of 60
Chapter 1
INTRODUCTION
1.1 Generalities
The subject of turbulent shear flow is not simply connected. Some
organization is essential, and I have tried to arrange that material
required in a particular discussion appears earlier in the text. Thus
pipe flow is discussed first because it provides the best evidence for
the existence and value of Karman’s two constants in Prandtl’s law
of the wall. It might seem easier to begin with the simpler topic
of free shear flows, such as the plane jet. However, there is then a
difficulty with the natural progression to wall jets, impinging jets,
and other topics that require experience with Karman’s constants.
The main advantage of pipe flow is that the magnitude of the wall
friction in fully developed flow can be obtained unambiguously from
the pressure gradient, although a preliminary study is needed to
determine what conditions guarantee that a given pipe flow is axially
symmetric and fully developed.
It is an accepted axiom in basic research on the classical turbu-
lent shear flows, elegantly expressed by NARASIMHA (1984), that
there exists in each case a unique equilibrium state that can be re-
alized in different experiments and thus made the basis of a general
synthesis of empirical knowledge. The equilibrium may be station-
ary (as in pipe or channel flow) or dynamic or developing (as in the
1
2
CHAPTER 1.
INTRODUCTION
plane jet, the boundary layer, and most other flows). This axiom
will be tested repeatedly in various parts of this monograph, usually
by an emphasis on similarity laws, an emphasis that generates its
own problems. There are no widely accepted similarity laws for sev-
eral important turbulent flows, including boundary-layer flows with
compressibility, mass transfer, heat transfer, or lateral or longitudi-
nal curvature. Other difficult cases are the wall jet and the three-
dimensional boundary layer. Because most of these problems involve
walls, some attention is paid to the issue of the behavior of various
mean quantities in turbulent flow near a wall. For example, there
was at one time some ambiguity in the literature about the lead-
ing term in the expansion for the Reynolds shearing stress
ρ
u
v
.
This leading term has sometimes been identified as a term in
y
3
, and
sometimes as a term in
y
4
(see HINZE 19XX, p. 621; SPALDING
1981). In fact, a rigorous argument is analytically straightforward,
and generalizations that take into account changes in coordinates and
boundary conditions may eventually shed some light on the nature of
the proper similarity variables for some of the flows just mentioned.
Experimental evidence for the magnitude of the first few coefficients
is unreliable, but these coefficients can sometimes be estimated from
numerical work on solutions of the full Navier-Stokes equations for
flow in channels and boundary layers. There is a clear and present
need for detail here when choosing boundary conditions for large-
eddy simulations.
It is remarkable that one of the ostensibly most difficult prob-
lems in fluid mechanics, the problem of surface roughness, should
be in a relatively comfortable state. Missing are sound methods for
characterizing roughness. It is also remarkable that an apparently
unrelated problem, the flow of a dilute solution of a high-molecular-
weight polymer, exhibits properties that might be more easily un-
derstood if there were such a thing as negative roughness. Although
expectations are not high, the prospect of finding possible connec-
tions in the transport mechanisms for these two problems is certainly
worth some effort.
A topic that involves the mechanisms of turbulence in an es-
sential way is the problem of relaxation, especially from one classical
1.1. GENERALITIES
3
flow to another. One example is the strong plane jet into a moving
fluid (
δ
x
), with a final state describable by a linearized analysis
(
δ
x
1
/
2
). The round jet into a moving fluid has an equivalent
behavior. Another example is the turbulent boundary layer on a fi-
nite flat plate (
δ
x
4
/
5
) which relaxes downstream from the trailing
edge to a plane wake (
δ
x
1
/
2
). Several experimental studies exist
of pipe, channel, or boundary-layer flows during a smooth-rough or
rough-smooth transition of the wall boundary condition. Another
instructive case is relaxation of a rectangular wake or jet to a round
one. Such flows often overshoot the final state at least once. Finally,
there are several flows with initially variable density that relax to-
ward constant density as mixing proceeds. These include jets into
a different medium, as well as plumes with finite initial momentum.
A global view of these problems may lead to useful inferences about
characteristic scales in time or space. The list of issues mentioned
here is not intended to be comprehensive, but only to suggest various
approaches that may or may not be productive in the future, given
the fact that insight cannot be programmed.
It is also relevant that papers on models and mechanisms of
turbulence tend to cite a limited standard set of experimental papers
(these papers are sometimes different from one discipline to another).
Endorsement by repetition often fails to present the best evidence.
A positive development is that survey papers on various topics in
turbulent shear flow are an increasingly important component of the
contemporary literature. In a smaller setting, such surveys are also
a common ingredient in Ph.D. theses although most of these latter
surveys are not as critical as they could be. In any event, all of this
material is a valuable resource for this monograph.
