*For correspondence:
andersen@vis.caltech.edu
†
These authors contributed
equally to this work
Competing interests:
The
authors declare that no
competing interests exist.
Funding:
See page 9
Received:
18 October 2017
Accepted:
20 February 2018
Published:
10 April 2018
Reviewing editor:
Ranulfo
Romo, Universidad Nacional
Auto ́ noma de Me ́xico, Mexico
Copyright Armenta Salas et al.
This article is distributed under
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which permits unrestricted use
and redistribution provided that
the original author and source are
credited.
Proprioceptive and cutaneous sensations
in humans elicited by intracortical
microstimulation
Michelle Armenta Salas
1,2†
, Luke Bashford
1,2†
, Spencer Kellis
1,2,3,4†
,
Matiar Jafari
1,2,5
, HyeongChan Jo
1,2
, Daniel Kramer
3,4
, Kathleen Shanfield
6
,
Kelsie Pejsa
1,2
, Brian Lee
3,4
, Charles Y Liu
3,4,6
, Richard A Andersen
1,2
*
1
Department of Biology and Biological Engineering, California Institute of
Technology, Pasadena, United States;
2
T & C Chen Brain-Machine Interface Center,
California Institute of Technology, Pasadena, United States;
3
USC Neurorestoration
Center, Keck School of Medicine of USC, Los Angeles, United States;
4
Department
of Neurological Surgery, Keck School of Medicine of USC, Los Angeles, United
States;
5
UCLA-Caltech Medical Scientist Training Program, Los Angeles, United
States;
6
Rancho Los Amigos National Rehabilitation Center, Downey, United States
Abstract
Pioneering work with nonhuman primates and recent human studies established
intracortical microstimulation (ICMS) in primary somatosensory cortex (S1) as a method of inducing
discriminable artificial sensation. However, these artificial sensations do not yet provide the
breadth of cutaneous and proprioceptive percepts available through natural stimulation. In a
tetraplegic human with two microelectrode arrays implanted in S1, we report replicable elicitations
of sensations in both the cutaneous and proprioceptive modalities localized to the contralateral
arm, dependent on both amplitude and frequency of stimulation. Furthermore, we found a subset
of electrodes that exhibited multimodal properties, and that proprioceptive percepts on these
electrodes were associated with higher amplitudes, irrespective of the frequency. These novel
results demonstrate the ability to provide naturalistic percepts through ICMS that can more closely
mimic the body’s natural physiological capabilities. Furthermore, delivering both cutaneous and
proprioceptive sensations through artificial somatosensory feedback could improve performance
and embodiment in brain-machine interfaces.
DOI: https://doi.org/10.7554/eLife.32904.001
Introduction
The absence of somatosensation profoundly diminishes a person’s ability to move and interact within
their environment (
Cole and Cole, 1995
;
Sainburg et al., 1993
). Even with intact vision and hearing,
which can provide sensory information about body position, movement, and interaction, basic
behaviors such as walking or reach-and-grasp require substantially greater cognitive load without
somatosensory feedback. The severity of these deficits underscores how deeply integrated cutane-
ous and proprioceptive somatosensations are in the neural control of movement, and motivates the
problem of restoring sensation when it is missing. However, the complexity of the somatosensory cir-
cuit, and the difficulty of writing information into this circuit with sufficient integrity, have posed sig-
nificant challenges. Recent advances in brain-machine interface (BMI) technology have led to
renewed efforts in this area, under the hypothesis that providing closed-loop motor-sensory control
and feedback pathways could lead to vital increases in performance (
Bensmaia and Miller, 2014
).
Intracortical microstimulation (ICMS) is a promising technique for implementing a return path in
which electrical stimuli are written directly into the somatosensory cortex through implanted
Armenta Salas
etal
. eLife 2018;7:e32904.
DOI: https://doi.org/10.7554/eLife.32904
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SHORT REPORT
electrode arrays. Non-human primates (NHPs) successfully incorporated ICMS information to per-
form discrimination, detection tasks (
Romo et al., 1998
;
Romo et al., 2000
;
Tabot et al., 2013
;
Dadarlat et al., 2015
) and as sensory feedback for brain control in BMI tasks (
O’Doherty et al.,
2011
;
Klaes et al., 2014
), and recent human studies have provided insight into the feeling and per-
ception of the sensations produced through ICMS (
Flesher et al., 2016
). However, qualities ascribed
by human subjects to these sensations (e.g., ‘tingling’ or ‘buzzing’) have been mostly artificial in
nature (
Johnson et al., 2013
;
Flesher et al., 2016
), and it is as yet unclear what range of sensations
could be elicited through ICMS. Here, we present novel findings from two experiments: one which
tested each electrode over a range of amplitudes with fixed frequency, and one which tested a sub-
set of electrodes over a range of amplitudes and frequencies. We found reliable elicitation of natural
cutaneous and proprioceptive sensations spanning a range of stimulus amplitudes and frequencies,
obtained from stimulation in S1 of a single human subject (participant FG,
Figure 1
; see Materials
and methods) with a C5-level spinal cord injury. We further show that current amplitude, not fre-
quency, of the electrical stimulus differentiates the modality (i.e., cutaneous or proprioceptive) of the
elicited percept at some stimulation sites.
