of 16
Scalarization of isolated black holes in scalar Gauss-Bonnet theory
in the fixing-the-equations approach
Guillermo Lara ,
1
,*
Harald P. Pfeiffer ,
1
Nikolas A. Wittek ,
1
Nils L. Vu ,
2
Kyle C. Nelli ,
2
Alexander Carpenter ,
3
Geoffrey Lovelace ,
3
Mark A. Scheel ,
2
and William Throwe
4
1
Max Planck Institute for Gravitational Physics
(Albert Einstein Institute), Am Mühlenberg 1, 14476 Potsdam, Germany
2
Theoretical Astrophysics, Walter Burke Institute for Theoretical Physics,
California Institute of Technology
, Pasadena, California 91125, USA
3
Nicholas and Lee Begovich Center for Gravitational-Wave Physics and Astronomy,
California State University Fullerton
, Fullerton, California 92831, USA
4
Cornell Center for Astrophysics and Planetary Science,
Cornell University
, Ithaca, New York 14853, USA
(Received 22 March 2024; accepted 14 June 2024; published 15 July 2024)
One of the most promising avenues to perform numerical evolutions in theories beyond general relativity
is the
fixing-the-equations
approach, a proposal in which new
driver
equations are added to the evolution
equations in a way that allows for stable numerical evolutions. In this direction, we extend the numerical
relativity code
S
p
ECTRE
to evolve a
fixed
version of scalar Gauss-Bonnet theory in the decoupling limit, a
phenomenologically interesting theory that allows for hairy black hole solutions in vacuum. We focus on
isolated black hole systems both with and without linear and angular momentum, and propose a new driver
equation to improve the recovery of such stationary solutions. We demonstrate the effectiveness of the latter
by numerically evolving black holes that undergo spontaneous scalarization using different driver
equations. Finally, we evaluate the accuracy of the obtained solutions by comparing with the original
unaltered theory.
DOI:
10.1103/PhysRevD.110.024033
I. INTRODUCTION
The increasing availability of gravitational wave (GW)
data, by current (LIGO-Virgo-KAGRA
[1
3]
) and future
(LISA
[4]
, Einstein Telescope
[5]
, Cosmic Explorer
[6]
)
ground and space-based interferometers, promises to lead to
the strictest tests yet of Einstein
s general theory of relativity
(GR) as the fundamental description of gravitational phe-
nomena. Adding on to the vast array of weak-field tests
[7]
,a
growing suite of model-independent tests on the GW signal
from binary compact coalescences (BCCs)
[8
10]
show no
apparent disagreement with GR to date. At the same time,
direct observation by means of very-large-baseline interfer-
ometry show black hole (BH) images consistent with expect-
ations based on Einstein
s gravity
[11,12]
.
Nevertheless, it is conceivable that GR is not the ultimate
description of gravity. On the theoretical side, the quantum
nature of all matter and force fields in the Standard Model,
firmly established in the past half-century, suggests the
existence of a quantum theory of gravity. From this
perspective, GR arises as an
effective field theory
(EFT)
with limited range of applicability and is subject to
corrections relevant at shorter (higher) length (curvature)
scales. On the phenomenological side, modifying gravity at
the largest scales (e.g. by introducing new light degrees of
freedom) could help explain cosmological issues such as
the observed self-accelerated expansion of the Universe (or
dark energy)
[13]
. Among other motivations, numerous
extensions of GR have been devised. Some of the most
important classes of theories include degenerate higher-
order scalar-tensor theories
[14
16]
a generalization of
the Horndeski class
[17]
and EFT expansions of gravity
see e.g. Refs.
[18,19]
.
It is expected that GW signals will carry information
about possible GR corrections. Already, tight constraints on
the speed of tensor modes from GW170917
[20,21]
have
cast widely encompassing constraints on dark energy
models
[22
25]
. However, in order to fully exploit the
potential of GWs to cast the strictest bounds on beyond-GR
parameters, model-dependent tests need to be carried out
for (if only a few) alternative theories of gravity. In this
direction, there is a need to construct full waveform models,
encompassing all stages of BCC. For GR, numerical
*
Contact author: glara@aei.mpg.de
Published by the American Physical Society under the terms of
the
Creative Commons Attribution 4.0 International
license.
Further distribution of this work must maintain attribution to
the author(s) and the published article
s title, journal citation,
and DOI. Open access publication funded by the Max Planck
Society.
PHYSICAL REVIEW D
110,
024033 (2024)
2470-0010
=
2024
=
110(2)
=
024033(16)
024033-1
Published by the American Physical Society
simulations of the late-inspiral and merger phases of
compact binary coalescence are essential to construct
and calibrate models describing these highly dynamical
and nonlinear stages
[26
29]
. Therefore, a key (and
challenging) step is to extend the techniques of numerical
relativity (NR)
[30]
beyond GR.
As it was the case for GR decades ago, one of the main
difficulties is the mathematical structure of equations of
motion. These systems of partial differential equations
(PDEs) need to be recast (if possible) in a way suitable
for numerical evolution, such that the system admits a
well-
posed
initial-value problem (IVP)
a property that ensures
good behavior of the solutions: uniqueness and continuity
on the space of initial data
[31]
. Failure to satisfy this
property can give rise to unstable solutions and even
seemingly pathological behavior
e.g. hyperbolic PDE
systems have been observed to change character to elliptic
in regions outside BH horizons
[32
40]
. Nevertheless,
recent developments have fuelled renewed interest and a
steady increase in beyond-GR codes and GW-waveform
examples
see Ref.
[41]
for a review. Indeed, some of us
have obtained beyond-GR waveforms in dynamical Chern-
Simons and scalar Gauss-Bonnet (sGB) theory using an
order-reduction scheme to obtain perturbative corrections
to the GW signal
[42
45]
see also Refs.
[46
48]
. Other
studies have adopted theory-specific approaches, in some
cases involving explorations of the beyond-GR parameter
space
[49
56]
. More recently, novel modified generalized
harmonic (GH) gauges applicable for a broad class of
weakly coupled Lovelock and Horndeski theories have
been proposed by Kovacs and Reall
[57,58]
. The latter have
been numerically implemented in Refs.
[32,59,60]
, as well
as in similar extensions to the conformal and covariant Z4
(CCZ4) system
[61,62]
, to evolve binary systems in
sGB EFTs.
Here we will explore a fourth avenue, sometimes referred
to in the literature as the
fixing-the-equations
approach
[63]
. In this proposal (inspired by Müller-Israel-Stewart
hydrodynamics), the equations of motion are deformed (or
fixed
) by the introduction of auxiliary variables subject to
suitable
driver
evolution equations. New timescales appear-
ing in these driver equations control how the fixed solutions
track the solutions of the original system, thus allowing for
the evolution of the scales relevant to the problem, while
softening
(possibly) problematic high-frequency modes.
In this paper, we report on the first steps to implement the
fixing-the-equations approach in the numerical relativity
code
S
p
ECTRE
[64]
, developed by the SXS Collaboration.
While this method can be applied to a wide variety of
theories (see e.g. Refs.
[52,65
70]
), for concreteness and
motivated by positive results in spherical symmetry
[68]
,
we will focus on sGB gravity in vacuum. The action is
S
½
g
ab
;
Ψ

