1
Global Carbon Budget 2024
1
Supplementary Information
2
3
S.1 Methodology Fossil Fuel CO
2
emissions (EFOS)
4
S.1.1 Cement carbonation
5
From the moment it is created, cement begins to absorb CO
2
from the atmosphere, a process known as ‘cement
6
carbonation’. We estimate this CO
2
sink, from 1931 onwards, as the average of two studies in the literature (Cao
7
et al., 2020; Guo et al., 2021 extended by Huang et al., 2023). The Global Cement and Concrete Association
8
reports a much lower carbonation rate, but this is based on the highly conservative assumption of 0% mortar
9
(GCCA, 2021). Modelling cement carbonation requires estimation of a large number of parameters, including
10
the different types of cement material in different countries, the lifetime of the structures before demolition, of
11
cement waste after demolition, and the volumetric properties of structures, among others (Xi et al., 2016).
12
Lifetime is an important parameter because demolition results in the exposure of new surfaces to the
13
carbonation process. The main reasons for differences between the two studies appear to be the assumed
14
lifetimes of cement structures and the geographic resolution, but the uncertainty bounds of the two studies
15
overlap.
16
S.1.2 Emissions embodied in goods and services
17
CDIAC, UNFCCC, and BP national emission statistics ‘include greenhouse gas emissions and removals taking
18
place within national territory and offshore areas over which the country has jurisdiction’ (Rypdal et al., 2006),
19
and are called territorial emission inventories. Consumption
-
based emission inventories allocate emissions to
20
products that are consumed within a country, and are conceptually calculated as the territorial emissions minus
21
the ‘embodied’ territorial emissions to produce exported products plus the emissions in other countries to
22
produce imported products (Consumption = Territorial
–
Exports + Imports). Consumption
-
based emission
23
attribution results (e.g. Davis and Caldeira, 2010) provide additional information to territorial
-
based emissions
24
that can be used to understand emission drivers (Hertwich and Peters, 2009) and quantify emission transfers by
25
the trade of products between countries (Peters et al., 2011a). The consumption
-
based emissions have the same
26
global total, but reflect the trade
-
driven movement of emissions across the Earth's surface in response to human
27
activities. We estimate consumption
-
based emissions from 1990
-
2020 by enumerating the global supply chain
28
using a global model of the economic relationships between economic sectors within and between every country
29
(Andrew and Peters, 2013; Peters et al., 2011b). Our analysis is based on the economic and trade data from the
30
Global Trade and Analysis Project (GTAP; Narayanan et al., 2015), and we make detailed estimates for the
31
years 1997 (GTAP version 5), 2001 (GTAP6), and 2004, 2007, 2011, and 2014 (GTAP10.0a), covering 57
32
sectors and 141 countries and regions. The detailed results are then extended into an annual time series from
33
1990 to the latest year of the Gross Domestic Product (GDP) data (2020 in this budget), using GDP data by
34
expenditure in current exchange rate of US dollars (USD; from the UN National Accounts main Aggregates
35
database; UN, 2022) and time series of trade data from GTAP (based on the methodology in Peters et al.,
36
2
2011b). We estimate the sector
-
level CO
2
emissions using the GTAP data and methodology, add the flaring and
37
cement emissions from our fossil CO
2
dataset, and then scale the national totals (excluding bunker fuels) to
38
match the emission estimates from the carbon budget. We do not provide a separate uncertainty estimate for the
39
consumption
-
based emissions, but based on model comparisons and sensitivity analysis, they are unlikely to be
40
significantly different than for the territorial emission estimates (Peters et al., 2012b).
41
S.1.3 Uncertainty assessment for E
FOS
42
We estimate the uncertainty of the global fossil CO2 emissions at ±5% (scaled down from the published ±10 %
43
at ±2σ to the use of ±1σ bounds reported here; Andres et al., 2012). This is consistent with a more detailed
44
analysis of uncertainty of ±8.4% at ±2σ (Andres et al., 2014) and at the high
-
end of the range of ±5
-
10% at ±2σ
45
reported by (Ballantyne et al., 2015). This includes an assessment of uncertainties in the amounts of fuel
46
consumed, the carbon and heat contents of fuels, and the combustion efficiency. While we consider a fixed
47
uncertainty of ±5% for all years, the uncertainty as a percentage of emissions is growing with time because of
48
the larger share of global emissions from emerging economies and developing countries (Marland et al., 2009).
49
Generally, emissions from mature economies with good statistical processes have an uncertainty of only a few
50
per cent (Marland, 2008), while emissions from strongly developing economies such as China have
51
uncertainties of around ±10% (for ±1σ; Gregg et al., 2008; Andres et al., 2014). Uncertainties of emissions are
52
likely to be mainly systematic errors related to underlying biases of energy statistics and to the accounting
53
method used by each country.
54
S.1.4 Growth rate in emissions
55
We report the annual growth rate in emissions for adjacent years (in percent per year) by calculating the
56
difference between the two years and then normalising to the emissions in the first year: (
E
FOS
(
t
0
+1)
-
57
E
FOS
(
t
0
))/
E
FOS
(
t
0
)×100%. We apply a leap
-
year adjustment where relevant to ensure valid interpretations of
58
annual growth rates. This affects the growth rate by about 0.3% yr
-
1 (1/366) and causes calculated growth rates
59
to go up approximately 0.3% if the first year is a leap year and down 0.3% if the second year is a leap year.
60
The relative growth rate of
E
FOS
over time periods of greater than one year can be rewritten using its logarithm
61
equivalent as follows:
62
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"
!"#
#
"
!"#
#$
=
#
(
&'
"
!"#
)
#$
(2)
63
Here we calculate relative growth rates in emissions for multi
-
year periods (e.g. a decade) by fitting a linear
64
trend to
ln(E
FOS
)
in Eq. (2), reported in percent per year.
65
S.1.5 Emissions projection for 2023
66
To gain insight on emission trends for 2023, we provide an assessment of global fossil CO
2
emissions,
E
FOS
, by
67
combining individual assessments of emissions for China, USA, the EU, and India (the four countries/regions
68
with the largest emissions), and the rest of the world.
69
The methods are specific to each country or region, as described in detail below.
70
3
China
: We use a regression between monthly data for each fossil fuel and cement, and annual data for
71
consumption of fossil fuels / production of cement to project full
-
year growth in fossil fuel consumption and
72
cement production. The monthly data for each product consists of the following:
73
·
Coal: Production data from the National Bureau of Statistics (NBS), plus net imports from the China
74
Customs Administration (i.e., gross supply of coal, not including inventory changes), adjusted
75
using monthly production data for thermal electricity, crude steel, pig iron, coke and cement from
76
NBS.
77
·
Oil: Production data from NBS, plus net imports from the China Customs Administration (i.e., gross
78
supply of oil, not including inventory changes)
79
·
Natural gas: Same as for oil
80
·
Cement: Production data from NBS
81
For oil, we use data for production and net imports of refined oil products rather than crude oil. This choice is
82
made because refined products are one step closer to actual consumption, and because crude oil can be subject
83
to large market
-
driven and strategic inventory changes that are not captured by available monthly data.
84
Furthermore, refinery output in 2022 was atypically low through August of that year compared to the rest of the
85
year, which results in very high growth figures for the 2023 data compared to what one can likely expect for the
86
last four months of this year. The estimate has been adjusted down by 0.8 percentage points to account for this,
87
corresponding to how much lower the ratio of January
-
August and September
-
December refinery output was in
88
2022 compared to the average for 2014
-
2022.