Results and discussion
In Experiment 1, over an eight-week period, electrical stimuli were tested across a range of current
amplitudes between 20–100
m
A, with pulse frequency held constant at 150 Hz (see Materials and
methods). Stimulation through 46/96 electrodes (48%) prompted at least one response, and there
were in total 381 reported sensations out of 1229 non-catch trials (see Materials and methods).
There was weak correlation between the number of electrodes that elicited a sensation and the cur-
rent amplitude (r = 0.34, p=0.42, Pearson linear correlation). Additionally, we found no correlation
between electrode impedance and the likelihood of elicited percepts (p=0.80, Pearson linear corre-
lation coefficient), pooling all electrode responses over all days. Furthermore, there was no signifi-
cant difference in the aggregate impedances of either electrodes that produced or did not produce
percepts (p=0.707, Kolmogorov-Smirnov two-sample test). No false positives were reported in any
eLife digest
Nerves throughout the body send information about touch, temperature, body
position and pain through the spinal cord to the brain. A part of the brain called the somatosensory
cortex processes this information. Spinal cord injuries disrupt these messages. Even though the
somatosensory cortex has not been damaged, sensation is lost for the affected body areas. No
treatment exists to repair the spinal cord so the loss of sensation is permanent.
Applying electricity to the somatosensory cortex can produce artificial sensations. Scientists are
testing this approach to restore a sense of touch for people with spinal cord injury. Early
experiments show that using different patterns of electrical stimulation generates unnatural
sensations in different body parts. People receiving the stimulation describe it as tingling or shocks.
Scientists wonder if they can improve the technique to mimic feelings like touch or body position to
make it easier for people with a spinal injury to move or use prostheses.
Now, Armenta Salas et al. generated more natural sensations in a person with a spinal cord
injury. Instead of taking the usual approach of delivering large currents to the surface of cortex, they
inserted small electrodes into the inside of the cortex to stimulate it with small currents. In the
experiments, electrodes were implanted in the somatosensory cortex of a volunteer who had lost
the use of his limbs and torso because of a spinal injury. Armenta Salas et al. applied different
patterns of electrical stimuli and the volunteer reported what they felt like. The patient described
sensations like a pinch or squeeze in the forearm or upper arm with certain patterns. In some cases,
the patient reported the sensation of the arm moving with stronger electrical currents.
The experiments show that electrical stimulation of the brain can recreate some natural
sensations. These sensations could help patients using robotic or prosthetic arms become more
dexterous. It might also help patients view artificial limbs as part of their bodies, which could
improve their sense of wellbeing.
DOI: https://doi.org/10.7554/eLife.32904.002
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. eLife 2018;7:e32904.
DOI: https://doi.org/10.7554/eLife.32904
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Neuroscience
catch trials, and we found no effect of trial history in the proportion of reported sensations during
stimulation (see Materials and methods). The stimulation did not trigger any painful sensations, and
no adverse events occurred during any of the sessions.
Receptive fields along the upper arm, forearm and hand corresponded to coarse somatotopical
organization in the corresponding stimulation sites.
Figure 2
shows the most frequently reported
receptive field and sensation modality for each electrode across all trials. Of the 46 electrodes with
responses, 32 evoked percepts in the upper arm, 18 in the forearm, and two in the hand (palmar sur-
face of digits and a finger pad). In agreement with previous reports, stimulation could produce per-
cepts with variably-sized receptive fields in different electrodes (
Flesher et al., 2016
). For the
majority of electrodes (24/46), receptive fields were reported in the same body region (i.e. upper
arm or forearm) or in the same plane (i.e. anterior or posterior) across all tested amplitudes. Coarse
somatotopy was present between the medial and lateral arrays (
Figure 2B
); the medial array was
Figure 1.
Array implant locations on rendered MRI image of the left hemisphere of FG. 96-channel microelectrode arrays were implanted into ventral
premotor cortex (PMv) and supramarginal gyrus (SMG), and two 48-channel stimulating arrays were implanted into primary somatosensory cortex (S1).
The insert shows the in situ array locations.
