Cropland Carbon Uptake Delayed and Reduced
by 2019 Midwest Floods
Yi Yin
1
, Brendan Byrne
2
, Junjie Liu
3,1
, Paul O. Wennberg
1,4
, Kenneth J. Davis
5,6
,
Troy Magney
1,7
, Philipp Köhler
1
, Liyin He
1
, Rupesh Jeyaram
1
, Vincent Humphrey
1
,
Tobias Gerken
5
, Sha Feng
5
, Joshua P. Digangi
8
, and Christian Frankenberg
1,3
1
Division of Geological and Planetary Sciences, California Institute of Technology, Pasadena, CA, USA,
2
NASA
Postdoctoral Program Fellow, Jet Propulsion Laboratory, California Institute of Technology, Pasadena, CA, USA,
3
Jet
Propulsion Laboratory, California Institute of Technology, Pasadena, CA, USA,
4
Division of Engineering and Applied
Science, California Institute of Technology, Pasadena, CA, USA,
5
Department of Meteorology and Atmospheric Science,
Pennsylvania State University, University Park, PA, USA,
6
Earth and Environmental Sciences Institute, Pennsylvania
State University, University Park, PA, USA,
7
Department of Plant Sciences, Davis, CA, USA,
8
Langley Research Center,
National Aeronautics and Space Administration, Hampton, VA, USA
Abstract
While large
‐
scale
fl
oods directly impact human lives and infrastructures, they also profoundly
impact agricultural productivity. New satellite observations of vegetation activity and atmospheric CO
2
offer the opportunity to quantify the effects of such extreme events on cropland carbon sequestration.
Widespread
fl
ooding during spring and early summer 2019 induced conditions that delayed crop planting
across the U.S. Midwest. As a result, satellite observations of solar
‐
induced chlorophyll
fl
uorescence from
TROPOspheric Monitoring Instrument and Orbiting Carbon Observatory reveal a 16
‐
day shift in the
seasonal cycle of photosynthesis relative to 2018, along with a 15% lower peak value. We estimate a reduction
of 0.21 PgC in cropland gross primary productivity in June and July, partially compensated in August and
September (+0.14 PgC). The extension of the 2019 growing season into late September is likely to have
bene
fi
ted from increased water availability and late
‐
season temperature. Ultimately, this change is predicted
to reduce the crop productivity in the Midwest Corn/Soy belt by ~15% compared to 2018. Using an
atmospheric transport model, we show that a decline of ~0.1 PgC in the net carbon uptake during June and
July is consistent with observed CO
2
enhancements of up to 10 ppm in the midday boundary layer from
Atmospheric Carbon and Transport
‐
America aircraft and over 3 ppm in column
‐
averaged dry
‐
air mole
fractions from Orbiting Carbon Observatory. This study quanti
fi
es the impact of
fl
oods on cropland
productivity and demonstrates the potential of combining solar
‐
induced chlorophyll
fl
uorescence with
atmospheric CO
2
observations to monitor regional carbon
fl
ux anomalies.
Plain Language Summary
Widespread
fl
ooding and inundation across the U.S. Midwest during
spring and early summer 2019 forced many farmers to delay crop planting. New satellite observations of
vegetation photosynthesis and atmospheric CO
2
offer the opportunity to quantify the effects of such events
on cropland carbon sequestration. We show that the delayed planting resulted in a shift of 16 days in the
seasonal cycle of the crop growth and a ~15% lower peak solar
‐
induced chlorophyll
fl
uorescence value. We
estimate a reduction of 0.21 PgC in the gross primary production during June and July, partially
compensated in August and September (+0.14 PgC). The extension of the 2019 growing season into late
September is likely to have bene
fi
ted from increased water availability and late
‐
season temperature.
Ultimately, this change is predicted to reduce the crop production over most of the Midwest Corn/Soy belt by
15%, based on the strong empirical correlation between 2018 growing season SIF and crop yield. The bottom
‐
up estimated net carbon uptake reduction of ~0.1 PgC in June and July is consistently supported by top
‐
down inferred CO
2
anomalies from both aircraft and satellite observations. We anticipate that such a rapid
event detection can bene
fi
t agricultural and natural resource management and ecological forecasting efforts.
1. Introduction
Many studies have described the impacts of drought on the carbon cycle (Ciais et al., 2005; Humphrey et al.,
2018; J. Liu et al., 2018; Sun et al., 2015; Wolf et al., 2016); however, the impacts of extreme wetness (i.e.,
fl
oods) have been less well documented. Floods are among the major climate
‐
related disasters that are
© 2020. The Authors.