Z
d
4
x
ffiffiffiffiffiffi
g
p

R
2
κ
1
2
ð
a
Ψ
a
Ψ
Þþ
l
2
f
ð
Ψ
Þ
G

;
ð
1
Þ
where
κ
1
=
ð
8
π
G
Þ
and
l
are constant couplings,
g
¼
det
ð
g
ab
Þ
is the determinant of the metric
g
ab
, the scalar field
is
Ψ
,
f
ð
Ψ
Þ
is a free function describing the specific
coupling to the Gauss-Bonnet scalar
G
R
abcd
R
abcd
4
R
ab
R
ab
þ
R
2
;
ð
2
Þ
which is defined in terms of combinations of the Riemann
tensor
R
abcd
, the Ricci tensor
R
ab
and the Ricci scalar
R
.
Scalar Gauss-Bonnet theory is of phenomenological inter-
est mainly because it is a model for black holes endowed
with scalar
hair
[71,72]
. As opposed their GR counterparts
(described by the Kerr metric
[73]
), BHs in sGB theory
evade common no-hair theorems
[74
77]
and are charac-
terized by a
scalar charge
in addition to their mass and spin
parameters. BHs can acquire scalar hair through a variety of
scalarization
mechanisms (see Ref.
[78]
for a review) and it
is expected that this hair will significantly impact the GW
signal from binary black hole (BBH) systems. Recently,
model-dependent bounds using the inspiral phase of GW
observations have been placed on shift-symmetric sGB
models
giving values of
l
O
ð
1
Þ
km
[79,80]
. Addi-
tional theoretical constraints on the form of the coupling
function
l
2
f
ð
Ψ
Þ
have been derived from the assumption of
consistency ofsGB theory withawell-behaved(highenergy)
ultraviolet completion
[81]
.
In our implementation of the fixing-the-equations
approach, we consider the following (related) issues:
(i) Can we accurately describe the stationary solutions of
the theory? (ii) Can we be confident that the fixed equations
are able to reproduce the original physics? We address both
questions empirically in a case study: the scalarization of
isolated BHsin the
decoupling limit
oftheory
(1)
wherethe
scalar field backreaction on the metric is neglected. The
reason why this approximation isillustrative istwofold. First,
it will help us test the properties of different driver equations
in a localized sector: the scalar sector. Second, the
unmodi-
fied
decoupled theory can be recast in strongly hyperbolic
form and thus readily evolved so as to compare different
fixing
prescriptions against the
correct
solution. Finally,
as a main result of this paper, we present a new driver
equation that leads to an improved recovery of the stationary
solutions of the theory, with respect to other equations
studied in the literature
see Fig.
2
.
This paper is organized as follows. In Sec.
II
,wegivea
brief theoretical background of sGB theory and the fixing-
the-equations approach. We describe our numerical imple-
mentation and diagnostics in Sec.
III
.InSec.
IV
, we illustrate
with different examples of isolated BH scalarization how
stationary solutions are recovered by the fixed systems and
how the new driver equation improves their accuracy using a
variety of diagnostics. We summarize our results and com-
ment on the future steps of this program in Sec.
V
. Further
material is presented in the Appendices. In Appendix
A
the
driver equations of the main text are compared with a third
GUILLERMO LARA
et al.
PHYS. REV. D
110,
024033 (2024)
024033-2
wavelike driver. Finally, in Appendix
B
, convergence plots
are presented. Throughout this paper we set
G
¼
c
¼
1
and
work in
þþþ
signature. Early alphabet letters
f
a; b; c;
...
g
represent 4-dimensional spacetime indices,
whereas middle letters
f
i; j; k;
...
g
represent 3-dimensional
spatial indices.
II. THEORY
Taking the variation of action
(1)
with respect to the
scalar field
Ψ
, we obtain the scalar equation
Ψ
¼
l
2
f
0
ð
Ψ
Þ
G
:
ð
3
Þ
Variation with respect to the metric yields
G
ab
¼
κ
ð
T
ð
Ψ
Þ
ab
þ
l
2
H
ab
Þ
;
ð
4
Þ
where
G
ab
R
ab
ð
R=
2
Þ
g
ab
is the Einstein tensor,
T
ð
Ψ
Þ
ab
≡∇
a
Ψ
b
Ψ
1
2
g
ab
c
Ψ
c
Ψ
ð
5
Þ
is the canonical stress-energy tensor of the scalar, and
[68]
H
ab
8
P
acbd
c
d
f
ð
Ψ
Þ
;
ð
6
Þ
with
P
abcd
R
abcd
2
g
a
½
c
R
d