89
For each fuel and cement, we make a Bayesian linear regression between year
-
on
-
year cumulative growth in
90
supply (production for cement) and full
-
year growth in consumption (production for cement) from annual
91
consumption data. In the regression model, the growth rate in annual consumption (production for cement) is
92
modelled as a regression parameter multiplied by the cumulative year
-
on
-
year growth rate from the monthly
93
data through August of each year for past years (through 2022). We use broad Gaussian distributions centered
94
around 1 as priors for the ratios between annual and through
-
August growth rates. We then use the posteriors for
95
the growth rates together with cumulative monthly supply/production data through August of 2023 to produce a
96
posterior predictive distribution for the full
-
year growth rate for fossil fuel consumption / cement production in
97
2023.
98
If the growth in supply/production through August were an unbiased estimate of the full
-
year growth in
99
consumption/production, the posterior distribution for the ratio between the monthly and annual growth rates
100
would be centered around 1. However, in practice the ratios are different from 1 (in most cases below 1). This is
101
a result of various biasing factors such as uneven evolution in the first and second half of each year, inventory
102
changes that are somewhat anti
-
correlated with production and net imports, differences in statistical coverage,
103
and other factors that are not captured in the monthly data.
104
For fossil fuels, the mean of the posterior distribution is used as the central estimate for the growth rate in 2023,
105
while the edges of a 68% credible interval (analogous to a 1
-
sigma confidence interval) are used for the upper
106
and lower bounds.
107
4
USA
: We use emissions estimated by the U.S. Energy Information Administration (EIA) in their Short
-
Term
108
Energy Outlook (STEO) for emissions from fossil fuels to get both YTD and a full year projection (EIA, 2023).
109
The STEO also includes a near
-
term forecast based on an energy forecasting model which is updated monthly
110
(we use the November 2023 edition), and takes into account expected temperatures, household expenditures by
111
fuel type, energy markets, policies, and other effects. We combine this with our estimate of emissions from
112
cement production using the monthly U.S. cement clinker production data from USGS for January
-
August
113
2023, assuming changes in clinker production over the first part of the year apply throughout the year.
114
India
: We use monthly emissions estimates for India updated from Andrew (2020b) through August
-
October
115
2023. These estimates are derived from many official monthly energy and other activity data sources to produce
116
direct estimates of national CO
2
emissions, without the use of proxies. Emissions from coal are then extended to
117
October using a regression relationship based on power generated from coal, coal dispatches by Coal India Ltd.,
118
the composite PMI, time, and days per month. For the last 3
-
5 months of the year, each series is extrapolated
119
assuming typical (pre
-
2019) trends.
120
EU
: We use a refinement to the methods presented by Andrew (2021), deriving emissions from monthly energy
121
data reported by Eurostat. Some data gaps are filled using data from the Joint Organisations Data Initiative
122
(JODI, 2022). Sub
-
annual cement and cement
-
clinker production data are limited, but data for Germany, Poland
123
and Spain, the three largest producers, suggest a decline of over 8%. For fossil fuels this provides estimates
124
through July
-
September, varying by fuel. We extend coal emissions through October using a regression model
125
built from generation of power from hard coal, power from brown coal, and the number of working days in
126
Germany, the biggest coal consumer in the EU. These are then extended through the end of the year assuming
127
typical trends. We extend oil emissions by building a regression model between our monthly CO
2
estimates and
128
oil consumption reported by the EIA for Europe in its Short
-
Term Energy Outlook (November edition), and then
129
using this model with EIA’s monthly forecasts. For natural gas, the strong seasonal signal allows the use of the
130
bias
-
adjusted Holt
-
Winters exponential smoothing method (Chatfield, 1978), although this comes with larger
131
uncertainty given the unusual energy situation in Europe in 2022
-
23.
132
Rest of the world
: We use the close relationship between the growth in GDP and the growth in emissions
133
(Raupach et al., 2007) to project emissions for the current year. This is based on a simplified Kaya Identity,
134
whereby E
FOS
(GtC yr
-
1
) is decomposed by the product of GDP (USD yr
-
1
) and the fossil fuel carbon intensity of
135
the economy (I
FOS
; GtC USD
-
1
) as follows:
136
퐸
*+,
=
퐺퐷푃
×
퐼
*+,
(3)
137
Taking a time derivative of Equation (3) and rearranging gives:
138
!
"
!"#
#
"
!"#
#$
=
!
-./
#-./
#$
+
!
0
!"#
#
0
!"#
#$
(4)
139
where the left
-
hand term is the relative growth rate of E
FOS
, and the right
-
hand terms are the relative growth
140
rates of GDP and I
FOS
, respectively, which can simply be added linearly to give the overall growth rate.
141
The I
FOS
is based on GDP in constant PPP (Purchasing Power Parity) from the International Energy Agency
142
(IEA) up to 2017 (IEA/OECD, 2019) and extended using the International Monetary Fund (IMF) growth rates
143
through 2022 (IMF, 2023). Interannual variability in I
FOS
is the largest source of uncertainty in the GDP
-
based
144
5
emissions projections. We thus use the standard deviation of the annual IFOS for the period 2013
-
2022 as a
145
measure of uncertainty, reflecting a ±1σ as in the rest of the carbon budget. For rest
-
of
-
world oil emissions
146
growth, we use the global oil demand forecast published by the EIA less our projections for the other four
147
regions, and estimate uncertainty as the maximum absolute difference over the period available for such
148
forecasts using the specific monthly edition (e.g. August) compared to the first estimate based on more solid
149
data in the following year (April).
150
Bunkers
: Given the divergence in behaviour of international shipping from countries’ emissions since the
151
COVID
-
19 pandemic, we project international bunkers separately using sub
-
annual data on international
152
aviation from the OECD (Clarke et al., 2022) and international shipping from MarineBenchmark and IMF
153
(Cerdeiro et al., 2020).
154
World
: The global total is the sum of each of the countries and regions.
155
156
S.2 Methodology CO
2
emissions from land
-
use, land
-
use change and forestry (E
LUC
)
157
The net CO
2
flux from land
-
use, land
-
use change and forestry (E
LUC
, called land
-
use change emissions in the
158
rest of the text) includes CO
2
fluxes from deforestation, afforestation, logging and forest degradation (including
159
harvest activity), shifting cultivation (cycle of cutting forest for agriculture, then abandoning), regrowth of
160
forests following wood harvest or abandonment of agriculture, peat burning, and peat drainage. Land
-
161
management activities are only partly included in our land
-
use change emissions estimates (Table S1). Some
162
land
-
use change and land
-
management activities cause emissions of CO
2
to the atmosphere, while others
163
remove CO
2
from the atmosphere. E
LUC
is the net sum of emissions and removals due to all anthropogenic
164
activities considered. Our annual estimates for 1960
-
2022 are provided as the average of results from four
165
bookkeeping approaches (Supplement S.2.1 below): the Bookkeeping of Land Use Emissions model (BLUE;
166
Hansis et al., 2015), the compact Earth system model OSCAR (Gasser et al., 2020), an estimate from Houghton
167
and Castanho (2023; hereafter H&C2023), and the Land
-
Use Change Emissions model (LUCE; Qin et al.,
168
2024). Peat emissions are added from external datasets (see Supplement S.2.1 below). BLUE and OSCAR are
169
updated with new land
-
use forcing data covering the time period until 2023. All four data sets are extrapolated
170
to provide a projection for 2024 (see Supplement S.2.5 below). In addition, we use results from Dynamic Global
171
Vegetation Models (DGVMs; see Supplement S.2.2 and Table 4) to help quantify the uncertainty in E
LUC
172
(Supplement S.2.4), and thus better characterise the robustness of annual estimates and trends. In this budget, we
173
follow the scientific E
LUC
definition as used by global carbon cycle models, which counts fluxes due to
174
environmental changes on managed land towards S
LAND
, as opposed to the national greenhouse gas inventories
175
(NGHGIs) under the UNFCCC, most of which include them in E
LUC
and thus often report smaller land
-
use
176
emissions (Grassi et al., 2018; Petrescu et al., 2020). Following the methodology of Grassi et al. (2023), we
177
provide harmonised estimates of the two approaches further below (see Supplement S.2.3).