This is an open access article under the
terms of the Creative Commons
Attribution
‐
NonCommercial License,
which permits use, distribution and
reproduction in any medium, provided
the original work is properly cited and
is not used for commercial purposes.
RESEARCH ARTICLE
10.1029/2019AV000140
Key Points:
•
Flood
‐
induced delay in crop
planting shifted the 2019 SIF
seasonal cycle by 16 days and
reduced the peak value by ~15%
compared to 2018
•
A ~0.1 PgC reduction in Midwest net
ecosystem uptake during June and
July is consistent with the observed
increase in atmospheric CO
2
•
The 2019
fl
ood induced a 0.06 PgC
reduction in the annual GPP of
croplands (
−
4%) but a 0.04 PgC
increase for natural vegetation
(+3%)
Supporting Information:
•
Supporting Information S1
•
Original Version of Manuscript
•
Peer Review History
•
First Revision of Manuscript
[Accepted]
Correspondence to:
Y. Yin and B. Byrne
yiyin@caltech.edu
brendan.k.byrne@jpl.nasa.gov
Citation:
Yin, Y., Byrne, B., Liu, J., Wennberg, P.,
Davis, K. J., Magney, T., et al. (2020).
Cropland carbon uptake delayed and
reduced by 2019 Midwest
fl
oods.
AGU
Advances
,
1
, e2019AV000140. https://
doi.org/10.1029/2019AV000140
Received 6 DEC 2019
Accepted 5 FEB 2020
Peer Review
The peer review history
for this article is available as a PDF in
the Supporting Information.
YIN ET AL.
1of15
projected to increase in a warmer climate (Hirabayashi et al., 2013); quantifying their impact on the terres-
trial carbon cycle is critical for the assessment of future climate change impacts. In 2019, the contiguous
United States recorded its wettest January to August in 125 years, with wetter
‐
than
‐
normal conditions from
the northern Plains to the Gulf Coast (NOAA, October 2019). Vast
fl
ooding across the Midwest from March to
June forced farmers to signi
fi
cantly delay the planting of crops in this region
—
known as the Corn Belt
—
which accounts for ~40% of world corn and soybean production (USDA, 2019). Previous studies have documen-
ted the highest peak in photosynthesis across the globe in this area (Guanter et al., 2014; Mueller et al., 2016).
Higher net carbon uptake by Midwest cropland compared to the nearby forest has also been shown by tower
‐
based atmospheric CO
2
measurements (Miles et al., 2012), resulting in a large regional carbon sink associated
with Midwestern agriculture (Lauvaux et al., 2012; Schuh et al., 2013). Thus, the
fl
ood and associated delay in
timing of planting is expected to impact the regional carbon cycle; however, it remains unclear to what extent
crop growth was affected by the 2019
fl
ood and its consequent impact on the regional carbon cycle.
Satellite observations of solar
‐
induced chlorophyll
fl
uorescence (SIF), a by
‐
product of photosynthesis, have
been shown to be a useful proxy of gross primary productivity (GPP) (Frankenberg et al., 2011; Sun et al.,
2017; Yang et al., 2015) and crop yield (Guan et al., 2016; Guanter et al., 2014). SIF is mechanistically linked
with the light reactions of photosynthesis and has shown close correspondence to GPP across many ecosys-
tems (Frankenberg & Berry, 2018; Gu et al., 2019). As a result of the strong empirical and mechanistic rela-
tionship between SIF and GPP at the satellite scale, and con
fi
rmation of this at smaller scales (Liu, Guan,
et al., 2017), we use SIF as an indicator of GPP (Byrne et al., 2018; Green et al., 2017, 2019; Parazoo et al.,
2014). In particular, in the context of
fl
oods, the SIF signal is not impaired by surface spectral re
fl
ectance
properties that are confounded by surface water inundation. The recently launched TROPOspheric
Monitoring Instrument (TROPOMI) provides SIF data at unprecedented spatial resolution (7 km × 3.5 km
at Nadir) with almost daily global coverage, allowing close monitoring of photosynthesis and carbon uptake
as associated events unfold.
From the top
‐
down, measurements of the atmospheric CO
2
can provide constraints on net ecosystem
exchange (NEE)
—
the net exchange of CO
2
between an ecosystem and the atmosphere, determined as auto-
trophic and heterotrophic respiration minus GPP (Bolin & Keeling, 1963; Gurney et al., 2002; Yin et al., 2018).