b
þ
2
g
b
½
c
R
d

a
þ
g
a
½
c
g
d

b
R:
ð
7
Þ
In the
decoupling limit
of the theory, the backreaction of
the scalar field on Eq.
(4)
is neglected. The resulting system
is equivalent to a test scalar field, described by Eq.
(3)
,
which evolves on a known GR background (see e.g.
[47,48]
):
Ψ
¼
l
2
f
0
ð
Ψ
Þ
G
R
ab
¼
0
:
ð
8
Þ
A. Spontaneous scalarization
In order to describe BHs that undergo
spontaneous
scalarization
, we will consider the model of Ref.
[82]
f
ð
Ψ
Þ
η
8
Ψ
2
þ
ζ
16
Ψ
4
;
ð
9
Þ
where
η
and
ζ
are dimensionless parameters. As can be
readily seen from Eq.
(9)
and action
(1)
, the resulting theory
is
Z
2
symmetric and solutions related by
Ψ
Ψ
are
equivalent.
A trivial solution to Eqs.
(3)
and
(4)
is a Kerr metric with
Ψ
0
. Thus, the solutions of GR are also solutions for
model
(9)
of sGB theory. Nevertheless, a
tachyonic
instability in the scalar sector may render GR solutions
linearly unstable
[78]
. This can be readily seen in the
decoupling limit by writing the equation for a linear
perturbation
Ψ
¼
δ
Ψ
þ
O
ð
δ
Ψ
2
Þ
of the scalar, which reads
ð
m
2
Ψ
;
eff
Þ
δ
Ψ
¼
0
ð
10
Þ
where
m
2
Ψ
;
eff
l
2
f
00
ð
Ψ
Þ
G
j
Ψ
¼
0
¼
l
2
η
G
=
4
. Depending
on the combined signs of the coupling
η
and the Gauss-
Bonnet scalar
G
, unstable regions where
m
2
Ψ
;
eff
<
0
may
exist in vicinity of the BH. For a Schwarzschild BH,
G
¼
48
M
2
=r
6
>
0
, where
M
is the mass of the BH, and
thus
η
0
suffices to create an instability region leading to
the growth of the scalar
[83]
. More generally, when the BH
is spinning,
G
may change sign around the poles. For
η
0
a similar situation to the spinless case occurs near the
equator, whereas for
η
0
, and large enough dimensionless
spin parameter
a
0
.
5
,a
spin-induced
instability can occur
in the region near the poles
[84]
.
As this instability triggers an exponential growth of the
scalar in the vicinity of the BH, the nonlinear terms in
f
0
ð
Ψ
Þ
will eventually become as large as the linear term.
Spontaneous scalarization for BHs (originally discovered
for neutron stars in Damour-Esposito-Far`
ese theory
[85]
)in
sGB theory occurs when nonlinearities are such that at a
later stage the instability is quenched and the system can
settle to a stable configuration with nontrivial scalar hair
[83,86,87]
as illustrated in Fig.
1
; see also Ref.
[78]
for a
review. For the model
(9)
the transition to the final
configuration will depend on the parameter
ζ
since the
nonlinear terms associated to it will be dominant for large
j
Ψ
j
. A back-of-the-envelope calculation suggests that the
end of the tachyonic instability (where the effective mass
vanishes) occurs when the scalar reaches a final (maxi-
mum) scalar amplitude of order
Ψ

