit length. For this
object we obtained a separate spectrum for the star after completing our observations of the
companion. See
Supplementary
Table
1
for observation details.
2. 1D Wavelength Calibrated Spectrum Extraction
We extracted 1D spectra from our images using a Python pipeline modeled after
ref
31
. After flat
-
fielding, dark subtracting, and then differencing each nodded AB pair, we stacked and aligned
the set of differenced images and combined them
into a single image. We then fit the spectral
trace for each order with a third order polynomial in order to align the modestly curved 2D
spectrum along the
x
(dispersion) axis. For our sample of planetary
-
mass companions we fit the
trace of the host sta
r and used this fit to rectify the 2D spectra of both the star and the
companion; this leveraged the high signal
-
to
-
noise of the stellar trace in order to provide better
constraints on the shape of the fainter companion trace. Although we were not able to
place
GSC 6214
-
210 A and its companion in the slit simultaneously, we found that the shape of the
spectral trace changed very little during our relatively modest 2.2” nod from the host star to the
companion and therefore utilized the same approach with th
is data set. For both ROXs 42B b
and GSC 6214
-
210 b, the initial solutions obtained from the stellar trace had a slope that differed
by 2
-
3 pixels from beginning to end when applied to the companion trace. We corrected for this
effect by rectifying the s
pectra of these two companions a second time using a linear function.
Supplementary
Figure
1 shows an example 2D rectified spectrum for VHS 1256
-
1257 A and
VHS 1256
-
1257 b.
We note that the NIRSPEC detector occasionally exhibits a behavior, likely due to
variations in
the bias voltages, in which one or more sets of every eight rows will be offset by a constant value
for individual quadrants located on the left side of the detector. Our GSC 6214
-
210 b
observations were the only one
s
that
appeared to exhib
it this effect, which produced a distinctive
striped pattern in the two left
-
hand quadrants. We corrected for this effect by calculating the
median value of the unaffected rows and then adding or subtracting a constant value from the
bad rows in order to
match this median pixel value. While the left side of the detector remained
slightly noisier than the right in our GSC 6214
-
210 b data set, this noise was not high enough to
preclude its use in our analysis.
After producing combined, rectified 2D spectr
a for each order, we extracted 1D spectra in pixel
space for each positive and negative trace. We calculated an empirical PSF profile along the
y
(cross
-
dispersion)
axis of the 2D rectified order, and used this profile to combine the flux along
each colum
n to produce a 1D spectrum. For the ROXs 42B and VHS 1256
-
1257 datasets, which
include both the star and the planet in the slit simultaneously, we plotted this empirical PSF
profile and confirmed that the stellar and companion traces were well
-
separated i
n the cross
-
dispersion direction. We identified the range of
y
(cross
-
dispersion) positions containing the
stellar PSF and set these to zero before extracting the companion spectrum. When extracting the
host star spectrum, we similarly set the region con
taining the companion trace to zero.
We next calculated a wavelength solution for each spectral order. Because we maintained the
same instrument configuration (filter, rotator angle, etc.) throughout the night, the wavelength
solution should remain effec
tively constant aside from a linear offset due to differences in the
placement of the target within the slit. As with the 2D traces, we leverage the increased SNR of
the host star spectra to obtain a more precise solution for our sample of planetary
-
mass
companions. We fit the positions of tellu
ric lines in each order with a third
order polynomial
wavelength solution of the form:
λ
= ax
3
+ bx
2
+ cx + d
, where x is pixel number. We then apply
this solution to the companion spectrum using a linear offset c
alculated by cross
-
correlating the
companion spectrum with a telluric model spectrum.
For our brown dwarf observations we
found that the SNR of the spectra was typically not high enough to obtain a reliable wavelength
solution using telluric lines, and therefore determined this solution by fitting higher SNR
standard star observations obt
ained at a similar airmass immediately before or after each
observation and applying a linear offset (i.e., the same approach as for the companion spectra).
We next remove telluric lines by simultaneously fitting a telluric model and an instrumental
profile to each order in the extracted spectra. For the instrumental profile, we use a Gaussian
function where we allow the width to vary as a free parameter. Although we also considered an
instrumental profile with a central Gaussian and four satellite
Gaussians on either side
32
, we
found that our choice of instrumental profile had a negligible effect on our final rotational
broadening measurement for ROXs 42B b and therefore elected to use the simpler single
Gaussian model in our subsequent analyses.
W
e determine the
best
-
fit
telluric
models
for our
planetary
-
mass
companion
and low
-
mass brown dwarf
spectr
a
by fitting the spectrum of
either
the host star
or the standard star, respectively,
and then applying a linear offset
before
dividing
this model from
the data
.