Space
‐
based measurements of column
‐
averaged dry
‐
air mole fractions of CO
2
(X
CO2
) have been shown to
provide information on NEE anomalies at large subcontinental scales (Byrne et al., 2017; Byrne et al.,
2019; Guerlet et al., 2013; Ishizawa et al., 2016; Liu, Bowman, et al., 2017; Liu et al., 2018; Yin et al., 2016)
and for point sources (Nassar et al., 2017; Schwandner et al., 2017) but are untested on smaller regional scales,
such as the Midwest croplands. The Orbiting Carbon Observatory 2 (OCO
‐
2), launched in 2014, provides
X
CO2
to monitor the atmospheric signal of the event. Boundary layer CO
2
measurements have been shown
to provide strong constraints on regional carbon
fl
uxes over the Midwest croplands (Lauvaux et al., 2012;
Schuh et al., 2013). The Atmospheric Carbon and Transport (ACT)
‐
America aircraft campaign over the
Midwest during summer 2019 provides spatially extensive measurements designed to capture regional atmo-
spheric CO
2
signals.
The combination of these newly available observations offers a unique opportunity to monitor the impacts of
2019
fl
oods on the regional carbon cycle. Speci
fi
cally, we aim to ask: How does the delayed planting impact
the seasonal cycle of the crop growth? What are the implications for the crop productivity of this year? And
how does the
fl
ooding and inundation impact the overall carbon uptake of these cropping systems? To that
end, we
fi
rst quantify the impact of 2019
fl
oods on the photosynthetic carbon uptake throughout the growing
season based on SIF observations relative to the previous years and evaluate potential impacts of this
fl
ooding
and inundation on crop productivity over the Midwest. Then, we estimate associated atmospheric CO
2
anom-
aly using a bottom
‐
up approach based on the SIF anomaly and a top
‐
down approach based on satellite and
aircraft CO
2
measurements. A schematic for the overview of the methods is shown in Figure S1 in the
supporting information.
2. Materials and Methods
2.1. Data
2.1.1. Satellite
‐
Based SIF Observations From TROPOMI and OCO
‐
2
We use satellite
‐
based SIF retrievals to track the progress of photosynthesis. The TROPOMI instrument on
‐
board of the Sentinel 5 Precursor (S
‐
5P) satellite was launched on 13 October 2017. The S
‐
5P satellite
fl
ies in
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a near
‐
polar Sun
‐
synchronous orbit with an equatorial crossing time at 13:30 local solar time. The
TROPOMI instrument has a wide swath of ~2,600 km, yielding almost daily global coverage that allows
an unprecedented temporal resolution to track the change in photosynthesis at a given location (Köhler
et al., 2018). The spectrometer has a spatial resolution of 7 km along track and 3.5
–
15 km across track, a spa-
tial resolution that allows us to more appropriately link with county
‐
level agricultural census data. Hence,
individual retrievals were aggregated at the county level to align with agricultural census data, as introduced
in the section below. A daily correction factor accounting for the diurnal and seasonal variations of solar
zenith angle (SZA) is applied to convert an instantaneous SIF signal to a daily average as detailed in
Köhler et al., 2018
Additionally, we use SIF retrievals from the Orbiting Carbon Observatory (OCO
‐
2) to complement the
TROPOMI SIF records. The OCO
‐
2 instrument has a longer temporal record (since September 2014), provid-
ing a multiyear reference of a typical seasonal cycle. Compared to TROPOMI, it has a higher spectral and
spatial resolution (1.3 × 2.25 km), and as a trade
‐
off, it has a much sparser sampling coverage in both space
(swath width of up to 10 km) and time (with a global revisit time of 16 days; Sun et al., 2017). The two instru-
ments have been shown to be in close agreement for overlapping retrievals (Köhler et al., 2018).
2.1.2. Agricultural Statistics
We obtain county
‐
level crop statistics of 2018 from the United States Department of Agriculture (USDA)
National Agricultural Statistics Service (NASS) Quick Stats Database (quickstats.nass.usda.gov), including
the planted/harvest area and crop yield of individual crop types. Note that reported crop yield refers to
the amount of crop produced per harvested area, whereas crop production refers to the total amount of har-
vest, which is the sum of crop yield multiplied by harvested area. As satellite observes vegetation productiv-
ity per unit area
—
not necessarily harvested area
—
we introduce a term
“
crop productivity
”
here, speci
fi
cally
referring to the amount of all crops produced per unit area. We add up all reported crops for
individual county.