ffiffiffiffiffiffiffiffiffiffiffi
η
=
ζ
p
, for
ζ
with
opposite sign to
η
. For stability, the value of
ζ
is further
required to satisfy
η
=
ζ
0
.
8
[82,88]
. The parameter
space for such hairy black hole solutions can be charac-
terized in terms of the black hole mass
M
and correspond-
ing
scalar charge
see e.g. Ref.
[89]
for the parameter
space in a similar exponential model.
Herewe define the scalar charge (per unit mass squared) as
q
lim
R
1
4
π
M
2
I
S
R
dS
ˆ
s
i
i
Ψ
;
ð
11
Þ
where the integral is taken over a sphere of radius
R
,and
ˆ
s
i
is the outward normal to the sphere. This definition of the
scalar charge coincides with the usual definition through
the scalar falloff at infinity, i.e.
Ψ
ð
r
Þ¼
Ψ
þ
qM
2
=r
þ
O
ð
r
2
Þ
see e.g. Ref.
[89]
. Notice also that,
for a generic model
f
ð
Ψ
Þ
, the scalar charge does not
necessarily correspond to a conserved Noether charge.
As we will see in Sec.
III
, our basic set up will consist on
perturbing GR solutions to obtain such hairy BHs.
SCALARIZATION OF ISOLATED BLACK HOLES IN SCALAR
...
PHYS. REV. D
110,
024033 (2024)
024033-3
B. Fixing the equations of scalar Gauss-Bonnet gravity
Before using the methods of NR to obtain numerical
predictions, further mathematical treatment is often needed
to bring the evolution equations into the form of a strongly
hyperbolic PDE system
which under appropriate initial
conditions can then allow for local well-posedness of the
IVP. For GR, this procedure often makes use of auxiliary
variables, constraint equations and gauge freedom
some
widely used families of formulations include the Z4 and
generalized harmonic systems.
For the equations of full sGB theory [Eqs.
(3)
(7)
]
rewriting these equations in such a way is no trivial task.
All of the existing approaches (either perturbative
[42]
or
with modified gauges
[57,58,61,62]
) are valid only at
weak
coupling
in
l
2
, where the corrections with respect to GR
are assumed to remain suitably small.
In the fixing-the-equations approach
[63]
, we replace the
terms that alter the principal part of the system (the terms
with the highest order of derivatives) with new variables
subject to
ad hoc driver
equations. The aim is to have the
system react in a time scale
τ
such that it will have the effect
of damping (high-frequency) modes
ω
with
ω
1
=
τ
which
are suspected of leading to instabilities during the evolu-
tion. As of yet, there is no unique prescription for the terms
to replace nor on the precise form of that the driver
equations need to have. In Sec.
II D
we will use precisely
this freedom to devise a driver equation adapted to the
problem of recovering stationary solutions.
For the equations of sGB [Eqs.
(3)
and
(4)
], we replace
the right-hand side of the equations with new variables
f
Σ
;M
ab
g
to obtain
[68]
Ψ
¼
Σ
;G
ab
¼
κ
T
ð
Ψ
Þ
ab
þ
κ
M
ab
:
ð
12
Þ
In this way, the principal part of Eq.
(12)
is reduced to that
of the simpler Klein-Gordon and Einstein equations, for
which the standard methods to rewrite them as strongly
hyperbolic systems apply.
To close the system, additional evolution equations that
ensure that the auxiliary variables approach their corre-
sponding physical source terms on a specified time scale
must be prescribed for
f
Σ
;M
ab
g
. The simplest example for
such
driver
equations is
[65]
τ
t
Σ
¼
ð
Σ
S
Þ
;
τ
t
M
ab
¼
ð
M
ab
S
ab
Þ
;
ð
13
Þ
where
S
l
2
f
0
ð
Ψ
Þ
G
;
S
ab
l
2
H
ab
;
ð
14
Þ
FIG. 1. Scalarized spinning BH. Curvature-induced scalariza-
tion for a spinning BH with spin
a
¼
0
.
6
in the
þ
z
direction (top)
evolved in the decoupling limit [Eq.
(8)
] for model
(9)
. We have
set
f
l
2
=M
2
¼
1
;
η
¼
6
;
ζ
¼
60
g
. In color, the absolute value of
the scalar field
Ψ
at
t=M
¼
1000
. See Sec.
IV
for more details.
FIG. 2. Scalarized spinning BH (equatorial profile). Top: scalar
profile (solid black) for the BH of Fig.
1
along the equatorial
þ
x
direction at
t=M
¼
800
. In colored lines, various approximations
with the fixing-the-equations approach. Dashed lines correspond
to driver I [Eq.
(16)
] whereas solid lines correspond to our
new
driver II [Eq.
(19)
]. We fix
τ
¼
σ
=M
. The scalar profiles are
plotted starting from the excision sphere, slightly inside the
apparent horizon of the BH. Bottom: relative error in the scalar
profile with respect to the correct solution given by the decou-
pling limit [Eq.
(8)
].
GUILLERMO LARA
et al.
PHYS. REV. D
110,
024033 (2024)
024033-4
and
τ
is a relaxation timescale (with units of mass)
controlling how fast the new variables approach the original
source terms. (Notice the parallel of Eq.
(13)
to exponential
decay laws or to constraint damping terms in NR.) In some
sense, if the action
(1)
is thought as an effective field theory,
the damping of high frequencies can be interpreted as a way
to
soften
the truncation of the theory in a way that allows
one to obtain quantitative predictions.
Finally, to compute or replace the second-order time-
derivative terms (
2
t
Ψ
or
2
t
g
ab
) remaining in
f
S
;
S
ab
g
,
additional techniques may be required, such as
order
reduction
[65]
, where the leading order equations of motion
(in
l
2
) would be used to reduce the order of second-order
time-derivative terms.
Although Eq.
(13)
may be the simplest form of driver
equations, in practice, they may not be the most convenient
in an actual numerical implementation since they result in
standing modes for
f
Σ
;M
ab
g
, instead of propagating
modes. Indeed, in Ref.
[68]
, numerical relativity simula-
tions of the fully coupled system
(12)
have been performed
in spherical symmetry using a driver equation with wave-
like properties. We will consider other alternatives for these
driver equations in Sec.
II D
.
C. Case study: Fixing the decoupling limit
of scalar Gauss Bonnet
As remarked in Sec.
I
, in this paper, we take our first
steps towards an implementation in full 3-dimensional
space. Since such an undertaking is far more complex
than that of Ref.
[68]
, for simplicity, we begin by studying
the scalar dynamics of system
(12)
, i.e. we will
fix
the
decoupling limit of scalar Gauss-Bonnet theory. To be more
precise, we will evolve
Ψ
¼
Σ
;R
ab
¼
0
;
ð
15
Þ
where the auxiliary variable
Σ
is subject to a driver equation
to be specified below.
In this particular case, the original decoupling limit
equations [Eq.
(3)
and
R
ab
¼
0
] can be cast as a strongly
hyperbolic system and can be readily evolved without
fixing. Therefore, this set up will be useful as an exercise to
test the numerical implementation of the system as well as
to evaluate whether it can accurately describe the dynamics
of the scalar and the final stationary solutions. Indeed, we
can directly compare with the solutions of the unmodified
theory, which are, in some sense the
exact
solution which
one would like to recover with the fixing-the-equations
approach.
D. Advanced drivers and recovery
of stationary solutions
In this section we consider more complex choices for
driver equations for scalar variables. We will begin by
considering a driver equation first presented in Ref.
[69]
(with some slight modifications
1
)
σ
ð
t
β
i
i
Þ
2
Σ
þ
τ
ð
t
β
i
i
Þ
Σ
¼
ð
Σ
S
Þ
;
ð
16
Þ
where
α
is the lapse,
β
i
¼
γ
ij
β
j
is the shift, and
γ
ij
is the
spatial metric (with inverse
γ
ij
) in the (
3
þ
1
) decompo-
sition of the spacetime metric
ds
2
¼
g
ab
dx
a
dx
b
¼
α
2
dt
2
þ
γ
ij
ð
β
i
dt
þ
dx
i
Þð
β
j
dt
þ
dx
j
Þ
;
ð
17
Þ
and also where
S
l
2
f
0
ð
Ψ
Þ
G
and
f
σ
;
τ
g
are dimen-
sionful non-negative parameters (with dimensions
½
mass