Supplementary Figure 2 shows an example 1D wavelength calibrated
and telluric corrected
spectrum for
2M0355+
1133
.
3. MCMC Fits to Determine Rotational Line Broadening
We measure th
e rotational line broadening
v
sin
i
, where
v
is the rotational
velocity and
i
is the
unknown inclination, and radial velocity offset for each object by calculating the cross
-
correlation function (CCF) between the first two orders of each object’s spectrum
(
λ
= 2.27
-
2.38 um) and a model atmosphere, where the model h
as first been broadened by the measured
instrumental profile (R
~
25,000). We utilize these two orders because they contain absorption
lines from both water and CO, including two strong CO bandheads, and because they
have
the
most accurate telluric
correction
s
and wavelength solution
s
. We generate atmospheric models
for both our
samples of
planetary
-
mass companions and low
-
mass brown dwar
fs using the
SCARLET code
3
3
, with the parameters used for each object listed
Supplementary
Table 2
.
We next see
k to match the shape of the measured CCF for each object by comparing it to the
CCF between a model atmosphere with instrumental broadening and the same atmosphere model
with both a radial velocity offset and additional rotational line broadening.
We rota
tionally
broaden the atmos
pheric model using a wavelength
-
dependent broadening kernel calculated
using E
quation 18.11 taken from ref.
34
for a quadratic limb darkening law.
The shape of the
rotati
onally
-
broadened line profile depends on the planet's limb
-
darkening, which varies
smoothly across the covered wavelength range and between line centers and line wings. We
therefore calculate limb
-
darkening coefficients for each of the 2048 individual wavelength bins
in our spectrum using the SCARLET model. We fir
st compute the thermal emission intensity
from the planet's atmosphere across a range of different zenith angles. From those intensities we
then generate model intensity profiles at each wavelength, which we fit with quadratic limb
-
darkening coefficients.
Finally, we use the resulting limb
-
darkening coefficients to calculate the
appropriate rotational broadening kernel at that wavelength position.
We fit for th
e rotational line broadening
v
sin
i
and radial velocity offset of each object using a
MCMC
techni
que. We assume uniform priors on both parameters, and calculate the log
likelihood function as
0
.
5
!
!
!
!
!
!
!
!
!
!
!
!
, where
d
is the CCF between the data and the model
spectrum with instrumental broadening only and
m
is the CCF of this model and the sa
me model
with additional rotational line broadening and a velocity offset applied. We calculate the
uncertainties
i
on the CCF of the model with the data using a jackknife resampling technique:
(1)
!"#$$%&'(
!
=
(
!
!
!
)
!
(
!
)
!
!
!
!
!
where
n
is the total number of samples (defined here as the number of individual AB nod pairs),
x
i
is the cross
-
correlation function calculated utilizing all but the
i
th AB nod pair, and
x
is the
cross
-
correlation function calculated using all AB nod pairs
. The number of individual nod pairs
for each target ranged between four and nine; see
Supplementary
Table 1
for more details.
In addition to the measurement uncertainties on our extracted spectra, we also accounted for the
uncertainty on the instrument
al profile in our fits to the CCF. We did this by first fitting for the
instrumental profiles in individual AB nod pairs using telluric lines in our high SNR stellar
spectra (either host star or standard star). We then calculated the median resolution fo
r each
night and set the corresponding uncertainty on this value to the standard deviation of all
resolution values divided by the square root of the number of AB nod pairs utilized. When
f
itting the CCF functions of the
planetary
-
mass companions and brow
n dwarfs
that we observed
,
we drew a new resolution from a Gaussian distribution with a peak located at the median
resolution and width equal to the calculated uncertainty on that resolution at each step in the
MCMC chain. We plot both the measured CCFs a
nd the best
-
fit model CCFs for each object in
our sample in
Supplementary
Figure 3
, and report the best
-
fit values and corresponding
uncertainties in Table 1 and
Supplementary
Table 2
.
We next considered whether our measured rotational broadening values
might be inflated by
small offsets in the relative positions of individual spectra within our sequence of AB nod pairs.
We tested for this by calculating a CCF for each individual AB nod pair in our ROXs 42B b
observations, where we treat the positive an
d negative traces separately, and measuring the
location of the CCF peak in wavelength space. We found that within the set of individual
positive trace spectra (A nods) and negative trace spectra (B nods) the observed wavelength
shifts were minimal, typic
ally less than 1 km/s. However, the difference between the median
positive and negative trace offsets could be as large as 5 km/s. As a result we opted to fit the
positive and negative trace spectra separately, resulting in two independent estimates of t
he
rotational broadening and velocity offset for each object. We find that in all cases these two
values are consistent within the errors, and report their
error
-
weighted average in Table
1 and
Supplementary
Table 2
.