178
S.2.1 Bookkeeping models
179
CO
2
emissions and removals from land
-
use change are calculated by four bookkeeping models. These are based
180
on the original bookkeeping approach of Houghton (2003), which keeps track of the carbon stored in vegetation
181
and soils before and after a land
-
use change event (transitions between various natural vegetation types,
182
6
croplands, and pastures). Literature
-
based response curves describe the decay of vegetation and soil carbon,
183
including carbon transfer to product pools of different lifetimes, as well as carbon uptake due to regrowth. In
184
addition, the bookkeeping models represent long
-
term degradation of primary forest as lowered standing
185
vegetation and soil carbon stocks in secondary forests, and include forest management practices such as wood
186
harvests.
187
BLUE, LUCE and H&C2023 exclude the transient response of land ecosystems to changes in climate,
188
atmospheric CO
2
, and other environmental factors, and base the carbon densities of soil and vegetation on
189
contemporary data from literature and inventory data. Since carbon densities thus remain fixed over time, the
190
additional sink capacity that ecosystems provide in response to CO
2
fertilisation and some other environmental
191
changes are not captured by these models (Pongratz et al., 2014). OSCAR includes this transient response, and it
192
follows a theoretical framework (Gasser and Ciais, 2013) that allows separating bookkeeping land
-
use
193
emissions and the loss of additional sink capacity. Only the former is included here, while the latter is discussed
194
in Supplement S.6.4. The bookkeeping models differ in (1) computational units (spatially explicit treatment of
195
land
-
use change at 0.25° resolution for BLUE and LUCE, country
-
level for H&C2023 and OSCAR), (2)
196
processes represented (see Table S1), and (3) carbon densities assigned to vegetation and soils for different
197
types of vegetation (literature
-
based for BLUE and H&C2023, calibrated to DGVMs for OSCAR, mainly
198
literature
-
based but additionally considering the impact of land cohort age on secondary land carbon stocks for
199
LUCE). A notable difference between models exists with respect to the treatment of shifting cultivation:
200
H&C2023 assumes that forest loss
—
derived from the Global Forest Resources Assessment (FRA; FAO,
201
2020)
—
in excess of increases in cropland and pastures
—
derived from FAOSTAT (FAO, 2021)
—
represents an
202
increase in shifting cultivation. If the excess loss of forests in a year is negative, it is assumed that shifting
203
cultivation is returned to forest. Historical areas in shifting cultivation are defined taking into account country
-
204
based estimates of areas in fallow in 1980 (FAO/UNEP, 1981) and expert opinion (from Heinimann et al.,
205
2017). In contrast, BLUE, OSCAR, and LUCE include subgrid
-
scale transitions between all vegetation types.
206
Furthermore, H&C2023 assumes conversion of natural grasslands to pasture, while BLUE, OSCAR, and LUCE
207
allocate pasture transitions proportionally to all natural vegetation that exists in a grid
-
cell. This is one reason
208
for generally higher emissions in BLUE and OSCAR. In this GCB, we split CO
2
emissions into emissions from
209
permanent deforestation and from deforestation for shifting cultivation. Similarly, we separate the forest (re
-
210
)growth estimates into (re
-
)growth from af/reforestation and from regrowth associated with shifting cultivation.
211
This distinction is insightful with regard to the levers on the reduction of net emissions: as deforestation for
212
shifting cultivation is only temporary, the associated CO
2
emissions cannot easily be avoided without
213
compromising the CO
2
removals from regrowth in shifting cultivation cycles. By contrast, permanent
214
deforestation is typically not directly related to af/reforestation. Stopping deforestation for permanent
215
agricultural expansion and increasing the forest area provide two independent levers for net emissions reduction.
216
Bookkeeping models do not directly capture carbon emissions from the organic layers of drained peat soils nor
217
from peat fires. Particularly the latter can create large emissions and interannual variability due to synergies of
218
land
-
use and climate variability in equatorial Southeast Asia, especially during El
-
Niño events. We add peat fire
219
emissions based on the Global Fire Emission Database (GFED4s; van der Werf et al., 2017) to the bookkeeping
220
models’ output. Peat fire emissions are calculated by multiplying the mass of dry matter emitted by peat fires
221
with the C emission factor for peat fires indicated in the GFED4s database. Emissions from deforestation and
222
7
degradation fires used for extrapolating the H&C2023 data beyond 2020 and to derive the 2023 projection of all
223
three models (see below) are calculated analogously. The satellite
-
derived GFED4s estimates of peat fire
224
emissions start in 1997. For the previous years, we follow the approach by Houghton and Nassikas (2017),
225
which linearly ramps up from zero emissions in 1980 to 0.04 GtC yr
-
1
in 1996, reflecting the onset of major
226
clearing of peatlands in equatorial Southeast Asia in the 1980s.
227
We further add estimates of peat drainage emissions, combining estimates from three spatially explicit datasets.
228
We employ FAO peat drainage emissions 1990
–
2022 from croplands and grasslands (Conchedda and Tubiello,
229
2020; FAO, 2023), peat drainage emissions 1700
–
2010 from simulations with the DGVM ORCHIDEE
-
PEAT
230
(Qiu et al., 2021), and peat drainage emissions 1701
–
2023 from simulations with the DGVM LPX
-
Bern v1.5
231
(Lienert and Joos, 2018; Müller and Joos, 2021), the latter applying the updated LUH2
-
GCB2024 forcing as
232
also used by BLUE, OSCAR, LUCE, and the DGVMs. The LPX
-
Bern simulations started from a transient run
233
over the last deglaciation (
-
20,050 to 1700 AD) following Müller and Joos (2020) and are forced by changes in
234
climate, atmospheric CO
2
, nitrogen deposition/input, and land
-
use changes. Simulations were done with and
235
without prescribing land
-
use changes since 1700 AD. The difference between the simulations represents
236
anthropogenic peat drainage emissions. To account for internal variability, we used the median peat drainage
237
emissions from a 20
-
member ensemble. In LPX
-
Bern, peat carbon is stored in (i) active peatlands, (ii) former
238
peatlands (“natural”), and (iii) former peatlands under anthropogenic use. We average the two CO
2
emission
239
cases from Müller and Joos (2021), assuming that half the peat carbon is lost immediately to the atmosphere
240
after transformation from active to former peatland, while the rest decays slowly, pending on local temperature
241
and soil moisture. The LPX
-
Bern peat drainage emissions show a very high emission peak in Russia in 1959
242
followed by very low emissions in 1960. This peak can be attributed to an artefact in the HYDE3.4 dataset,
243
which was corrected for Brazil and the Democratic Republic of the Congo in GCB2022 (Friedlingstein et al.
244
2022b) but remains for Russia where it strongly impacts the LPX
-
Bern peat drainage estimates in 1959 and
245
1960. To correct for this unrealistic peak, we replace the LPX
-
Bern peat drainage emissions in Russia in 1959
246
and 1960 by the average of the estimates in 1958 and 1961. FAO data are extrapolated to 1850
-
2023 by keeping
247
the post
-
2020 emissions constant at 2020 levels and by linearly increasing tropical peat drainage emissions
248
between 1980 and 1990 starting from 0 GtC yr
-
1
in 1980 (consistent with H&N2017’s assumption, Houghton
249
and Nassikas, 2017), and by keeping pre
-
1990 emissions from the often old drained areas of the extra
-
tropics
250
constant at 1990 emission levels. ORCHIDEE
-
PEAT data are extrapolated to 2011
-
2023 by replicating the
251
average emissions in 2000
-
2010 (pers. comm. C. Qiu). Further, ORCHIDEE
-
PEAT only provides peat drainage
252
emissions north of 30°N, and thus we fill the regions south of 30°N by the average peat drainage emissions from
253
FAO and LPX
-
Bern. The final peat drainage emissions are calculated as the average of the estimates from the
254
three different peat drainage datasets. The net E
LUC
values indicated in the manuscript are the sum of E
LUC
255
estimates from bookkeeping models, peat fire emissions, and peat drainage emissions.