2
and [mass], respectively) that will control the relaxation
time scale(s) of
Σ
towards the desired value given by
S
.In
the following, we will refer to Eq.
(16)
as
driver I
.Justas
Eq.
(13)
is reminiscent of exponential decay laws, by
looking at the time-derivative terms, Eq.
(16)
is reminis-
cent of a forced damped harmonic oscillator,
̈
x
ð
t
Þþ
2
ζ
d
ω
0
̇
x
ð
t
Þþ
ω
2
0
x
ð
t
Þ¼
F
,where
ω
0
1
=
ffiffiffi
σ
p
is the oscil-
lator frequency,
ζ
d
τ
=
ð
2
ffiffiffi
σ
p
Þ
is the damping parameter,
and the source
S
enters as a forcing term
F
S
=
σ
.
Moreover, it is clear that the advective operators
ð
t
β
i
i
Þ
entering driver I are such that the propagating modes
will move in the opposite direction of
β
i
. For BH space-
times (depending on the specific gauge) these modes can
become ingoing (into the hole) near apparent horizons,
thus allowing inaccuracies in the tracking of the source
term to propagate outside of the region of interest.
While driver I has many desirable properties, one issue
associated with it (already pointed out in Ref.
[69]
), as well
as with related wavelike drivers of the form (such as the one
of Ref.
[68]
)
σ
Σ
þ
τ
ð
t
β
i
i
Þ
Σ
¼
ð
Σ
S
Þ
;
ð
18
Þ
is that stationary solutions are not recovered exactly. To see
this, consider a stationary situation, with respect to the
coordinate
t
associated with an approximate Killing vector
χ
¼
t
. Assuming that all fields have become time inde-
pendent
Σ
ð
t; x
i
Þ¼
Σ
ð
x
i
Þ
, we can set to zero all the time
derivatives in driver I. The resulting equation,
σ
ð
β
i
i
Þ
2
Σ
τβ
i
i
Σ
¼
ð
Σ
S
Þ
, still contains spatial
derivative operators. If
S
is spatially dependent (as for
any non-trivial solution),
Σ
¼
S
cannot be a solution, and
driver I will not reproduce the correct answer. Nevertheless,
one would expect that these errors would decrease as
f
σ
;
τ
g
are decreased
or as the relaxation time scales associated
1
The precise difference between the driver equation here and
that in Ref.
[69]
lies in the terms with the lowest derivatives (e.g.
terms proportional to first derivatives of the lapse and shift), as
well as multiplicative factors of the lapse.
SCALARIZATION OF ISOLATED BLACK HOLES IN SCALAR
...
PHYS. REV. D
110,
024033 (2024)
024033-5
to these parameters are decreased. In Sec.
IV
we will show
with examples that this indeed seems to be the case.
To address this issue, we propose a
new
driver given by
σ
ð
t
β
i
i
Þð
t
þ
v
i
i
Þ
Σ
þ
τ
ð
t
þ
v
i
i
Þ
Σ
¼
ð
Σ
S
Þ
:
ð
19
Þ
In the following, we will refer to this equation as
driver II
.
For a BH in uniform motion, we identify
v
i
as the velocity
of the BH as obtained from the trajectory of the center of
the apparent horizon. The
new
driver equation has now the
desired limit to recover stationary solutions, which can be
seen as follows: proceeding as before, for a BH with zero
linear momentum (
v
i
¼
0
), setting the time derivatives to
zero gives indeed
Σ
¼
S
. Whereas for a BH with linear
momentum, the same should hold since one can identify
D
t
t
þ
v
i
i
as the
convective
time derivative. In Sec.
IV
,
we will show that indeed Eq.
(19)
gives an improved
recovery over Eq.
(16)
.
III. METHODOLOGY
A. First-order reduction
All of the component subsystems of Eqs.
(8)
and
(15)
are
decoupled and can be written individually in first-order
symmetric hyperbolic form
t
u
þ
A
i
i
u
¼
S
ð
u
Þ
;
ð
20
Þ
where
u
are first-order variables,
A
¼
A
ð
u
Þ
is a square
symmetric matrix that may depend on
u
(but not its
derivatives), and
S
ð
u
Þ
is a source term.
The principal part of the scalar equation for
Ψ
is that of
Klein-Gordon equation. Therefore, we introduce first-order
variables
u
f
Ψ
;
Φ
ð
Ψ
Þ
i
i
Ψ
;
Π
ð
Ψ
Þ
n
c
c
Ψ
g
;
ð
21
Þ
where
n
c
αδ
0
c
is the unit normal to the hypersurface,
and rewrite the scalar equation as
t
Ψ
ð
1
þ
γ
ð
Ψ
Þ
1
Þ
β
i
i
Ψ
0
;
t
Π
ð
Ψ
Þ
β
k
k
Π
ð
Ψ
Þ
þ
αγ
ik
i
Φ
ð
Ψ
Þ
k
γ
ð
Ψ
Þ
1
γ
ð
Ψ
Þ
2
β
i
i
Ψ
0
;
t
Φ
ð
Ψ
Þ
i
β
k
k
Φ
ð
Ψ
Þ
i
þ
α
i
Π
ð
Ψ
Þ
γ
ð
Ψ
Þ
2
α
i
Ψ
0
:
ð
22
Þ
Here,
γ
ð
Ψ
Þ
1
;
2
are constraint damping parameters and the
0
notation indicates that only the principal part terms are
displayed
see Ref.
[90]
for the full expressions.
The Einstein field equations in the generalized harmonic
gauge have a principal part of the form
g
cd
c
d
g
ab
0
, and
can therefore be written in a first-order form analogous to
that of the Klein-Gordon equation. We refer to Lindblom
et al.
[91]
for the full first-order equations employed here,
where the first-order variables are given by
u
f
g
ab
;
Φ
iab
i
g
ab
;
Π
ab
n
c
c
g
ab
g
:
ð
23
Þ
The first-order form for the driver sector depends on the
particular driver used. For Eq.
(16)
it reads
ð
t
β
i
i
Þ
Σ
¼
α
Π
ð
Σ
Þ
;
σ
ð
t
β
i
i
Þ
Π
ð
Σ
Þ
¼
α
2
τ
Π
ð
Σ
Þ
þ
α
ð
Σ
S
Þ
;
ð
24
Þ
whereas for Eq.
(19)
,itisgivenby
ð
t
þ
v
i
i
Þ
Σ
¼
α
Π
ð
Σ
Þ
;
σ
ð
t
β
i
i
Þ
Π
ð
Σ
Þ
¼
α
2
τ
Π
ð
Σ
Þ
þ
α
ð
Σ
S
Þ
:
ð
25
Þ
Both systems depend on the first-order variables
u
f
Σ
;
Π
ð
Σ
Þ
g
, where
Π
ð
Σ
Þ
is defined by the first equation
of each system. Notice that we do not need to introduce a
first-order variable
Φ
ð
Σ
Þ
i
for
i
Σ
.
Finally, the Gauss-Bonnet scalar (in vacuum
R
ab
0
)
appearing in the sources of the scalar equations for
f
Ψ
;
Σ
g
is computed in practice as
G
¼
C
abcd
C
abcd
¼
8
ð
E
ij
E
ij
B
ij
B
ij
Þ
;
ð
26
Þ
where
E
ij
n
a
n
b
C
aibj
and
B
ij
n
a
n
b