We also plot these values as a functi
on of time in Supplementary Figure
6.
As an additional check, we
also
used the extracted spectra for the host star ROXs 42B, which
have a much higher SNR in individual exposures, to determine the spin rate for each individual
AB pair. We found that our measured rotational broadening also remained consistent across the
full
set of AB pairs, and agreed with the value calculated directly from the composite stellar
spectrum (i.e.,
including all AB nod pairs) to <0.5
σ
.
We next compare the measured radial velocity offsets for our sample of bound planetary
-
mass
companions to thos
e of their host stars. For the host stars, we used Phoenix spectra
3
5
to model
their spectra, where we select the model with log(g) and T
eff
values closest to those reported in
the literature for each system. We determined the rotation rates of ROXs 42B, G
SC 6214
-
210
A
,
and VHS 1256
-
1257
A
to be 43.6
+/
-
0.2 km/s, 28.8+/
-
2.5 km/s, and 75.2
(+2.7
-
2.3)
km/s
respectively, and
measured
velocity offsets of 1.8
+/
-
0.2 km/
s,
-
12.6 (+2.0
-
2.2)
km/s, and 1.5
(+2.0
-
2.2)
km/s respectively. We would expect both star and
planetary
-
mass companion to
share the same RV offset, as the predicted orbital velocities of these relatively wide separation
companions should be much smaller than the precision of our measurements. For our lower S/N
spectra (ROXs 42Bb and GSC 6214
-
210b)
, we find that the reported RV values for the planets
differ from those of their host stars by 4.1 km/s and 5.3 km/s respectively. If we take the formal
RV errors of 0.7 km/s and 1.3 km/s from our MCMC analysis at face value, this would
correspond to RV o
ffsets of 7.7
σ
and 2.2
σ
respectively. However, we note that for these two
relative
ly
low SNR targets
,
the telluric lines we use for calibrating the linear offset in the planet's
wavelength solution becomes the dominant source of uncertainty in our measure
ment of the
planet’s RV offset
;
this is not accounted for in our formal jackknife
error
analysis
, which
assumes an error
-
free wavelength solution
. We therefore adopt a systematic noise floor of 4.0
km/s for the reported RV values for these two relatively
low SNR targets. We also test the
possible effects of 4
-
5 km/s errors in our wavelength solutions for these two planets by setting
ROXs 42Bb's radial velocity equal to that of its host star (1.8 km/s vs
-
2.3 km/s) and re
-
running
our MCMC analysis. We fin
d that the measured rotation rate for the companion in this fit is 9.8
(+2.0
-
2.1) km/s, consistent wi
th our original measurement at
0.1
σ
.
We also investigate whether or not night
-
to
-
night variations in the instrumental broadening
profile might affect our
estimated values for rotational line broadening. We test this by fitting
for the rotational line broadening of the host star ROXs 42B, which was observed
along with its
planetary
-
mass companion
on two separate nights with an estimated in
strumental resolu
tion of
R~30,000 and R~
26,000, respectively. We found that the measured spins for the first and
second
night differed by ~1
σ
, indicating that our method for determining the instrumental broadening
profile using telluric lines is providing a reliable characterization of this parameter.
On the modeling side, we also check whether variations in the C/O ratio of the atmospheric
m
odel used in the cross
-
correlation might affect our measured spin rates. We test this by
repeating our CCF analysis of the ROXs 42B b spectrum using models with C/O ratios of 0.8,
0.54 (solar), and 0.35. We find that the measured spin rates for the low a
nd high C/O models are
consistent
with our solar C/O model at <0.5
σ
. We also consider the possibility that pressure
broadening might cause us to over
-
estimate the amount of rotational line broadening in these
objects. Our fiducial solar metallicity model
s were generated using opacities
from the ExoMol
database
3
6
, which does not include pressure broadening, but has line locations that better match
our observed spectra. Alternative opac
ity tables such as HiTemp
3
7
do include pressure
broadening, but do not
match the line locations in our spectra as well as the ExoMol database.
We test the potential effects of pressure broadening on our estimate of the spin rate by generating
a new version of our atmosphere model for ROXs 42B b using HiTemp molecular opaci
ties
and
comparing the resulting
v
sin
i
value to the one measured using our original ExoMol models.
Depending on our choice of pressure
-
temperature profile, we found that the measured rotation
rate calculated using the HiTemp models was 2
-
5 km/s (0.7
-
1.8
σ
) lower than the rotation rate
using our original ExoMol models.