For each county, we calculate the percentage of cropland area and the ratio of C4 to C3 crops. The latter is
important to consider because C3 and C4 plants use different photosynthetic pathways, which show a differ-
ent response of SIF to GPP (Liu, Guan, & Liu, 2017). C4 plants inhibit photorespiration, which results in
higher GPP to SIF ratio, as SIF is most sensitive to the light reactions of photosynthesis (Gu et al., 2019).
Typical C3 crops include soybeans, wheat, barley, oats, rice, and tree crops, whereas typical C4 crops include
corn, sugarcane, and sorghum. Here, we focus on corn and soybeans, which are predominately planted in
the Midwest. As the county
‐
level statistics of 2019 are not yet available, we use state
‐
level
planted/emerged areas of corn and soybean for 2019 from weekly USDA reports (USDA, 2019); hence, the
uncertainty of those reported dates is around 1 week.
2.1.3. Atmospheric CO
2
Observations
To analyze signals of atmospheric CO
2
, we use CO
2
observations from both satellites and aircraft. We down-
loaded Version 9 of the Atmospheric CO
2
Observations from Space OCO
‐
2 lite X
CO2
retrieval
fi
les from the
CO
2
Virtual Science Data Environment (https://co2.jpl.nasa.gov/; Crisp et al., 2012). We include land nadir
and land glint measurements.
We also use airborne CO
2
measurements from the NASA ACT
‐
America campaign conducted during the
summer 2019 over the eastern United States (Digangi et al., 2017). We use observations from a total of 37
campaign
fl
ight days over 11 June to 27 July 2019; the campaign schedule is available online (at https://
act
‐
america.larc.nasa.gov/). For each campaign, CO
2
was measured from two aircraft in coordinated regio-
nal
fl
ight patterns using PICARRO G2401
‐
m monitors at 0.4 Hz. The measurements are averaged into a 5
‐
s
product, which approximately corresponds to 500
‐
m segments as the plane speed is ~100 m/s. The instru-
ment is calibrated hourly using standards traceable to the WMO X2007 scale (Tans et al., 2017). For analysis,
we gridded the raw data to 2° × 2.5° horizontally and 47 layers vertically to match the resolution of the che-
mical transport model. To reduce the impact of remote sources, we only include data within the atmospheric
boundary layer (between 300 and 1,500 m above ground level).
2.1.4. Environmental Variables
We use terrestrial water storage (TWS) anomalies derived from the Gravity Recovery and Climate
Experiment (GRACE) and GRACE Follow
‐
On (GRACE
‐
FO) missions (Flechtner et al., 2014; Tapley et al.,
2004). TWS anomalies over the U.S. Midwest re
fl
ect changes in soil moisture, groundwater, snowpack,
and surface waters, mainly in response to climate variability (Humphrey et al., 2016). We use the RL06
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monthly mass grids by NASA's Jet Propulsion Laboratory, apply scaling factors (Landerer & Swenson, 2012),
and retrieve the regional average TWS anomalies over all regions with crop area fractions larger than 25%
over the period April 2002 to August 2019. We note that there is a gap of 12 months between GRACE and
GRACE
‐
FO which is still under investigation; however, preliminary analyses indicate that there is no sys-
tematic bias between the two missions.
Temperature, vapor pressure de
fi
cit and precipitation data are obtained from ERA5 (Copernicus Climate
Change Service (C3S), 2019), the
fi
fth
‐
generation atmospheric reanalysis of the European Centre for
Medium
‐
Range Weather Forecasts. This reanalysis assimilates multiple data streams from satellite and in
situ measurements and provides hourly data at a spatial resolution of 30 km. We compute daily regional
averages over all Midwest states with crop area fractions larger than 25% (see mask of the 17 selected states
in Figure S4).