C
aibj
are the
electric and magnetic parts (respectively) of the Weyl
tensor
C
abcd
, with left dual

C
abcd
1
2
ε
abef
C
ef
cd
their full
expressions in terms of (
3
þ
1
)-decomposition quantities
are given in Eqs. (B7) and (B8) of Ref.
[42]
.
B. Evolution code
We implement systems
(8)
and
(15)
in
S
p
ECTRE
[64]
,an
open-source code based on task-based parallelism.
The full system is discretized following a discontinuous
Galerkin (DG) scheme employing a numerical upwind flux.
Evolution in time is carried out by means of a fourth-order
Adams-Bashforth time stepper with local adaptive time-
stepping
[92]
, and we apply a weak exponential filter on all
evolved fields at each time step. The spatial domain is
illustrated in Fig.
3
and consists of a series of concentric
spherical shells. The outer boundary is located at
R=M
¼
500
, while the inner boundary conforms to the
shape of the apparent horizon. Each shell is further
decomposed into elements isomorphic to unit cubes,
endowed with a tensor product of Legendre polynomials.
The implementation of the scalar sector with a Klein-
Gordon equation has been recently been described in detail
in Ref.
[90]
. In particular, we impose constraint-preserving
spherical-radiation boundary conditions
[93]
on the scalar
field
Ψ
. The constraint damping parameters
f
γ
ð
Ψ
Þ
1
;
γ
ð
Ψ
Þ
2
g
are
modulated by Gaussian profiles
γ
J
ð
x
Þ
C
J
þ
A
J
exp

j
x
x
c;J
j
2
2
w
2
J

;
ð
27
Þ
GUILLERMO LARA
et al.
PHYS. REV. D
110,
024033 (2024)
024033-6
centered around the black hole
x
c;J
¼
x
BH
. We set
γ
ð
Ψ
Þ
1
0
and specify
γ
ð
Ψ
Þ
2
through the parameters
f
A
¼
6
;w
¼
11
M;
C
¼
10
3
g
.
For the metric sector, the full details of the numerical
implementation will bepresentedin a specialized publication
elsewhere
[94]
, and we only broadly summarize the most
relevant aspects here. The evolution system for the metric
variables in the GH gauge is given in Ref.
[91]
and is
implemented in a dual-frame formulation
[95]
.The
constraint-damping parameters
f
γ
0
;
γ
1
;
γ
2
g
follow a spatial
distribution ofthe form
(27)
. We choose
γ
1
1
and
f
A
¼
3
;
w=M
¼
11
;C
¼
10
3
g
for
γ
0
and
γ
2
. The gauge functions
H
a
in the GH system are evolved in damped harmonic (DH)
gauge
[96
98]
. A portion of the domain inside the apparent
horizonisexcisedandnoboundaryconditionsareimposedat
the excision sphere
we monitor, however, that at that
boundary all characteristic fields have velocities flowing
out of the computational domain, so that no boundary
condition is required for the evolution to remain well posed.
Finally, constraint-preserving Bjorhus boundary conditions
[91,99]
are imposed at the outer boundary.
For the scalar driver part, the implementation is similar to
that of the scalar field. We monitor that the characteristic
velocities are flowing out of the computational domain at
the excision sphere and impose zero Dirichlet boundary
conditions (i.e.
Σ
j
out
0
) at the outer boundary of the
spatial domain. Further, we allow for a Gaussian spatial
dependence of the form
(27)
for the parameters
f
σ
;
τ
g
introduced in the driver equation for
Σ
. We choose
f
w=M
¼
150
;C
¼
1
g
for
σ
,
f
w=M
¼
150
;C
¼
10
4
g
for
τ
and vary the amplitude
A
for both parameters. For
simplicity, when we quote values of
f
σ
;
τ
g
, we refer to their
values at the center of the Gaussian profile.
C. Initial data
We choose as initial data a
hairless
Kerr black hole
subject to an initial scalar perturbation on
Ψ
. As remarked
in Sec.
II
, this solution is unstable and is expected to
migrate during the evolution to a stable
hairy
black hole.
For the metric variables, we choose Kerr-Schild initial
data (with
M
¼
1
), in Cartesian coordinates
x
¼ð
x; y; z
Þ
,
g
ab
¼
η
ab
þ
H
l
a
l
b
:
ð
28
Þ
Here
η
ab
¼
diag
ð
1
;
1
;
1
;
1
Þ
is the Minkowski metric, and
the scalar function
H
and one-form
l
a
(which satisfies
l
c
c
l
a
¼
l
c
c
l
a
¼
0
) are given by
H
M
ρ
3
ρ
4
þ
a
2
z
2
;
ð
29
Þ
l
a