256
The four bookkeeping estimates used in this study differ with respect to the land
-
use change data used to drive
257
the models. H&C2023 base their estimates directly on the Forest Resource Assessment (FRA) of FAO, which
258
provides statistics on forest
-
area change and management at intervals of five years currently updated until 2020
259
(FAO, 2020). The data is based on country reporting to FAO and may include remote
-
sensing information in
260
more recent assessments. Changes in land use other than forests are based on annual, national changes in
261
cropland and pasture areas reported by FAO (FAO, 2021). BLUE and LUCE use the harmonised land
-
use
262
8
change data LUH2
-
GCB2024 covering the period 850
-
2023 (an update to the previously released LUH2 v2h
263
dataset; Hurtt et al., 2017; Hurtt et al., 2020), which was also used as input to the DGVMs (Supplement S.2.2).
264
LUH2
-
GCB2024 provides land
-
use change data at 0.25° spatial resolution based on the FAO data (as described
265
in Supplement S.2.2) as well as the HYDE3.4 dataset (Klein Goldewijk et al., 2017a, 2017b), considering
266
subgrid
-
scale transitions between primary forest, secondary forest, primary non
-
forest, secondary non
-
forest,
267
cropland, pasture, rangeland, and urban land (Hurtt et al., 2020; Chini et al., 2021). LUH2
-
GCB2024 provides a
268
distinction between rangelands and pasture, based on inputs from HYDE. Rangeland establishment in forests is
269
assumed to transform forests to grasslands, rangeland establishment in non
-
forest primary vegetation degrades
270
primary to secondary vegetation, and rangeland establishment in non
-
forest secondary vegetation has no effect
271
(e.g., browsing on shrubland) (Ma et al., 2020). This case distinction is implemented in BLUE based on a forest
272
mask provided with LUH2
-
GCB2021. OSCAR was run with both LUH2
-
GCB2024 and FAO/FRA, where the
273
drivers of the latter were linearly extrapolated to 2023 using their 2015
-
2020 trends. The best
-
guess OSCAR
274
estimate used in our study is a combination of results for LUH2
-
GCB2024 and FAO/FRA land
-
use data and a
275
large number of perturbed parameter simulations weighted against a constraint (the cumulative S
LAND
over
276
1960
-
2022 of last year’s GCB). As the record of H&C2023 ends in 2020, we extend it up to 2023 by adding the
277
yearly anomalies of the emissions from tropical deforestation and degradation fires from GFED4s between 2020
278
and 2022 to the model’s estimate for 2020 (emissions from peat fires and peat drainage are added to all models
279
later in the process).
280
The annual E
LUC
from 1850 onwards is calculated as the average of the estimates from BLUE, H&C2023,
281
OSCAR, and LUCE. For the cumulative numbers starting in 1750, emission estimates between 1750
-
1850 are
282
added based on the average of four earlier publications (30 ± 20 GtC 1750
-
1850, rounded to nearest 5; Le Quéré
283
et al., 2016).
284
We provide a split of net E
LUC
into component fluxes to better identify reasons for divergence between
285
bookkeeping estimates and to give more insight into the drivers of net E
LUC
. This split distinguishes between
286
emissions from deforestation (including due to shifting cultivation), removals from forest (re
-
)growth (including
287
regrowth in shifting cultivation cycles), fluxes from wood harvest and other forest management (i.e., emissions
288
in forests from slash decay and emissions from product decay following wood harvesting, removals from
289
regrowth after wood harvesting, and fire suppression), emissions from peat drainage and peat fires, and
290
emissions and removals associated with all other land
-
use transitions. Additionally, we split deforestation
291
emissions into emissions from permanent deforestation and emissions from deforestation in shifting cultivation
292
cycles, and we split removals from forest (re
-
)growth into forest (re
-
)growth due to af/reforestation and forest
293
regrowth in shifting cultivation cycles. This split helps to identify the emission reductions that would be
294
achievable by halting permanent deforestation, and the removals that are caused by permanently increasing the
295
forest cover through re/afforestation. Forest (re
-
)growth due to af/reforestation is calculated using a slightly
296
updated method compared to GCB2023, now following the method used to calculate CDR due to
297
re/afforestation in the 2nd State of CDR Report (Pongratz et al., 2024). E
LUC
data are provided as global sums,
298
as spatially explicit estimates at 0.25° spatial resolution (i.e., the native LUH2 resolution), and for 199 countries
299
(based on the list of UNFCCC parties). Spatially explicit E
LUC
estimates for BLUE and LUCE are directly
300
available at 0.25°. For OSCAR and H&C2023, the country
-
level estimates were scaled to 0.25° based on the
301
patterns of gross emissions and gross removals in BLUE (see Schwingshackl et al. 2022 for more details about
302
9
the methodology). The gridded net E
LUC
estimates of BLUE, LUCE, OSCAR, and H&C2023 are averaged, and
303
the gridded estimates of peat drainage emissions (average of FAO, LPX
-
Bern, and ORCHIDEE
-
PEAT) and of
304
peat fire emissions (from GFED4s) are added. Country
-
level estimates for the gridded datasets (BLUE, LUCE,
305
LPX
-
Bern, ORCHIDEE
-
PEAT, GFED4s) are calculated based on a country map from Eurostat (Eurostat,
306
2024), which was remapped to 0.25°. In case multiple countries are present in a 0.25° grid cell, the E
LUC
307
estimates are allocated proportional to each country’s land fraction in that grid cell.
308
309
S.2.2 Dynamic Global Vegetation Models (DGVMs)
310
Land
-
use change CO
2
emissions are also estimated by an ensemble of 20 DGVMs. The DGVMs account for
311
deforestation and regrowth, the most important components of E
LUC
, but they do not represent all processes
312
resulting directly from human activities on land (Table S1). All DGVMs represent processes of vegetation
313
growth and mortality, as well as decomposition of dead organic matter associated with natural cycles, and
314
include the vegetation and soil carbon response to increasing atmospheric CO
2
concentration, to climate
315
variability and to climate change. Most models explicitly simulate the coupling of carbon and nitrogen cycles
316
and account for atmospheric N deposition and N fertilisers (Table S1). The DGVMs are independent from the
317
other budget terms except for their use of atmospheric CO
2
concentration to calculate the fertilisation effect of
318
CO
2
on plant photosynthesis.
319
All DGVMs use the LUH2
-
GCB2024 dataset as input, which includes the HYDE cropland/grazing land dataset
320
(Klein Goldewijk et al., 2017a, 2017b), and some additional information on land
-
use transitions, land
-
use
321
management activities and wood harvest. This includes annual, quarter
-
degree (regridded from 5 minute
322
resolution), fractional data on cropland and pasture from HYDE3.4.
323
DGVMs that do not simulate subgrid
-
scale transitions (i.e., those estimating net land
-
use emissions; see Table
324
S1) used the HYDE information on agricultural area change. For all countries, with the exception of Brazil, the
325
Democratic Republic of the Congo, Indonesia, and China these data are based on the available annual FAO
326
statistics of change in agricultural land area available from 1961 up to and including 2017. The FAO
327
retrospectively revised their reporting for the Democratic Republic of the Congo, which was newly available
328
until 2020 as reported in GCB2022. In addition to FAO country
-
level statistics, the HYDE3.4 cropland/grazing
329
land dataset is constrained spatially based on multi
-
year satellite land cover maps from ESA CCI LC (see
330
below). The extension of HYDE beyond the years that were directly informed by data was done as part of the
331
LUH2 methodology this year and was a simple extension of the previous 5
-
year trend. The actual years for this
332
extension varied by country since some countries were based on FAO data (2021), some used the China data
333
(2019), and some used MapBiomas data (Brazil and Indonesia, 2022). This methodology is not appropriate for
334
countries that have experienced recent rapid changes in the rate of land
-
use change, e.g. Brazil which has
335
experienced a recent upturn in deforestation. For Brazil and Indonesia we replace FAO state
-
level data for
336
cropland and grazing land in HYDE by those from the satellite
-
based land cover dataset MapBiomas (collection
337
7) for 1985
-
2022 (Brazil) (Souza et al. 2020) and 2000
-
2022 (Indonesia). ESA
-
CCI is used to spatially
338
disaggregate as described below.. The pre
-
1985 period is scaled with the per capita numbers from 1985 from
339
MapBiomas, so this transition is smooth.