2.2. Model
2.2.1. Atmospheric Transport and Flux Inversion Model (GHGF
‐
Flux)
We use an atmospheric transport model to simulate expected signals in the atmospheric CO
2
due to the
fl
ood
induced anomaly in cropland carbon uptake. We use the forward and adjoint components of the
Greenhouse gas framework
‐
Flux model (GHGF
‐
Flux) for atmospheric chemical transport and
fl
ux inversion
analysis. GHGF
‐
Flux is a
fl
ux inversion system developed within NASA's Carbon Monitoring System Flux
project (Bowman et al., 2017; J. Liu et al., 2014). GHGF
‐
Flux inherits the chemistry transport model from
the GEOS
‐
Chem and the adjoint analysis methods from the GEOS
‐
Chem
‐
adjoint. Chemical transport is dri-
ven by the Modern
‐
Era Retrospective Analysis for Research and Applications, Version 2 (MERRA
‐
2)
meteorology produced with Version 5.12.4 of the GEOS atmospheric data assimilation system (Gelaro
et al., 2017).
In this study, we use GHGF
‐
Flux to perform forward tracer transport at 2° × 2.5° spatial resolution for the
year 2019. We also use GHGF
‐
Flux to perform inversions to derive the 2018 baseline NEE at a 4° × 5° spatial
resolution. To estimate 2018 NEE, we use the average of three inversions that employ different prior NEE
fl
uxes: SiB3 (Baker et al., 2008), CASA (Potter et al., 1993; James T Randerson et al., 1996; van der Werf
et al., 2006), and FLUXCOM (Jung et al., 2017; Tramontana et al., 2016). All versions assimilate OCO
‐
2 land
nadir and land glint data from October 2017 to April 2019 to optimize 14
‐
day scaling factors for gridded NEE
and ocean
fl
uxes using the approach of Byrne et al. (2019); see Appendix 1 for details. The optimized 2018
NEE was then used to simulate a theoretical baseline for CO
2
mole fractions at 2° × 2.5° driven by 2019
meteorological reanalysis, which represents an ideal case when 2019 carbon
fl
uxes are identical to 2018
while the transport pattern being different. The mismatch between the baseline CO
2
and measured CO
2
pro-
vides a measure of the difference in
fl
uxes between years (Figure S6).
2.3. Methods
2.3.1. SIF
‐
Based GPP and NEE Estimates
SIF has been shown to be a robust proxy for GPP (Frankenberg & Berry, 2018; van der Tol et al., 2014). While
nonlinear relationships between GPP and SIF have been observed at leaf and
fl
ux
‐
tower scales under certain
conditions, for example, strong incoming light (Magney et al., 2019; Verma et al., 2017), linear relationships
have been generally observed at ecosystem and regional scales (Frankenberg et al., 2011; Li et al., 2018;
Magney et al., 2019; Sun et al., 2017). The robust linear relationship at increasing scales is likely because
satellite measurements are primarily measuring an integrated canopy average of low Photosynthetically
Active Radiation (PAR). At higher light levels, GPP saturates while SIF continues to increase (Magney,
Frankenberg, et al., 2019), but it is unlikely that satellite measurements over large pixels are measuring in
this light regime. Based on this, and results from previous studies, we quantify GPP using SIF observations
(MacBean et al., 2018; Parazoo et al., 2014). Due to the different GPP to SIF slopes between C3 and C4 plants
(He et al., in review; Gu et al., 2019; Li et al., 2018; Liu, Guan, & Liu, 2017; Miao et al., 2018; Pérez
‐
Priego
et al., 2015), we use different scaling factors for C3 and C4 crops following the linear GPP:SIF ratios for daily
averages as documented by Li et al. (2018) (19.8 and 29.4 g C·m
‐
2
·day
‐
1
/Wm
‐
2
·
μ
m
‐
1
·sr
‐
1
for C3 and C4,
respectively). Thus, for each county the scaling factor is C3/C4 growing area weighted.
For the noncrop area, we use 2018 MODIS MCD12Q1 land cover map (https://doi.org/10.5067/MODIS/
MCD12Q1.006) to identify the land cover type at 0.083° spatial resolution into seven different vegetation
types, namely, evergreen broadleaf forest, deciduous broadleaf and mixed forest, needleleaf forest, shrub,
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woody savanna and savanna, and grasslands. We then apply corresponding GPP:SIF ratios for each vegeta-
tion type following (Li et al., 2018), where the ratios are derived from
fl
ux tower GPP observations and OCO
‐
2 SIF.
Based on diurnal
‐
cycle
‐
corrected TROPOMI SIF, we estimate daily county
‐
level GPP for every 8
‐
day interval
accounting for its planted areas of C3/C4 as documented by USDA. A conversion factor of 0.64 is used to con-
vert TROPOMI SIF at 740 nm to SIF at 757 nm, to account for spectral scaling differences at different wave-
lengths in the SIF signal retrieval (Köehler et al., 2018). The differences in GPP between 2019 and 2018
(noted as
Δ
GPP) at the same time of the year are used to estimate the 2019 GPP anomaly.
