Globally Scattered 2011 Tohoku Tsunami Waves From a
Sea
fl
oor Sensor Array in the Northeast Paci
fi
c Ocean
Monica D. Kohler
1
, Daniel C. Bowden
2,3
, Jean
‐
Paul Ampuero
2,4
, and Jian Shi
1
1
Department of Mechanical and Civil Engineering, California Institute of Technology, Pasadena, CA, USA,
2
Seismological
Laboratory, California Institute of Technology, Pasadena, CA, USA,
3
Now at Institute of Geophysics, ETH Zürich, Zürich,
Switzerland,
4
Now at Université Côte d'
’
Azur, IRD, CNRS, Observatoire de la Côte d'Azur, Géoazur, France
Abstract
Modeling of tsunami wave propagation for forecasting focuses on the arrival time and
amplitude of the earliest tsunami waves reaching coastlines. The complex later tsunami wave
fi
eld, in
which scattering is predominant, poses additional hazards due to possible constructive interference of
coherent packets of wave energy. However, almost no data sets exist to characterize the geographical sources
and temporal evolution of the scattered waves. Here we show how recordings of the 2011 Tohoku tsunami by
an array of pressure gauge sensors in the northeastern Paci
fi
c Ocean reveal coherent waves that are
produced by scattering from distant coastlines including South America and Antarctica, as well as multiple
sea
fl
oor fracture zones, ridges, and island chains. Multiple signal classi
fi
cation analysis and backward
propagation ray tracing provide tight constraints on the origin of each scattered phase and resolve
simultaneous wave arrivals from different scatterers. Incoming waves from constant back azimuths occur
over time durations of several hours, revealing the time persistence of speci
fi
c geographical scatterers. The
results can advance numerical predictions of tsunami wave impact because they provide direct evidence
for the necessity of incorporating both local and distant bathymetry over a range of length scales and for long
time durations, to account for the azimuthal dependence of scatterer strength.
Plain Language Summary
An array of sensors on the sea
fl
oor off the coast of California
recorded the global tsunami produced by the 2011 magnitude 9.0 Tohoku, Japan, earthquake. The
tsunami data recorded across the array show multiple, coherent waves arriving between 1 hr and more than
40 hr after the initial tsunami wave. Such long
‐
duration tsunami waves are of concern because they arrive
at distant coastlines long after the
fi
rst, direct wave arrival. They can become ampli
fi
ed as they are
in
fl
uenced by the geometries of ports and harbors, sometimes causing damaging runup and inundation. This
study involved a technique that takes advantage of similarities in data among the sensors to investigate
which sea
fl
oor structures in the Paci
fi
c Ocean caused the long
‐
lasting, later
‐
arriving tsunami waves. By
projecting the waves backward in space and time, speci
fi
c structures were identi
fi
ed by pinpointing the
geographical directions from which each wave arrived. The structures include distant coastlines, including
those along South America and Antarctica, as well as many sea
fl
oor fracture zones, island and seamount
chains, and mid
‐
ocean ridges. Unless later
‐
arriving wave amplitudes are adequately modeled over the
deep, open ocean regions through which a tsunami wave propagates, their effects on distant coastlines may
be severely underestimated.
1. Introduction
Accurate identi
fi
cation of large
‐
amplitude scattered tsunami wave arrivals has implications for forecasting
because it enables effective, time
‐
evolving tsunami warnings for speci
fi
c stretches of distant coastline.
Tsunami modeling in operational warning systems is necessarily based on computationally ef
fi
cient but sim-
pli
fi
ed procedures that focus on the main
fi
rst arrival. However, later tsunami arrivals have been damaging
in a number of cases, especially if the population is unaware of the persistence time of the hazard
(Barberopoulou et al., 2014; Contreras et al., 2016; Koshimura et al., 2008; Kowalik et al., 2008;
Pattiaratchi & Wijeratne, 2009). Similar simplifying assumptions are pervasive in the way tsunami data
are currently used to infer earthquake source properties: Usually, the
fi
rst tsunami arrivals are typically con-
sidered in earthquake source inversions, though recent studies focus on how later tsunami arrivals can also
be used to investigate the earthquake source process (Gusman et al., 2017; Kubota et al., 2018; Suppasri
et al., 2017). While the governing equations of trans
‐
oceanic tsunami propagation are well established,
©2020. American Geophysical Union.
All Rights Reserved.
RESEARCH ARTICLE
10.1029/2020JB020221
Key Points:
•
Coherent, long
‐
duration 2011
Tohoku tsunami coda waves were
recorded by a dense pressure gauge
array in open ocean offshore
California
•
The sea
fl
oor sources of tsunami
wave scattering were identi
fi
ed by
application of a high
‐
resolution
beamforming and backprojection
method
•
Sources of scattering include South
America and Antarctica coastlines,
multiple sea
fl
oor fracture zones,
ridges, and island chains
Supporting Information:
•
Supporting Information S1
•
Supporting Information S2
Correspondence to:
M. D. Kohler,
kohler@caltech.edu
Citation:
Kohler, M. D., Bowden, D. C.,
Ampuero, J.
‐
P., & Shi, J. (2020).
Globally scattered 2011 Tohoku
tsunami waves from a sea
fl
oor sensor
array in the northeast Paci
fi
c Ocean.