1
;
ρ
x
þ
ay
ρ
2
þ
a
2
;
ρ
y
ax
ρ
2
þ
a
2
;
z
ρ

;
ð
30
Þ
where the spin direction is along the
þ
z
direction,
ρ
is
implicitly defined through
ρ
2
ð
x
2
þ
y
2
Þþð
ρ
2
þ
a
2
Þ
z
2
¼
ρ
2
ð
ρ
2
þ
a
2
Þ
, and
a
is the dimensionless spin parameter
of the BH.
For the case of a BH with linear momentum, we obtain a
boosted Kerr-Schild solution by applying the appropriate
Lorentz boost to the coordinates
x
a
and
l
a
.
To induce the scalarization of the BH, we prescribe a
scalar perturbation of the form
[100]
Ψ
ð
r
Þj
t
¼
0
¼
Φ
ð
Ψ
Þ
i
ð
r
Þj
t
¼
0
0
;
Π
ð
Ψ
Þ
ð
r
Þj
t
¼
0
A
Re
½
e
ð
r
r
0
Þ
2
=w
2
Y
lm
ð
θ
;
φ
Þ
;
ð
31
Þ
where
Y
lm
ð
θ
;
φ
Þ
are spherical harmonics and
f
A
;w;r
0
g
are
the amplitude, width and radius of the scalar profile.
For the quartic model
(9)
, this initial data for
Ψ
implies
that initially the scalar source vanishes, i.e.
S
j
t
¼
0
l
2
f
0
ð
Ψ
Þ
G
GB
¼
0
. Therefore, we prescribe zero initial
conditions for the scalar driver, i.e.
Σ
j
t
¼
0
¼
Π
ð
Σ
Þ
j
t
¼
0
0
:
ð
32
Þ
D. Comparison strategy and diagnostics
For each of the examples in Sec.
IV
we evolve three
systems of equations with the same initial data. These are
(1) The (unmodified) decoupling limit equations
(8)
.
We label these solutions
Ψ
ð
dec
Þ
.
(2) The fixed decoupling limit equations
(15)
with
Σ
evolved using driver I [Eq.
(16)
]. We label these
solutions
Ψ
ð
fix
;
I
Þ
.
(3) The fixed decoupling limit equations
(15)
with
driver II [Eq.
(19)
]. We label these solutions
Ψ
ð
fix
;
II
Þ
.
FIG. 3. Spatial domain and apparent horizon. Domain decom-
position for a black hole with (dimensionless) spin
χ
¼
0
.
6
ˆ
s
,
where
ˆ
s
¼ð
1
=
ffiffiffi
2
p
;
0
;
1
=
ffiffiffi
2
p
Þ
, in the
xz
plane depicted above. The
black lines correspond to discontinuous Galerkin element boun-
daries. The solid black region is delimited by the apparent horizon
of the BH.
SCALARIZATION OF ISOLATED BLACK HOLES IN SCALAR
...
PHYS. REV. D
110,
024033 (2024)
024033-7
We compare the scalar field volume configurations
across the different systems (decoupling limit against the
fixed versions of the decoupling limit) by computing a
relative
accuracy estimates
of the form
E
½
Q

k
Q
ð
dec
Þ
Q
ð
fix
Þ
k
k
Q
ð
dec
Þ
ε
;
ð
33
Þ
where
Q
is the desired quantity to compare,
k
·
k
is a
suitable norm and
ε
is a small number.
The accuracy estimate for the scalar field profile along a
direction, for instance, in the
x
direction, is given by
E
½
Ψ
ð
x
Þð
t
Þ
j
Ψ
ð
dec
Þ
ð
x
Þ
Ψ
ð
fix
Þ
ð
x
Þj
j
Ψ
ð
dec
Þ
ð
x
Þj þ
ε
:
ð
34
Þ
When we compare the across the whole spatial domain we
can define (see Refs.
[65,67]
for similar measures)
E
½
Ψ
t
Þ
k
Ψ
ð
dec
Þ
Ψ
ð
fix
Þ
k
2
k
Ψ
ð
dec
Þ
k
2
þ
ε
;
ð
35
Þ
k
·
k
2
is the
L
2
norm with respect to the grid points
f
x
i
g
,
k
y
k
2
2
1
N
X
N
i
¼
1
y
ð
t; x
i
Þ
2
;
ð
36
Þ
with
N
being the number of grid points.
We monitor the accuracy of the auxiliary field tracking
the original value of the source term with (see Refs.
[67,69]
for similar measures)
E
½
S
t
Þ
k
Σ
S
k
2
k
S
k
2
þ
ε
:
ð
37
Þ
Finally, we compute an accuracy estimate error for the
scalar waveform, which is an example of an observable
quantity. We define the accuracy estimate for the rms
waveform
ffiffiffiffiffiffiffiffiffiffi
h
Ψ
2
i
p
by
E
h
ffiffiffiffiffiffiffiffiffiffi
h
Ψ
2
i
q
i
ð
t
;
R
Þ



ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
h
Ψ
2
i
ð
dec
Þ
q
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
h
Ψ
2
i
ð
fix
Þ
q






ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
h
Ψ
2
i
ð
dec
Þ
q



þ
ε
;
ð
38
Þ
where
ffiffiffiffiffiffiffiffiffiffi
h
Ψ
2
i
p
is extracted at 6 equally spaced spheres in the
range
R=M
½
50
;
100