To estimate the impact on the net carbon exchanges (
Δ
NEE), we assume that the anomaly is solely induced
by a reduction in net primary productivity (NPP), which accounts for about half of GPP following Randerson
et al. (1996). Due to the lack of direct observational evidence, we assume no signi
fi
cant changes in hetero-
trophic respiration between the 2 years. Hence, for further analysis,
Δ
NEE =
−
0.5 ×
Δ
GPP. To isolate the
impact from Midwest cropland on NEE, we only include counties in the 17 states of the Midwest and south-
ern United States whose cropland coverages are larger than 25% for this estimate. We tested that the results
are not sensitive to the choice of this threshold as shown in Table S1. Resultant
Δ
NEE between 2019 and
2018 are aggregated into gridded data at 2° × 2.5° resolution for atmospheric transport model simulation
as detailed below.
2.3.2. Flood
‐
Induced Atmospheric CO
2
Signal Estimates
A reduction in NEE is expected to increase atmospheric CO
2
downwind of the croplands. We estimate the
anomaly in atmospheric CO
2
by calculating differences in NEE between 2019 and 2018 (denoted as
Δ
CO
2
). The
Δ
CO
2
signal from this event is calculated using both top
‐
down and bottom
‐
up approaches,
and then we evaluate the consistency between the two approaches.
Bottom
‐
up expected
Δ
CO
2
are simulated from the SIF
‐
inferred
Δ
NEE using an atmospheric transport model
(GHGF
‐
Flux). We use estimated
Δ
NEE surface
fl
uxes at an 8
‐
day temporal resolution as input and sample
modeled CO
2
at the time and location of the ACT
‐
America and OCO
‐
2 measurements. The prior pro
fi
les
and the averaging kernels of the X
CO2
measurements are applied.
Top
‐
down inferred
Δ
CO
2
are calculated as the difference between OCO
‐
2 or ACT
‐
America measurements
and the baseline CO
2
simulated with posterior 2018 NEE and 2019 meteorology (as described in
section 2.2.1).
3. Delayed Cropland Growing Season Seen by SIF
The monthly distributions of county
‐
level instantaneous SIF values from TROPOMI during the growing sea-
son of 2018 and the differences between 2019 and 2018 are shown in Figure 1. For both years, the highest SIF
values across the United States occurred in the Midwest in July, demonstrating the highest peak productivity
of cropland relative to natural ecosystems. This large
‐
scale signal is consistent with previous space
‐
borne SIF
observations from a different instrument (Guanter et al., 2014), while the high
‐
resolution of TROPOMI data
provides a new opportunity to look into county
‐
level details at a higher temporal resolution. In the Midwest,
the 2019 SIF values are much lower than 2018 in June and July; however, they surpass the 2018 levels in
August and September.
The distribution of areas showing signi
fi
cant differences in SIF between the 2 years resembles that of the
cropland density as shown on the lower left of Figure 1. The largest differences occurred in the Midwest
states that have the longest delay in crop planting as shown on the lower right (Figure 1). For regions with
crop area fractions larger than 25%, SIF values in 2019 are 30% and 15% lower than 2018 in June and July,
respectively. When looking speci
fi
cally at areas with higher cropland fractions (>50%), SIF decreased by
47% and 20% for June and July. In contrast, 2019 SIF surpasses the 2018 level slightly in August (+8%)
and markedly in September (+50% for counties with crop area >25% and +75% for areas with cropland frac-
tion >50%). The increased growth during late growing season partially compensates for the reduction in the
early growing season.
The seasonal cycle of daily TROPOMI SIF during 2018 and 2019 is shown in Figure 2a. By shifting the 2019
SIF time series 16 days ahead, we can see that the growing season lengths of the 2 years are similar but the
2019 seasonal peak values are 15% lower. A large part of the decline could be attributed to changes in solar
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Figure 1.
Spatial distribution of instantaneous SIF retrievals from TROPOMI during the main growing seasons in 2018 (the left column) and the differences in SI
F
between 2019 and 2018 (the right column). The bottom panel shows the cropland area ratio for each county (on the left), and the USDA reported delay in pla
nting
75% of the total planted corn area relative to 2018 (on the right).