Sources of information about turbulent flow exist on several
levels. In decreasing order of authority, I distinguish
1. the laws of mechanics
2. expert measurements (or numerical simulations)
3. insight
4. peripheral vision
5. brute force.
4
CHAPTER 1.
INTRODUCTION
In what follows I will emphasize the first three levels of information.
By “the laws of mechanics” I mean the Navier-Stokes equations and
their boundary conditions. The question of “expert measurements”
is more subjective. In any survey of experimental data, it is nec-
essary somehow to assign a degree of confidence to each particular
measurement. If the measurement has been made many times by dif-
ferent observers, like the pressure drop in a pipe, this is fairly easy to
do. But if the measurement has been made only a few times, or even
only once, judgment has to be backed by experience. “Insight” tends
to be rare. Instances occur at intervals typically measured in years.
The problem is then to pick signal out of noise in the literature, and
the turbulence community is reasonably effective at doing so. An
example of “peripheral vision” is the use of power laws that are not
intrinsic, such as in Bradshaw’s treatment of equilibrium turbulent
boundary layers. What I hope to establish in this book is a set of
ideas, chosen according to criteria defined by evidence rather than
by faith or tradition. I will try to avoid the last level, “brute force,”
except when I am obliged to live up to the claim that part of my
purpose is to deal with technical problems.
1
Two constraints dominate the whole subject of turbulent shear
flow at the contemporary stage of development. One is the boundary-
layer approximation and the other is the idea of Reynolds stresses. I
will almost always be considering incompressible fluids in the sense
that variations in density are caused by variations in temperature,
not by high velocity, and are important mainly because of associated
body forces in a gravitational field.
1
The following two paragraphs appeared at this point in the 1997 draft of this
work:
The notation of this monograph tends toward usage in aeronautical engineering.
I have tried to use mnemonic notation where this is possible, and I have therefore
avoided arbitrary use of Greek symbols except where these are firmly established
in the literature.
The literature in Russian is not well represented, primarily because the text is
usually terse, the figures small, and tables nonexistent. The Russian subliterature
— institute reports and theses — is not accessible at all.
1.2. ANALYTICAL PROLOGUE
5
1.2 Analytical prologue
1.2.1
Definitions and identities
Effects of compressibility are deliberately not emphasized in this
monograph. However, effects of buoyant body forces and of heat
transfer at walls are considered, so that the density of the fluid can-
not always be taken as constant. In particular, I want to comment
on something called the BOUSSINESQ approximation (1903), which
I believe is not always well presented in the engineering literature. I
will therefore outline briefly the structure of the Navier-Stokes equa-
tions for a compressible fluid and consider the limiting form of these
equations, first as the Mach number approaches zero, and then as
the Froude number approaches zero.
The first part of the discussion, and the notation, are taken
from the classical article by LAGERSTROM (1964, 1996) in Vol-
ume IV of the Princeton handbook series. Many details are omitted
here that can be found in Lagerstrom’s article. The main reason for
this choice of model is that the compact notation of vector calculus,
with an appropriate generalization to operations on tensors, allows
easy manipulations whose results are independent of any particular
coordinate system.
A number of definitions and identities will be used in this and
later sections of this monograph. In what follows an arrow over a
symbol indicates a vector, and an underline indicates a tensor.
Some definitions from vector geometry and vector calculus,
with generalizations, include the divergence of a vector,
∫ ∫ ∫
div
~a
d
V
=
∫ ∫
~a
·
~n
d
S ,
(1.1)
where
V
is a stationary control volume bounded by a surface
S
, and
~n
is the unit outward normal.
The divergence of a tensor is defined similarly,
∫ ∫ ∫
div
A
d
V
=
∫ ∫
A
~n
d
S ,
(1.2)
6
CHAPTER 1.
INTRODUCTION
where
A
~n
is a multiplication defined by (
A
~n
)
i
=
A
ij
n
j
.
The gradient of a scalar is
grad
α
·
d
~x
= d
α
(1.3)
and of a vector is
(grad
~a
) d
~x
= d
~a .
(1.4)
The dyadic product of two vectors is
(
~a
~
b
)
~c
=
~a
(
~
b
·
~c
)
~c
arbitrary
.
(1.5)
The deformation tensor is symmetric;
def
~a
= grad
~a
+ (grad
~a
)
,
(1.6)
where
means the transpose. The corresponding antisymmetric ten-
sor defines the curl operator;
(curl
~a
)
×
~
b
=
[
grad
~a
(grad
~a
)
]
~
b,
~
b
arbitrary
.
(1.7)
The substantial derivative of a scalar is
Dt
=
∂α
∂t
+ grad
α
·
~u
(1.8)
and of a vector is
D~a
Dt
=
∂~a
∂t
+ (grad
~a
)
~u .