340
10
HYDE uses satellite imagery from ESA
-
CCI from 1992
-
2018 for more detailed yearly allocation of cropland
341
and grazing land, with the ESA area data scaled to match the FAO annual totals at country
-
level. The original
342
300 metre spatial resolution data from ESA was aggregated to a 5 arc minute resolution according to the
343
classification scheme as described in Klein Goldewijk et al. (2017a).
344
DGVMs that simulate subgrid
-
scale transitions (i.e., those estimating gross land
-
use emissions; see Table S1)
345
use more detailed land use transition and wood harvest information from the LUH2
-
GCB2024 data set. LUH2
-
346
GCB2024 is an update of the comprehensive harmonised land
-
use data set (Hurtt et al., 2020), that includes
347
fractional data on primary and secondary forest vegetation, as well as all underlying transitions between land
-
348
use states (850
-
2023; Hurtt et al., 2011, 2017, 2020; Chini et al., 2021; Table S1). This data set consists of 0.25°
349
fractional areas of land
-
use states and all transitions between those states, including a new wood harvest
350
reconstruction, new representation of shifting cultivation, crop rotations, management information including
351
irrigation and fertiliser application. The land
-
use states include five different crop types in addition to splitting
352
grazing land into managed pasture and rangeland. Wood harvest patterns are constrained with Landsat
-
based
353
tree cover loss data (Hansen et al. 2013). Updates of LUH2
-
GCB2024 over last year’s version (LUH2
-
354
GCB2023) are using the most recent HYDE release. HYDE4.3 is based on new FAO inputs for years 1961
-
355
2021, new MapBiomas inputs for Brazil (for years 1985
-
2022) and Indonesia (for years 2000
-
2022) and new
356
cropland data for China from Yu et al. 2022 (for years 1900
-
2019).
357
We use updated FAO wood harvest data for all dataset years from 1961 to 2022, and linearly extended to the
358
year 2023. The HYDE3.4 population data is also used to extend the wood harvest time series back in time.
359
Other wood harvest inputs (for years prior to 1961) remain the same in LUH2. These updates in the land
-
use
360
forcing are shown in Figure S7 in comparison to LUH2
-
GCB2022 and LUH2
-
GCB2023. DGVMs implement
361
land
-
use change in different ways (e.g. an increased cropland fraction in a grid cell can either be at the expense
362
of grassland, shrubs, or forest, the latter resulting in deforestation; land cover fractions of the non
-
agricultural
363
land differ between models). Similarly, model
-
specific assumptions are applied to convert deforested biomass or
364
deforested area, and other forest product pools into carbon, and different choices are made regarding the
365
allocation of rangelands as natural vegetation or pastures.
366
The difference between two DGVMs simulations (see Supplement S.4.1 below), one forced with historical
367
changes in land
-
use and a second one with time
-
invariant pre
-
industrial land cover and pre
-
industrial wood
368
harvest rates, allows quantification of the dynamic evolution of vegetation biomass and soil carbon pools in
369
response to land
-
use change in each model (E
LUC
). Using the difference between these two DGVM simulations
370
to diagnose E
LUC
means the DGVM estimate includes the loss of additional sink capacity (around 0.4 ± 0.3 GtC
371
yr
-
1; see Section 2.10 and Supplement S.6.4), while the bookkeeping model estimate does not.
372
As a criterion for inclusion in this carbon budget, we only retain models that simulate a positive E
LUC
during the
373
1990s, as assessed in the IPCC AR4 (Denman et al., 2007) and AR5 (Ciais et al., 2013). All DGVMs met this
374
criterion.
375
376
S.2.3 Translation between NGHGIs and E
LUC
377
Land
-
use emissions estimates from bookkeeping models and from national GHG Inventories (NGHGIs) show a
378
large gap (see Figure 8 and Table S10). This gap is due to different approaches for calculating “anthropogenic”
379
11
CO
2
fluxes related to land
-
use change and land management (Grassi et al. 2018). Land sinks due to
380
environmental change on managed lands are treated as non
-
anthropogenic in the global carbon budget, while
381
they are generally considered as anthropogenic in NGHGIs (“indirect anthropogenic fluxes”; Eggleston et al.,
382
2006). Building on previous studies (Grassi et al. 2021), we implement an approach that adds the DGVM
383
estimates of CO
2
fluxes due to environmental change from managed forest areas (part of S
LAND
) to the E
LUC
384
estimate from bookkeeping models. This sum is expected to be conceptually more comparable to NGHGI
385
estimates than E
LUC
.
386
E
LUC
data are taken from bookkeeping models, in line with the global carbon budget approach. To determine
387
S
LAND
in managed forest, the following steps were taken: Spatially gridded data of “natural” forest NBP (S
LAND
388
i.e., including carbon fluxes due to environmental change and excluding land use change fluxes) were obtained
389
from DGVMs using S2 runs from the TRENDY v13 dataset. Results were first masked with a forest map that is
390
based on tree cover data from Hansen et al. (2013). To perform the conversion “tree” cover to “forest” cover, we
391
exclude gridcells with less than 20% tree cover and isolated pixels with maximum connectivity less than 0.5 ha
392
following the FAO definition of forest. Forest NBP is then further masked with a map of “intact” forest for the
393
year 2013, i.e. forest areas characterised by no remotely detected signs of human activity (Potapov et al. 2017).
394
This way, we obtained S
LAND
in “intact” and “non
-
intact” forest areas, which previous studies (Grassi et al.
395
2021) indicated to be a good proxy, respectively, for “unmanaged” and “managed” forest areas in the NGHGI.
396
Note that only a subset of models had forest NBP at grid cell level. For the other DGVMs, when a grid cell had
397
forest, all the NBP in that grid cell was allocated to forest. Since S2 simulations use pre
-
industrial forest cover
398
masks that are at least 20% larger than today’s forest (Hurtt et al. 2020), we corrected this NBP by a ratio
399
between observed (based on Hansen et al. 2013) and prescribed (from DGVMs) forest cover. This ratio is
400
calculated for each individual DGVM that provides information on prescribed forest cover, and a common ratio
401
(median ratio of this subset of models) is used. The details of the method used are explained in a GitHub
402
repository (Alkama, 2022).
403
LULUCF data from NGHGIs are from Grassi et al. (2023), updated up to August 2024. While Annex I countries
404
report a complete time series 1990
-
2021, gap
-
filling was applied for Non
-
Annex I countries through linear
405
interpolation between two points and/or through extrapolation backward (till 2000) and forward (till 2021) using
406
the single closest available data. For all countries, the estimates of the years 2022 and 2023 are assumed to be
407
equal to those of 2021. The managed forest area, used to filter SLAND data from DGVMs to derive the natural
408
land sink in managed forests, accounts for temporal dynamics from 2000 to 2023. This data includes all CO
2
409
fluxes from land considered managed, which in principle encompasses all land uses (forest land, cropland,
410
grassland, wetlands, settlements, and other land), changes among them, emissions from organic soils (i.e., from
411
peat drainage) and from fires. In practice, although almost all Annex I countries report all land uses, many non
-
412
Annex I countries report only on deforestation and forest land, and only few countries report on other land uses.