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illumination, as the SZA and daytime length decline after the summer sol-
stice. This effect is illustrated by a proxy for seasonal changes in the poten-
tial daily PAR under cloud
‐
free conditions using the daily integral of
cosine (SZA) at 10
‐
min time steps (Figure 2a). Although the anomalies
in TROPOMI SIF shown here are just based on 2 years (2019
–
2018), ana-
lysis of OCO
‐
2 SIF covering the last 5 years (2015
–
2019) shows that the
seasonality of SIF in 2018 is similar to the preceding 3 years but that
2019 is indeed anomalous (Figure 2b). Both data sets reveal a shift in
the seasonal cycle and a lower peak SIF value in the growing season of
2019, even though the two instruments have a different temporal and
spatial sampling.
Such a delay in the seasonal cycle of crop growth is induced by the
late planting of crops as a result of the
fl
ood and associated wet soils,
which are not conducive to seed germination (anoxic conditions) and
are challenging for farm machinery to drive on (Figure 2c). The accu-
mulation of water over the Midwest is re
fl
ected in the gradual increase
of TWS since the beginning of 2019 as observed by GRACE
‐
FO from
space (Figure 3a). The TWS anomaly in June 2019 is around 10 cm
higher than that of June 2018, more than two times the standard
deviations above the decadal mean as monitored by GRACE.
Accumulated precipitation in 2019 is more than one standard deviation
above the mean beginning in February and more than two standard
deviations above the mean from mid
‐
May onward (Figure S2). By the
end of June, the cumulative precipitation is ~13 cm higher than the
40
‐
year average (46 ± 6 cm), a magnitude comparable to the increase
in TWS. As a result, the time by which 90% of the corn and soy was
planted was delayed by approximately 3 weeks compared to 2018
(Figure 2c). Accordingly, the time by which 90% of the crop had
emerged from the soil was delayed by ~3 weeks for corn and ~2 weeks
for soybean (Figure S3), consistent with the SIF observations.
The extended 2019 growing season into late September might have been
favored by increased water availability as suggested by TWS (+10 cm
the decadal mean, Figure 3a) and accumulative precipitation
(Figure S2a), as well as a warmer late growing season (+2.5 °C in
September, Figure S2b).
4. Estimated Reduction in GPP, Crop Productivity Versus Observed
CO
2
Enhancement
Regions with higher cropland ratio show the largest differences in per
‐
area GPP
fl
uxes relative to 2018
(Figure 3b). For the 17 states located in the Midwest and southern United States along the watershed of
Missouri and Mississippi rivers (see state mask in Figure S4), GPP reduction is noted from May to July
for counties with cropland coverage larger than 10%, with the peak de
fi
cit in late June. In contrast,
there is a recovery in GPP since early August, with a peak compensation occurring in mid
‐
September. Much smaller differences in SIF
‐
based per
‐
area GPP estimates are observed for the natural
vegetation (here de
fi
ned as regions with cropland coverage <10%), suggesting that unmanaged ecosys-
tems are less sensitive to waterlogged soils that have prevented the planting of crops. Given the large
area of noncrop lands over the 17 states, the total GPP anomaly from April to September amounts to
a net gain of 0.04 PgC (+3%). As for the croplands (counties in the 17 states with cropland area
>10%), we estimate the 2019 anomaly to have led to a reduction of 0.21 PgC in June and July GPP,
partially compensated in August and September (+0.14 PgC). Those changes are primarily contributed
by areas with cropland coverage >50% (Table S1). The net effect results in a 0.06 PgC reduction in
the growing season GPP of croplands (
−
4%).
Figure 2.
Seasonal cycles of SIF and crop planting date for the Midwest. (a)
Four
‐
day running average of 2018 and 2019 daily
‐
corrected TROPOMI SIF
over Midwest counties with cropland fraction larger than 50%. The shaded
areas represent 1
‐
sigma standard deviations (
σ
) of the spatial variation
across those counties. The seasonal variation in potential PAR due to change
in solar zenith angle (SZA) is represented by daily integral of cos (SZA) at 10
‐
min time steps. (b) OCO
‐
2 daily
‐
corrected SIF from 2015 to 2019. Note OCO
‐
2 has sparser spatial and temporal sampling relative to TROPOMI. (c)
Percentages of planted area relative to the 2018 total planted area for corn
and soy as reported by USDA.