and for which the sphere average of
the square of the scalar amplitude is computed as
h
Ψ
2
i
1
4
π
R
2
I
S
R
dS
Ψ
2
:
ð
39
Þ
1. Constraints
We keep track of the first-order constraints for the scalar
field to monitor the evolution. These are given by
C
ð
Ψ
Þ
i
i
Ψ
Φ
i
;
C
ð
Ψ
Þ
ij
i
Φ
j
j
Φ
i
:
ð
40
Þ
For the metric we keep track of the following constraints:
C
a
H
a
þ
Γ
a
;
C
ia
i
C
a
;
C
iab
i
g
ab
Φ
iab
;
F
a
n
c
c
C
a
;
ð
41
Þ
where
C
ia
and
F
a
are given in full in Eqs. (43) and (44) of
Ref.
[91]
. Here,
Γ
a
g
ab
g
cd
Γ
b
cd
is a contraction of the
4-dimensional Christoffel symbol
Γ
a
bc
. Given the symmet-
ric hyperbolic nature of the metric evolution equations, a
symmetrizer can be constructed, and thus these constraints
can be further condensed in a constraint energy
E
c
given
in Eq. (53) of Ref.
[91]
.
IV. RESULTS
In the following, we illustrate with various examples the
ability of our implementation of the fixing-the-equations
approach to reproduce the scalar dynamics of the decou-
pling limit of sGB theory.
A. Spinning black holes
We start with an initially hairless Kerr BH with dimen-
sionless spin parameter
a
¼
0
.
6
and with zero linear
momentum. We set the coupling parameters to
f
η
¼
6
;
ζ
¼
60
g
andinduce spontaneous scalarization by perturbing the
BH with an initial scalar profile [Eq.
(31)
] with parameters
f
A
¼
10
5
;w=M
¼
5
;r
0
=M
¼
30
;
ð
l; m
Þ¼ð
0
;
0
Þg
.InFig.
1
we show the final stationary hairy solution in the decoupling
limit (the correct solution we are seeking to recover) against
which we will compare the results obtained with different
fixing-the-equations schemes.We then evolve the sameset of
initial data in the fixing-the-equations approach for both
driver I and for our new driver II to obtain stationary
solutions. Since the strongest dependence is on the
σ
parameter, for simplicity, we fix
τ
¼
σ
=M
and vary only
σ
. We choose values of
σ
=M
2
1
such that the driver
equations are in the underdamped regime
ζ
d
<
1
in the
parallel made in Sec.
II D
with the damped harmonic
oscillator.
The most straightforward comparison of the solutions is
that of the scalar profile along a radial direction at late
times. In the top panel of Fig.
2
we plot the scalar field
along the
x
axis (in the equatorial plane) for the exact
solution (solid black) and for the different
fixing-the-
equations
approximations (colored lines). In the bottom
panel, we plot the accuracy estimate for the radial profile
with respect to the exact solution. We observe that as
σ
is
decreased, the solutions obtained with both driver I and II
approach the desired solution. For instance, for the largest
choice of parameters,
σ
=M
2
¼
1
, the solution with driver I
(dashed red) completely fails to reproduce the scalarized
solution, giving a vanishing scalar profile everywhere.
GUILLERMO LARA
et al.
PHYS. REV. D
110,
024033 (2024)
024033-8
As sigma is decreased to
σ
=M
2
¼
10
1
(dashed green), the
solution obtained with this driver is qualitatively similar in
shape to the exact solution, but underestimated in magni-
tude by about 20%. For smaller values of
σ
, the agreement
with the exact solution is close enough that it is no longer
apparent in the top panel, and they yield an accuracy
estimate of
1%
. This is to be expected since
ffiffiffi
σ
p
is a
timescale (length scale) that controls how closely the driver
variable
Σ
is tracking the intended source term
S
.
Nevertheless, it is apparent that driver II (solid lines)
reproduces the correct solution far more accurately than
driver I. Even for the largest parameters
σ
=M
2
¼
1
, the
agreement with the stationary solution is better than the
best solution obtained with driver I.
Having focused on late times in the previous paragraph,
we now turn to analyzing the tracking in time throughout
all of the scalarization event. In our implementation of the
fixing-the-equations approach,
Σ
acts as the source term of
the scalar field
Ψ
. To correctly capture the physics of the
system, it needs to accurately track the original value of the
source term
S
l
2
f
0
ð
Ψ
Þ
G
. In order to evaluate how well
Σ
is tracking
S
, in Fig.
4
we compute the accuracy estimate
for the scalar source term [Eq.
(37)
] as a function of time.
Since
S
is initially vanishing, the accuracy estimate is
largest at the beginning of the simulation. Moreover, the
source term is proportional to
G
, which scales as
1
=r
6
.
Therefore, it remains significantly small during the imme-
diate evolution. We ignore the very early peak since we
consider the relative accuracy estimate to not be meaningful
there. A second peak at
t=M
100
corresponds to the time
when the tachyonic instability in the scalar is active and the
scalar hair is growing at the fastest rate. At late times, as the
scalar settles into a stationary situation, the estimate tends
to an (almost) constant value. As before, the accuracy
estimate decreases as
σ
is decreased. Whereas driver I is
limited at late times to approach
S
exactly by nonvanishing
spatial derivative terms, our new driver II was designed to
avoid this issue
recall the discussion in Sec
II D
.
Therefore, the improved behavior of our new driver II
(in solid lines) is apparent throughout the entire evolution:
the accuracy estimate of
S
is generally smaller, decreases
faster and achieves much lower values at late times. We
have observed similar behavior when we decrease the value
of
τ
with respect to
σ
.
Since
Ψ
and
Σ
are related through a differential equation,
the tracking the source term is an indirect comparison of the
dynamics of the scalar field. A more direct comparison
however is to compare the full 3-dimensional scalar
configuration of the fixing-the-equations approximations
against that of the correct solution. In Fig.
5
, we plot the
accuracy estimate in time of the spatial scalar profiles with
respect to the reference, which confirms that the tracking
behavior of the source term
Σ
observed before directly
translates into a good tracking of the dynamics of
Ψ
.As
opposed to the tracking estimate in Fig.
4
, this estimate is
meaningful throughout the simulation.
Finally, we turn to comparing an observable quantity: the
scalar waveform. In the top panel of Fig.
6
, we plot the rms
scalar waveform extracted at
R=M
¼
100
as well as the
waveform in the exact solution. For completeness, we also
FIG. 4.
σ
dependence for the accuracy estimate of the scalar
source tracking (spinning). Accuracy estimate for the scalar
source (dashed lines) [Eq.
(37)
] for driver I [Eq.
(16)
]asa
function of time and for different values of sigma and where we
fix
τ
¼
σ
=M
. Also in the plot, the same accuracy estimate (solid
lines) for the driver II [Eq.
(19)
].
FIG. 5.
σ
dependence for the accuracy estimate in scalar field
slices (spinning). Accuracy estimate for the scalar field 3-
dimensional slices (dashed lines) [Eq.
(35)
] for driver I
[Eq.
(16)
] as a function of time and for different values of sigma
and where we fix
τ
¼
σ
=M
. Also in the plot, the same accuracy
estimate (solid lines) for the driver II [Eq.
(19)
].
SCALARIZATION OF ISOLATED BLACK HOLES IN SCALAR
...
PHYS. REV. D
110,
024033 (2024)
024033-9