DOI: https://doi.org/10.7554/eLife.32904.003
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more likely to have reliable receptive fields in the anterior upper arm (46% of medial-array receptive
fields), while stimulation on the lateral array induced sensation more frequently on the posterior fore-
arm (51% of lateral-array receptive fields). However, there was no clear somatotopical organization
within each array as previously reported (
Kim et al., 2015a
;
Kaas, 1983
;
Flesher et al., 2016
). The
coarse somatotopy found across arrays but not within arrays, could be due to the small area of cor-
tex sampled by the implants, and the fact that the implants predominantly covered upper arm and
forearm, areas with a less established somatotopic map (
Kaas et al., 1979
;
Kaas, 1983
). Another
plausible explanation is that the topography in somatosensory cortex has been remapped after
injury (
Kaas et al., 1983
;
Florence et al., 1998
;
Moore et al., 2000
)
FG has reported a wealth of qualitative sensations induced by ICMS (
Table 1
). Unlike paresthetic
sensations experienced post-injury, these naturalistic responses were broadly characterized as
cuta-
neous
(e.g. squeeze) or
proprioceptive
(e.g. rightward movement), and as being subjectively similar
to sensations experienced prior to injury. At his own discretion, the subject used single-word
descriptors to characterize the perceived sensations as accurately as possible. Single-word descrip-
tors have the advantage that they can be compared across large data sets or subjects. However, as
experimental advances continue to push the capabilities of ICMS, responses could become more
complex and future studies might benefit from more structured descriptors, which take into consid-
eration the complexity of these sensory experiences (
Darie et al., 2017
).
Anterior Posterior
Wire
bundle
Wire
bundle
medial array
lateral array
A
B
*
Receptive Fields
Sensation modality
Cutaneous
Proprioception
*
*
*
Figure 2.
Receptive fields and sensation modality across all amplitude mapping experiments. (
A
) Receptive field location on anterior (lighter shades)
and posterior (darker shades) planes of the right upper arm (green), forearm (pink), and hand (cyan). Grid is the same that the subject referenced during
the experiment. (
B
) Schematic of the two electrode arrays implanted over S1 (
Figure 1
). Left side panels display the reported receptive fields at each
electrode location, and right side panels display the sensation modality (cutaneous - red, proprioceptive - blue). Light gray boxes show electrodes with
no reported sensation, while dark gray boxes represent reference channels which are not used in recording. The five electrodes with a thick black
outline represent the subset tested in the additional parameter-wide mapping task. Yellow and magenta asterisks mark the inferior-posterior corner of
the implants, for the medial and lateral arrays respectively.
DOI: https://doi.org/10.7554/eLife.32904.004
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We found that 18 electrodes had cutaneous-only responses across all tested current amplitudes,
while six electrodes had proprioceptive-only responses; the rest of the electrodes (22/46) had mixed
responses, where the perceived modality (cutaneous or proprioceptive) varied as stimulus parame-
ters changed. Of these mixed-response electrodes, 45% evoked mostly cutaneous sensations, 32%
evoked mostly proprioceptive sensations, and 23% had an equal number of cutaneous and proprio-
ceptive sensations (
Figure 2B
). This pattern of cutaneous and proprioceptive evoked sensations
complements recent reports of multimodal (i.e. cutaneous and proprioceptive) neurons throughout
S1 (
Yau et al., 2016
;
Kim et al., 2015b
). While prior single-unit experiments have defined maps
from single neurons to specific unimodal receptive fields (
Kaas et al., 1979
;
Kaas, 1983
;
Friedman et al., 2004
;
Romo et al., 2000
), the above results suggest that more than one variable
may be represented when mapping with ICMS. This finding may be the product of different mecha-
nisms by which receptive fields are observed through recording versus stimulation, and could be an
important topic for future work. We found a significant difference between the amplitudes that eli-
cited cutaneous or proprioceptive responses, with the distribution of proprioceptive responses
skewed towards higher amplitudes (
Figure 3A
), when pooling across all electrodes and amplitudes
that produced a sensation (p=0.039, Kruskal-Wallis nonparametric ANOVA,
c
2
(1,378)=4.41, proprio-
ceptive responses N = 79, cutaneous responses N = 302). To assess consistent current delivery
across all electrodes, we measured electrode impedance at the beginning of every session and
found no significant difference when comparing proprioceptive or cutaneous responses (p=0.237,
c
2
(1,378)=1.39) and, furthermore, we found no significant difference between the impedance of pro-
prioceptive- and cutaneous-only (p=0.922,
c
2
(1,155)=0.01) or mixed-response electrodes (p=0.372,
c
2
(1,221)=0.8). To account for potential bias from an uneven distribution of responses across ampli-
tudes, we compared the proportion of proprioceptive and cutaneous responses in a bootstrapped
resampling (N = 10000), in which each repetition drew 15 responses at each amplitude from all data
pooled across days (
Figure 3B
). We observed a clear relationship between the number of proprio-
ceptive and cutaneous responses and stimulation amplitudes, measured through overall positive
slopes in the 1st-order polynomial fit at each iteration for proprioceptive responses, and negative
slopes for cutaneous responses (
Figure 3C
).
Experiment 2 tested a subset of 5 electrodes with robust responses across all tested amplitudes
in Experiment 1 (
Figure 2B
,
Figure 3D
). In a pseudorandomly-interleaved fashion, we stimulated
each electrode with five amplitudes (range 20 to 100
m
A) at six different frequencies (range 50 to
300 Hz) over the course of three consecutive days (see Materials and methods). We reproduced the
effect of amplitude on sensation modality, either proprioceptive or cutaneous, when pooling across
all responses (p=2
10