413
In most cases, NGHGIs include most of the natural response to recent environmental change because they use
414
direct observations (e.g., national forest inventories) that do not allow separating direct and indirect
415
anthropogenic effects (Eggleston et al., 2006).
416
Last, we also used the gridded data of net land flux from 14 atmospheric inversion systems (Table S4) to get an
417
additional estimate of land
-
use fluxes in managed land. We applied a correction for riverine transport (see
418
Supplement S.5.1.) and multiplied the resulting values with the fraction of managed land in each grid cell for
419
12
each inversion. For this purpose, we used masks of managed land from Grassi et al. (2023) available for the
420
years 1994, 2002, 2010, and 2016. We linearly interpolated the masks in time and replicated the 2016 mask in
421
the years 2017
-
2023. Subsequently, we applied another correction for lateral transport due to international wood
422
and crop trade (data from
Deng et al. 2024
). The obtained values are summed globally and compared to the
423
NGHGI estimates and the translated E
LUC
estimates.
424
Figure 8 and Table S10 shows the resulting translation of global carbon cycle models' land flux definitions to
425
that of the NGHGI (discussed in Section 3.2.2). For comparison we also show LULUCF estimates from
426
FAOSTAT (FAO, 2024), which include emissions from net forest conversion and fluxes on forest land
427
(Tubiello et al., 2021) as well as CO
2
emissions from peat drainage and peat fires. Forest land stock change data
428
for 2021
-
2023 are carried forward from the 2020 estimates. The FAO data shows global emissions of 0.30 GtC
429
yr
-
1
averaged over 2014
-
2023, in contrast to the removals of
-
0.76 GtC yr
-
1
estimated by the gap
-
filled NGHGI
430
data. Most of this difference is attributable to different scopes: a focus on carbon fluxes for the NGHGI and a
431
focus on land
-
use area and biomass estimates for FAO. In particular, the NGHGI data includes a larger forest
432
sink for non
-
Annex 1 countries resulting from a more complete coverage of non
-
biomass carbon pools and non
-
433
forest land uses. NGHGI and FAO data also differ in terms of underlying data on forest land (Grassi et al.,
434
2022).
435
436
S.2.4 Uncertainty assessment for E
LUC
437
Differences between the bookkeeping models and DGVMs originate from three main sources: different
438
methodologies, which among others lead to inclusion of the loss of additional sink capacity in DGVMs (see
439
Supplement S.6.4), different underlying land
-
use/land cover datasets, and different processes represented (Table
440
S1). We examine both the results from DGVMs and from the bookkeeping method and use the resulting
441
variations as a way to characterise the uncertainty in E
LUC
.
442
Despite the existing differences, the E
LUC
estimate from the DGVM multi
-
model mean is consistent with the
443
average of the emissions from the bookkeeping models (Table 5). However, there are large differences among
444
individual DGVMs (standard deviation at 0.6 GtC yr
-
1
; Table 5), between the bookkeeping estimates (standard
445
deviation at 0.3 GtC yr
-
1
for cumulative emissions in 1850
-
2022), and between the H&C2023 model and its
446
previous model version H&N2017 (average difference 1850
-
2015 of 0.2 GtC yr
-
1
; see Table 1 in Houghton and
447
Castanho, 2023). A factorial analysis of differences between BLUE and H&N2017 (the precursor of H&C2023)
448
attributed them particularly to differences in carbon densities between primary and secondary vegetation (Bastos
449
et al., 2021). Earlier studies additionally showed the relevance of the different land
-
use forcing as applied (in
450
updated versions) also in the current study (Gasser et al., 2020). Ganzenmüller et al. (2022) showed that E
LUC
451
estimates with BLUE are substantially smaller when the model is driven by a new high
-
resolution land
-
use
452
dataset (HILDA+). They identified shifting cultivation and the way it is implemented in LUH2 as a main reason
453
for this divergence. They further showed that a higher spatial resolution reduces the estimates of both gross
454
emissions and gross removals because successive transitions are not adequately represented at coarser
455
resolution, which has the effect that
—
despite capturing the same extent of transition areas
—
overall less area
456
remains pristine at the coarser compared to the higher resolution.
457
13
The uncertainty in E
LUC
of ±0.7 GtC yr
-
1
reflects our best value judgement that there is at least 68% chance
458
(±1σ) that the true land
-
use change emissions lie within the given range, for the range of processes considered
459
here. Prior to the year 1959, the uncertainty in E
LUC
is taken from the standard deviation of the DGVMs. We
460
assign low confidence to the annual estimates of E
LUC
because of the inconsistencies among estimates and
461
because of the difficulties to quantify some of the processes with DGVMs.
462
463
S.2.5 Land
-
use emissions projection for 2024
464
We project the 2024 land
-
use emissions for BLUE, H&C2023, OSCAR, and LUCE based on their E
LUC
465
estimates for 2023 and on the interannual variability of peat fires and tropical deforestation and degradation fires
466
as estimated using active fire data (MCD14ML; Giglio et al., 2016). The latter scales almost linearly with GFED
467
emissions estimates over large areas (van der Werf et al., 2017), and thus allows for tracking fire emissions in
468
deforestation and tropical peat zones in near
-
real time. Peat drainage is assumed to be unaltered, as it has low
469
interannual variability. We project the 2024 land
-
use emissions for BLUE, H&C2023, OSCAR, and LUCE
470
based on their E
LUC
estimates for 2023 and add the change in carbon emissions from peat fires and tropical
471
deforestation and degradation fires (2024 emissions relative to 2023 emissions) from GFED4s. The GFED4s
472
estimates for 2024 are as of October 17.
473
474
S.3 Methodology Ocean CO2 sink
475
S.3.1 Observation
-
based estimates
476
We primarily use the observational constraints assessed by IPCC of a mean ocean CO
2
sink of 2.2 ± 0.7 GtC yr
-
1
477
for the 1990s (90% confidence interval; Ciais et al., 2013) to verify that the GOBMs provide a realistic
478
assessment of S
OCEAN
. This is based on indirect observations with seven different methodologies and their
479
uncertainties, and further using three of these methods that are deemed most reliable for the assessment of this
480
quantity (Denman et al., 2007; Ciais et al., 2013). The observation
-
based estimates use the ocean/land CO
2
sink
481
partitioning from observed atmospheric CO
2
and O
2
/N
2
concentration trends (Manning and Keeling, 2006;
482
Keeling and Manning, 2014), an oceanic inversion method constrained by ocean biogeochemistry data
483
(Mikaloff Fletcher et al., 2006), and a method based on penetration time scale for chlorofluorocarbons (McNeil
484
et al., 2003). The IPCC estimate of 2.2 GtC yr
-
1
for the 1990s is consistent with a range of methods
485
(Wanninkhof et al., 2013). We refrain from using the IPCC estimates for the 2000s (2.3 ± 0.7 GtC yr
-
1
), and the
486
period 2002
-
2011 (2.4 ± 0.7 GtC yr
-
1
, Ciais et al., 2013) as these are based on trends derived mainly from
487
models and one data
-
product (Ciais et al., 2013). Additional constraints summarised in AR6 (Canadell et al.,
488
2021) are the interior ocean anthropogenic carbon change (Gruber et al., 2019) and ocean sink estimate from
489
atmospheric CO
2
and O
2
/N
2
(Tohjima et al., 2019) which are used for model evaluation and discussion,
490
respectively.
491
We also use nine estimates of the ocean CO
2
sink and its variability based on surface ocean
f
CO
2
maps obtained
492
by the interpolation of surface ocean
f
CO
2
measurements. Seven of the methods cover a period from 1990
493
onwards due to severe restriction in data availability prior to 1990 (Figure 11), whereas two span the time period
494
from 1957 and 1959 onwards. These estimates differ in many respects: they use different maps of surface
f
CO
2
,
495
14
different atmospheric CO
2
concentrations, wind products and different gas
-
exchange formulations as specified
496
in Table S3. We refer to them as
f
CO
2
-
products. The measurements underlying the surface
f
CO
2
maps are from
497
the Surface Ocean CO
2
Atlas version 2024 (SOCAT v2024; Bakker et al., 2024), which is an update of version
498
3 (Bakker et al., 2016) and the subsequent annual updates used in previous versions of the global carbon budget.