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In a separate study, we show strong correlations between county
‐
level
TROPOMI SIF during the growing season (
x
, mW·m
‐
2
·nm sr
‐
1
) and
USDA reported crop productivity (
y
, g/m
2
) in 2018, where
y
= 968x
−
131 (
R
2
= 0.72; He et al., in review). The correlation could be further
improved when accounting for planted area and C3/C4 contributions
(
R
2
= 0.86). Based on this empirical SIF
‐
crop productivity relationship,
we estimate that the 2019
fl
ood results in ~15% decline of crop yield in
the Midwest counties with cropland fraction larger than 50%
(Figure S5); part of this decline is the result of a decrease in planted crop
area (Table S2). Smaller reductions are noted for counties with less dense
crop distribution; however, as the relative contribution of crops to the
observed SIF signal over a pixel declines, the uncertainty of such estimates
increases. We note that this estimate remains speculative as many other
factors that are not accounted for in the growing season SIF could contri-
bute to the crop yield at the end of the season. For instance, delayed har-
vesting can expose crops to unfavorable weather conditions and reduce
crop yield (Thomison et al., 2011). In addition, the ratios between the
weight of a harvest product and the above ground biomass of the entire
plant (commonly noted as harvest index) also change depending on the
seed and the environment conditions (Hay, 1995). The allocation of car-
bon between the below
‐
ground and above
‐
ground biomass may also
change given the condition of water and nutrient availability (Hay,
1995). Combining SIF observations with crop models may improve the
estimates and forecasting of future crop yield productivity (Guan et al.,
2015; Guanter et al., 2014; Somkuti et al., 2020; Zhang et al., 2014).
Unlike the spatially explicit SIF anomalies, the atmosphere is constantly
being mixed with a zonal mixing on the timescale of around 2 weeks
(Keppel
‐
Aleks et al., 2011, 2012). Hence, we look at differences in the
detrended OCO
‐
2X
CO2
between 2019 and 2018 (noted as Dif_X
CO2
) for
both the zonal mean over the 35
‐
50°N latitudinal band and for the eastern
US domain including the croplands and their downwind area (75
‐
95°W)
(Figure 3c). Coincident with the time when negative SIF anomalies
emerge, an abrupt increase of ~1 ppm is
fi
rst observed in the Dif_X
CO2
over the eastern US domain in late May. Dif_X
CO2
continues to increase
through June and July for both the eastern US and zonal mean domains,
with larger anomaly over the eastern US domain than the zonal mean.
The regional X
CO2
enhancement (i.e. the difference between the U.S.
domain and the zonal mean) reaches 0.86±0.83 ppm during June.
Dif_X
CO2
start to decline in August when
Δ
GPP becomes positive. The
alignment in the timing of anomalies of X
CO2
and SIF suggests that
reduced uptake over cropland regions is re
fl
ected in increased X
CO2
downwind. However, with such a sim-
ple comparison, changes in NEE from other regions between 2019 and 2018 could also contribute to the
observed difference in atmospheric CO
2
. In addition, differences in atmospheric transport between the
two years, as well as in sampling time and location of the observations, could also impact these observed dif-
ferences in regionally averaged X
CO2
.
5. Consistent Estimates of Crop Anomalies Between SIF and Atmospheric CO
2
The spatial distribution of the top
‐
down and bottom
‐
up estimates of
Δ
CO
2
for ACT
‐
America and OCO
‐
2
measurements between 9 June to 18 July 2019 are shown in Figure 4. Bottom
‐
up
Δ
CO
2
estimates are mostly
positive because
Δ
NEE used for the bottom
‐
up simulation only accounts for Midwest counties with cropland
fractions greater than 25%, resulting in reduced net carbon uptake across the region. In contrast, top
‐
down
estimated
Δ
CO
2
are impacted by differences in surface
fl
uxes globally. Nevertheless, positive
Δ
CO
2
values
Figure 3.
(a) Terrestrial water storage from GRACE
‐
FO (dots, June 2018 to
august 2019) and GRACE climatology (2003
–
2014). The shaded gray area
shows the 1
‐
σ
of the decadal variations. Note a data gap from August to
October 2018. (b) Estimated differences in per area GPP between 2019 and
2018 for regions with different cropland area portions. (c) Differences in
detrended OCO
‐
2X
CO2
for the zonal mean between 35°
–
50°N and the
subdomain containing the Corn Belt and downwind areas (de
fi
ned as 75°
–
95°W). The solid lines show the 24
‐
day running mean of each 4
‐
day average,
and the shaded areas show the 1
‐
σ
of the 4
‐
day variations within the 24
‐
day
window.
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