Journal of Geophysical Research: Solid
Earth
,
125
, e2020JB020221. https://doi.
org/10.1029/2020JB020221
Received 19 MAY 2020
Accepted 25 OCT 2020
Accepted article online 30 OCT 2020
KOHLER ET AL.
1of14
some implications of the theory have received attention only after limitations of the available data were over-
come. For instance, it is thanks to recordings of huge tsunamis in the past decade that research on
long
‐
period tsunami dispersion has gained new impetus (Tsai et al., 2013). Munk (1963) was among the
fi
rst
to identify tsunami scattering properties such as reverberations, decay times, and basin
‐
wide energy diffu-
sion using long
‐
duration data from the 1960
M
9.5 Chile earthquake (Miller et al., 1962). Scattering by
mid
‐
ocean bathymetry features is theoretically expected to affect tsunami waves, modifying their ampli-
tudes, energy packet travel times, duration, and propagation direction (Mofjeld et al., 2000, 2001, 2004;
Saito & Furumura, 2009). However, it is dif
fi
cult to validate the theory of tsunami scattering, primarily
because only a handful of large or regional tsunamis have been recorded on pressure gauge arrays with inter-
station spacing small enough, or for long
‐
enough continuous time durations (Fukao et al., 2008; Gusman
et al., 2016; Kubota et al., 2020; Matsumoto et al., 2017; Mizutani & Yomogida, 2019; Sandanbata et al., 2018;
Sheehan et al., 2019; Thomson et al., 2011; Wang et al., 2019), to resolve the source of scattered waves.
Shorter
‐
period waves (~10
–
30 min) in particular are in
fl
uenced by the geometries of ports, harbors, and mar-
itime facilities; this dependence, in turn, results in later
‐
arriving, hazardous, tsunami
‐
induced effects such as
strong, persistent currents, jets, and large eddies (Borrero et al., 2015). In addition, this period band encom-
passes the range of periods seen in waves causing damaging runup and inundation in different locations
around the world (Okal, Fritz, Raad et al., 2006; Okal, Fritz, Raveloson et al., 2006). This band is complemen-
tary to long
‐
period tsunami observations (Heidarzadeh & Satake, 2014), but it is much more rarely observed
in arrays of multiple sensors because of limited sample rates that are almost always too low and limited
recording time durations where records either stop after a few hours or are further severely downsampled
at the longer times.
Here we present a high
‐
resolution analysis of a unique data set with the aim of advancing our understanding
of tsunami wave scattering. The 11 March 2011
M
w
9.0 Tohoku, Japan, earthquake resulted in a major tsu-
nami that propagated across the Paci
fi
c Ocean. A temporary array of ocean bottom seismometers (OBS) and
differential pressure gauges (DPG) was deployed far off the coast of Southern California (Figure 1a), where it
recorded the subsequent tsunami with unprecedented spatial and temporal resolution (Figure 1b) (Kohler &
Science Team, 2010, 2011; Lin et al., 2015). This array comprised the ALBACORE (Asthenospheric and
Lithospheric Broadband Architecture from the California Offshore Region Experiment) deployment and
spanned a region that was 150 km north
‐
south by 400 km east
‐
west. It extended into the deep open
Paci
fi
c Ocean, west of the continental shelf edge. In this array, 22 stations with an average spacing of
75 km were equipped with DPGs that recorded waveform time series data continuously at 50 samples per
second (sps). The spatial and temporal resolution of the tsunami data enabled by the dense ALBACORE
array con
fi
guration makes it possible to investigate features in the tsunami waveforms, especially the later
but still prominent and coherent tsunami waves, which have not previously been observed with this level
of clarity on these spatial and temporal scales.
The ability to identify potential sources of sea
fl
oor and coastline topographic scattering of tsunami waves is
necessary to characterize the physical mechanisms of the long
‐
duration scattering process. Classical beam-
forming has been previously applied to tsunami waveforms recorded by arrays of sensors to determine the
direction
‐
of
‐
arrival of the incoming wave energy packets (e.g., Hanson & Bowman, 2005; Shi et al., 2017);
however, it has limited ability to discriminate between true signals and noise unrelated to the tsunami
energy, even after narrowband
fi
ltering. Nor does it distinguish between contemporaneous arrivals of energy
from different scattering sources. In this study, we show how the application of a high
‐
resolution array
‐
pro-
cessing technique to the dense ALBACORE tsunami data set leads to the identi
fi
cation of scattered tsunami
wave arrivals and the accurate estimation of their direction
‐
of
‐
arrival (back azimuth). We apply the Multiple
Signal Classi
fi
cation (MUSIC) beamforming method (Schmidt, 1986) to the Tohoku tsunami data, because
of its increased resolution in determining the direction
‐
of
‐
arrivals over conventional delay
‐
and
‐
sum and
coherence beamforming methods.
The speci
fi
c sea
fl
oor bathymetric structures that caused scattering are then identi
fi
ed through backprojec-
tion (reverse wave tracking) based on the direction
‐
of
‐
arrival estimated from narrow band tsunami wave sig-
nals. Backprojection techniques have been applied to many
fi
elds including seismological and
oceanographic phenomena to de
fi
ne spatiotemporal features of source processes (Hayashi et al., 2011;
Heidarzadeh & Satake, 2014; Meng et al., 2011; Zhang et al., 2009). The spatial and temporal evolution of
10.1029/2020JB020221
Journal of Geophysical Research: Solid Earth
KOHLER ET AL.
2of14