499
SOCAT v2024 has an additional 3.0 million
f
CO
2
measurements with an estimated accuracy of better than 5
500
μatm relative to v2023. Of these, 2 million are from 2023 in a total of 210 data sets (Table S7), while the largest
501
addition from earlier years is from 2022 with 64 data sets new to SOCAT. For the 2023 data, there are a total of
502
178 data sets with measurements in the Northern hemisphere, while there are only 52 with data from the
503
Southern hemisphere. For the Southern Ocean, there are only 11 data sets from 2023 in the subpolar zone and
504
further south (defined as south of 45°S), and only one from Austral winter (June
-
August). The coverage of
505
SOCAT observations in 2023 is only about 50% of that in 2016 (Fig. 11), with large reductions in sampling in
506
both the Northern (from 391 to 178 data sets) as well as Southern hemisphere (from 109 to 52 data sets). This
507
reduction cannot be explained only in terms of lags in data submission. The quality control criteria used for
508
SOCATv2024 are described in Lauvset et al. (2018).
509
. Each of the data
-
based estimates uses a different method to map the SOCAT v2024 data to the global ocean.
510
The methods include a data
-
driven diagnostic method combined with a multi linear regression approach to
511
extend back to 1957 (Rödenbeck et al., 2022; referred to here as Jena
-
MLS), four neural network models
512
(Landschützer et al., 2014; referred to as VLIZ
-
SOMFFN; Chau et al., 2022; Copernicus Marine Environment
513
Monitoring Service, referred to here as CMEMS
-
LSCE
-
FFNN; Zeng et al., 2022; referred to as NIES
-
ML3;
514
Gregor et al. 2019, referred to as CSIR
-
ML6), one cluster regression approach (Gregor et al., 2024; referred to
515
as
OceanSODA
-
ETHZv2
), a multi
-
linear regression method (Iida et al., 2021; referred to as JMA
-
MLR), and one
516
method that relates the
f
CO
2
misfit between GOBMs and SOCAT to environmental predictors using the extreme
517
gradient boosting method extending back to 1959 (Gloege et al., 2022).. The ensemble mean of the
f
CO
2
-
based
518
flux estimates is calculated from these eight mapping methods. Further, we show the flux estimate of the
UExP
-
519
FNN
-
U method (Watson et al., 2020; Ford et al., accepted)
who also use a neural network model to map
f
CO
2
520
data to the globe, but resulting in a substantially larger ocean sink estimate, owing to a number of adjustments
521
they applied to the surface ocean
f
CO
2
data. Concretely, these authors adjusted the SOCAT
f
CO
2
downward to
522
account for differences in temperature between the depth of the ship intake and the relevant depth right near the
523
surface, and included a further adjustment to account for the cool surface skin temperature effect. In
524
Friedlingstein et al. 2023, the UExP
-
FNN
-
U product correction was applied illustrating that this temperature
525
adjustment leads to an upward correction of the ocean carbon sink, up to 0.9 GtC yr
-
1
, that, if correct, should be
526
applied to all
f
CO
2
-
based flux estimates. This year, the updated UExP
-
FFN
-
U method applies a smaller
527
adjustment as proposed by Dong et al. (2022), who illustrate a smaller correction effect of 0.6 GtC yr
-
1
. The
528
impact of the cool skin effect on air
-
sea CO
2
flux is based on established understanding of temperature gradients
529
(as discussed by Goddijn
-
Murphy et al., 2015 and Woolf et al., 2016), and laboratory observations (Jähne and
530
Haussecker, 1998; Jähne, 2019), but in situ field observational evidence is lacking (Dong et al., 2022). The
531
UExP
-
FNN
-
U method is thus, similar to the
UExP
-
FNN
-
U flux estimate in previous editions, not included in the
532
ensemble mean of the
f
CO
2
-
based flux estimates. This choice will be re
-
evaluated in upcoming budgets based
533
on further lines of evidence.
534
15
Typically,
f
CO
2
-
products do not cover the entire ocean due to missing coastal oceans and sea ice cover. The
535
CO
2
flux from each
f
CO
2
-
based product is already at or above 99% coverage (either due to complete coverage
536
or a posteriori filling) of the ice
-
free ocean surface area in several products this year (
UExP
-
FNN
-
U,
JMA
-
MLR,
537
VLIZ
-
SOMFFN, Jena
-
MLS,
OceanSODA
-
ETHZv2
), . The products that remained below 99% coverage of the
538
ice
-
free ocean (CMEMS
-
LSCE
-
FFNN, NIES
-
ML3,
UExP
-
FNN
-
U, CSIR
-
ML6
) were scaled by the following
539
procedure:
540
Since v2022 of the GCB we now scale fluxes globally and regionally (North, Tropics, South) to match the ice
-
541
free area (using the HadISST sea surface temperature and sea ice cover; Rayner et al., 2003):
542
퐹퐶
푂
1
234
5
678&3#
=
9
(
%
&
'()
)
+),'-.
9
!/
"
0
+),'-.
⋅
퐹퐶
푂
1
234:;'
543
In the equation,
A
represents area, (1
–
ice) represents the ice free ocean, A
FCO2
region
represents the coverage of
544
the
f
CO
2
-
product for a region, and FCO
2
region
is the integrated flux for a region.
545
We further use results from two diagnostic ocean models, Khatiwala et al. (2013) and DeVries (2014), to
546
estimate the anthropogenic carbon accumulated in the ocean prior to 1959. The two approaches assume constant
547
ocean circulation and biological fluxes, with S
OCEAN
estimated as a response in the change in atmospheric CO
2
548
concentration calibrated to observations. The uncertainty in cumulative uptake of ±20 GtC (converted to ±1σ) is
549
taken directly from the IPCC’s review of the literature (Rhein et al., 2013), or about ±30% for the annual values
550
(Khatiwala et al., 2009).
551
552
S.3.2 Global Ocean Biogeochemistry Models (GOBMs)
553
The ocean CO
2
sink for 1959
-
2023 is estimated using ten GOBMs (Table S2). The GOBMs represent the
554
physical, chemical, and biological processes that influence the surface ocean concentration of CO
2
and thus the
555
air
-
sea CO
2
flux. The GOBMs are forced by meteorological reanalysis and atmospheric CO
2
concentration data
556
available for the entire time period. They mostly differ in the source of the atmospheric forcing data
557
(meteorological reanalysis), spin up strategies, and in their horizontal and vertical resolutions (Table S2). All
558
GOBMs except one (CESM
-
ETHZ) do not include the effects of anthropogenic changes in nutrient supply
559
(Duce et al., 2008). They also do not include the perturbation associated with changes in riverine organic carbon
560
(see Section 2.10 and Supplement S.6.3).
561
Four sets of simulations were performed with each of the GOBMs. Simulation A applied historical changes in
562
climate and atmospheric CO
2
concentration. Simulation B is a control simulation with constant atmospheric
563
forcing (normal year or repeated year forcing) and constant pre
-
industrial atmospheric CO
2
concentration.
564
Simulation C is forced with historical changes in atmospheric CO
2
concentration, but repeated year or normal
565
year atmospheric climate forcing. Simulation D is forced by historical changes in climate and constant pre
-
566
industrial atmospheric CO
2
concentration.