W
e
utilize
the ExoMol opacities
in our final rotation rate
analysis
for three reasons: (1) the pressure
-
temperature profiles for these young planetary
-
mass
objects are poorly constrained by
current observations, (2) the pressure
-
broadened profiles for
many molecules at high temperatures are not currently well understood, and (3) the ExoMol line
locations are a better match for our spectra than the HiTemp line locations. We note that
includi
ng pressure
-
broadening in our models would likely decrease our estimated rotation rates
by several km/s, corresponding to a change of approximately 1
σ
for most of the objects in our
sample. However, this would not affect our conclusion that young planetar
y
-
mass objects appear
to be rotating at much less than their break
-
up velocities, and that their rotation rates do not
evolve significantly in time.
Finally, we test whether uncertainties in assumed effective temperatures and surface gravities
could impac
t our measured rotation rates. We generate atmospheric models for PSO J318.5
-
22
using T
eff
and log(g) values determined in the forward model analysis of Allers et al 2016
43
, T
eff
= 1325 (+350
-
12) K and log(g) = 3.7 (+1.1
-
0.1). We recalculate rotation rates
and velocity
offsets
using a model with T
eff
= 1313 K and log(g) = 3.6, and another model with T
eff
= 1675 K
and log(g) = 4.8. We find that these
parameters differ from
the
original value
s
by less than
0.3
σ
.
4. Calculating the Break
-
up Velocity
To calculate break
-
up velocities, we need estimates of the masses and radii of the objects in
our
sample. For our sample of bound planetary
-
mass companions we utilize mass
estimates from the
literature. For our sample of low
-
mass brown dwarfs, we derive new mass estimates in a
homogeneous manner rather than relying on the heterogeneous approaches from the literature
(Supplementary Table 3)
. We first calculate bolometric lu
minosities for these objects using the
K
-
band bolometric correction for young ultracool dwarfs fr
om
ref
3
9
together with their distances
and spectral types. We then calculate masses using their ages and luminosities together with a
fin
ely interpolated grid of hot
-
start evolutionary models from
ref
40
. We incorporate uncertainties
in distance, spectral type, apparent K
-
band magnitude, and age in a Monte Carlo fashion by
randomly drawing these values from normal distribu
tions for a large number of trials. We note
that estimating masses using the bolometric luminosity is more robust than using absolute
magnitudes as the former is less reliant on the detailed accuracy of atmospheric models. This is
especially true in the
optical where strong molecular opacities are generally more difficult to
reproduce in synthetic spectra compared, for example, to near
-
infrared wavelengths.
Once we ha
ve
a mas
s estimate, we used COND models
4
1
to estimate the radius of each object.
We note
that
by using COND models, the radii we adopt assume a hot
-
start formation history.
We calculate the 1
σ
minimum radius using the 1
σ
minimum age and mass, and the 1
σ
maximum
radius using the 1
σ
maximum age and mass. Although we could have propagate
d the
uncertainties in mass and age in quadrature, these are not independent quantities as the mass
estimate depends directly on the age estimate, and we therefore opted for a more conservative
approac
h. We calculate the best
-
fit break
-
up velocity for eac
h object and the corresponding 1
σ
uncertainties on this parameter by propagating uncertainties from the mass, radius, and age of the
object.
Supplementary Figure 4 compares the distributions of measured rotation rates and
calculated break
-
up velocities fo
r each object.
5. Angular Momentum Evolution Calculation
Here we seek to approximately characterize the angular momentum evolution of a giant planet or
low
-
mass brown dwarf
following the primary phase of assembly
.
I
n the absence of more
stringent observ
ational constraints
we utilize a simple parameterized model to estimate the
relevant timescale for angular momentum
evolution
. It is readily apparent that this timescale
will be shorter than both the disk lifetime
and the Kelvin
-
Helmholtz timescale
, but
such a
parameterized model is nonetheless instructive for i
llustrating the relevant forces
at work in this
problem
.
We begin by discussing the consequences of gravitational contraction.
5.1. Gravitational Contraction
To approximate the interior struct
ur
e of a newly
-
formed planetary
-
mass object, we adopt a
polytropic equation of state with index
=
3
/
2
characteristic of a fully
-
convective body. The
binding energy of such an object is given by:
(2)
E
=
!
!
!
!
,
where
b
=
3/(
10
2
) = 3/7
,
G
is the gravitational constant,
M
is the mass of the object and
R
is
the radius of the object.
Equating the
gravitational energy loss to the radiative flux at the surface,
we have
:
(3)
!"
!"
=
4
!
!""
!
=
!
!
!
!
!
!"
!"
.
Adopting an initial condition R |
t=0
=R
0
, the above expression yields a differential equation for
the evolution of the radius:
(4)
!"
!"
=
!
!
!
!
!
!"
!
!""
!
!
!
!
!"
!
!
=
!
!
!"
!
!
!
!
,