567
The atmospheric CO
2
forcing file was updated in GCB2024 to ensure consistency with the atmospheric CO
2
568
growth rate reported in the GCB. Since January 1980, we use the CO
2
global growth rate reported by
569
NOAA/GML (Lan et al., 2024). In the period March 1958
-
December 1979, we use bias
-
adjusted values of the
570
global growth rate based on measurements of atmospheric CO
2
made by the Scripps Institution of
571
16
Oceanography at the Mauna Loa Observatory, Hawaii (Keeling et al., 1976; full period of coverage 1758
-
2024).
572
Bias adjustment of the Scripps data was performed in three sequential stages as follows:
573
●
First, to correct for differences in the mean atmospheric concentration of CO
2
at Mauna Loa versus the
574
globally averaged value, a constant of
-
0.231 ppm was added to all Scripps data to improve alignment
575
of the “CO
2
[trend]” values from the Scripps data with the “CO
2
[trend]” values from the global NOAA
576
data. The value of
-
0.231 ppm is the mean offset of “CO
2
[trend]” at Mauna Loa from the global
577
“CO
2
[trend]” value during 1980
-
2000.
578
●
Second, to correct for differences in the seasonality of atmospheric CO
2
concentrations at Mauna Loa
579
versus globally, we shifted monthly anomalies between CO
2
concentration data and “trend” values
580
backward in time by one month in the Scripps data. This specifically corrects for the fact that
581
peaks/troughs in the climatology of "CO
2
[monthly_observation]
-
CO
2
[trend]” at Mauna Loa occur 1
582
month earlier than peaks/troughs in the climatology of "CO
2
[monthly_observation]
-
CO
2
[trend]” in the
583
global data from NOAA. A one
-
month shift to the Scripps data was found to optimally align the
584
climatologies of "CO
2
[monthly_observation]
-
CO
2
[trend]” in the Scripps and global data.
585
●
Third, to correct for the greater amplitude of seasonal anomalies at Mauna Loa from Scripps than the
586
global data from NOAA, we apply a monthly multiplier that dampens the magnitude of monthly
587
anomalies from “trend” values in the Scripps data. The monthly multiplier reduces values of
588
"CO
2
[monthly_observation]
-
CO
2
[trend]” in the Scripps data to more closely match values of
589
"CO
2
[monthly_observation]
-
CO
2
[trend]” in the NOAA global data.
590
591
For the period Jan 1750 to February 1958, we use bias
-
adjusted values of the global growth rate based on
592
measurements of atmospheric CO
2
from air trapped in ice at Law Dome (Joos and Spahni, 2008; full period of
593
coverage 1750
-
2004). Bias adjustments were made to improve alignment with the post
-
1980 time series of data
594
from Scripps and NOAA, and were performed in two sequential stages as follows:
595
●
First, a constant of 0.973 was added to all data from Law Dome to improve alignment with the Scripps
596
data (which had already been bias
-
corrected as described above). The constant of 0.973 is the mean
597
offset of CO
2
annual values (annual mean in the case of the Scripps data) in the period 1958
-
1979.
598
●
Second, the climatology of "CO
2
[monthly_observation]
-
CO
2
[trend]” from the period 1958
-
2000 was
599
superimposed on the data from Law Dome (note that the 1958
-
2000 data includes both Scripps and
600
NOAA data, combined as described above). To achieve this, a spline interpolation was fitted to
601
downscale annual observations from CO
2
concentration from Law Dome to monthly values of
602
“CO
2
[trend]” and the climatological seasonality of "CO
2
[monthly_observation]
-
CO
2
[trend]” from
603
1958
-
2000) was then added to the interpolated values of “CO
2
[trend]”.
604
605
To derive S
OCEAN
from the model simulations, we subtracted the slope of a linear fit to the annual time series of
606
the control simulation B from the annual time series of simulation A. Assuming that drift and bias are the same
607
in simulations A and B, we thereby correct for any model drift. Further, this difference also removes the natural
608
steady state flux (assumed to be 0 GtC yr
-
1
globally without rivers), which is often a major source of biases.
609
Note, however, that Gürses et al. (2023) questioned the assumption of comparable bias and drift in simulations
610
A and B as they compared two versions of FESOM
-
REcoM, and found a very similar air
-
sea CO
2
flux in
611
17
simulation A despite a different bias as derived from simulation B. This approach works for all model set
-
ups,
612
including IPSL, where simulation B was forced with variable historical climate changes (looping over a 10
-
year
613
forcing). This approach assures that the interannual variability is not removed from IPSL simulation A.
614
The absolute correction for bias and drift per model in the 1990s varied between <0.01 GtC yr
-
1
and 0.31 GtC
615
yr
-
1
, with five models having positive biases, four having negative biases and one model having essentially no
616
bias (NorESM). The MPI model uses riverine input and therefore simulates outgassing in simulation B. By
617
subtracting a linear fit of simulation B, also the ocean carbon sink of the MPI model follows the definition of
618
S
OCEAN
. This correction increases the model mean ocean carbon sink by 0.07 GtC yr
-
1
in the 1990s. The ocean
619
models cover 99% to 101% of the total ocean area, so that area
-
scaling is not necessary.
620
621
S.3.3 GOBM evaluation
622
The ocean CO
2
sink for all GOBMs and the ensemble mean falls within 90% confidence of the observed range,
623
or 1.5 to 2.9 GtC yr
-
1
for the 1990s (Ciais et al., 2013) before and after applying adjustments. The GOBMs and
624
f
CO
2
-
products have been further evaluated using the fugacity of sea surface CO
2
(
f
CO
2
) from the SOCAT v2024
625
database (Bakker et al., 2016, 2024). We focused this evaluation on the root mean squared error (RMSE)
626
between observed and modelled
f
CO
2
and on a measure of the amplitude of the interannual variability of the
627
flux (modified after Rödenbeck et al., 2015). The RMSE is calculated from detrended, annually and regionally
628
averaged time series of
f
CO
2
calculated from GOBMs and
f
CO
2
-
products subsampled to SOCAT sampling
629
points to measure the misfit between large
-
scale signals (Hauck et al., 2020). To this end, we apply the
630
following steps: (i) subsample data points for where there are observations (GOBMs/
f
CO
2
-
products as well as
631
SOCAT), (ii) average spatially, (iii) calculate annual mean, (iv) detrend both time
-
series (GOBMs/
f
CO
2
-
632
products as well as SOCAT), (v) calculate RMSE. We use a mask based on the minimum area coverage of the
633
f
CO
2
-
products. This ensures a fair comparison over equal areas. The amplitude of the S
OCEAN
interannual
634
variability (A
-
IAV) is calculated as the temporal standard deviation of the detrended annual CO
2
flux time series
635
after area
-
scaling (Rödenbeck et al., 2015, Hauck et al., 2020). These metrics are chosen because RMSE is the
636
most direct measure of data
-
model mismatch and the A
-
IAV is a direct measure of the variability of S
OCEAN
on
637
interannual timescales. We apply these metrics globally and by latitude bands. Results are shown in Figure S2
638
and discussed in Section 3.6.5.
639
640
In addition to the interior ocean anthropogenic carbon accumulation (Section 3.6.5) and SOCAT
f
CO
2
, we
641
evaluate the models with process
-
based metrics that were previously related to ocean carbon uptake. These are
642
the Atlantic Meridional Overturning Circulation (Goris et al., 2018, Terhaar et al., 2022, Terhaar et al., in
643
review), the Southern Ocean sea surface salinity (Terhaar et al., 2021, 2022, 2024, Hauck et al., 2023b), the
644
Southern Ocean stratification index (Bourgeois et al., 2022) and the surface ocean Revelle factor (Terhaar et al.,
645
2022, 2024).
646
647
We follow the methodology of previous studies wherever possible, particularly the RECCAP model evaluation
648
chapter (Terhaar et al.,2024). The Atlantic Meridional Overturning Circulation from the GOBMs is here defined
649
as the maximum of the Atlantic meridional overturning streamfunction at 26°N. This is compared to data from
650