(1.9)
The identity tensor
I
is defined by
I
~a
=
~a
(1.10)
and the scalar product of two tensors by
A
·
B
=
i,j
A
ij
B
ij
.
(1.11)
Various identities are also useful. These are written here in a form
independent of the choice of coordinates, and are easily verified in
any convenient orthogonal coordinate system, say rectangular;
div (
α~a
) =
α
div
~a
+
~a
·
grad
α
;
(1.12)
1.2. ANALYTICAL PROLOGUE
7
div (
αI
) = grad
α
;
(1.13)
div curl
~a
= 0 ;
(1.14)
div (
~a
~
b
) = (grad
~a
)
~
b
+ (div
~
b
)
~a
;
(1.15)
div (
A
~a
) = (div
A
)
·
~a
+
A
·
grad
~a
;
(1.16)
div (
~a
×
~
b
) =
~a
·
curl
~
b
~
b
·
curl
~a
;
(1.17)
div (grad
~a
)
= grad (div
~a
) ;
(1.18)
curl (grad
α
) = 0 ;
(1.19)
curl (
α~a
) =
α
curl
~a
+ (grad
α
)
×
~a
;
(1.20)
curl (
~a
×
~
b
) = div
[
(
~a
~
b
)
(
~
b
~a
)
]
;
(1.21)
(
A
~a
)
·
~
b
= (
A
~
b
)
·
~a , A
symmetric ;
(1.22)
~a
×
(
~
b
×
~c
) =
~
b
(
~a
·
~c
)
~c
(
~a
·
~
b
) ;
(1.23)
( grad
~a
)
~a
= grad
a
2
2
+ (curl
~a
)
×
~a , α
2
=
~a
·
~a .
(1.24)
The three relations (1.19), (1.14), and (1.1) might be considered the
basis of a
carpe diem
school of mechanics. See a gradient, take the
curl. See a curl, take the divergence. See a divergence, integrate over
a control volume.
1.2.2
Equations of motion
Mass.
I have grown up with a derivation of the Navier-Stokes equa-
tions of motion using the device of a stationary control volume. Con-
servation of mass is expressed with complete clarity by the relation
d
d
t
∫ ∫ ∫
ρ
d
V
=
∫ ∫
ρ~u
·
~n
d
S ,
(1.25)
where
ρ
is density,
~u
is velocity, and d
V
and d
S
are elements of
volume and surface, respectively. The negative sign on the right-hand
side is required by the convention that
~n
is the unit outward normal
to the surface of the control volume. No provision is ordinarily made
8
CHAPTER 1.
INTRODUCTION
for sources or sinks within the control volume. If these are needed,
they can be added at an appropriate later stage. With the aid of
the definition (1.1) for divergence, equation (1.25) can be rewritten
in terms of volume integrals only;
∫ ∫ ∫
(
∂ρ
∂t
+ div
ρ~u
)
d
V
= 0
.
(1.26)
Because the control volume is arbitrary, the integrand must be zero
everywhere. Conservation of mass therefore requires
∂ρ
∂t
+ div
ρ~u
= 0
.
(1.27)
A different form is obtained by use of the vector identity (1.12);
∂ρ
∂t
+
~u
·
grad
ρ
+
ρ
div
~u
= 0
.
(1.28)
The first two terms are now a rate of change of density following an
element of the fluid, already defined by equation (1.8). A final form
for the continuity equation is therefore
Dt
+
ρ
div
~u
= 0
.
(1.29)
Momentum.
Conservation of momentum is expressed in the
same simple terms by
d
d
t
∫ ∫ ∫
ρ~u
d
V
=
∫ ∫
ρ~u
(
~u
·
~n
) d
S
+
+
∫ ∫ ∫
ρ
~
F
d
V
+
∫ ∫
σ
~n
d
S .
(1.30)
The term on the left is the time rate of change of the vector momen-
tum within the control volume. The first term on the right is flux
of momentum through the boundary, with a negative sign for the
same reason given earlier. In this term the velocity
~u
appears twice
in different roles. The first is as vector momentum per unit mass.
The second is as volume flux per unit area per unit time. I consider
the distinction to be important and will maintain it throughout this
1.2. ANALYTICAL PROLOGUE
9
monograph. The quantity
~
F
is an internal body force per unit mass,
usually due to gravity. The surface stress
σ
is a tensor, or linear vec-
tor operator, with
σ
~n
the vector force per unit area on the boundary
of the control volume.
Two steps are required to obtain a differential equation. The
first step introduces the dyadic product of two vectors, (
~a
~
b
), de-
fined by equation (1.5) with
~a
=
ρ~u
,
~
b
=
~u
, and
~c
=
~n
. The second
step introduces the generalized divergence of a tensor by use of equa-
tion (1.2). With these relationships, equation (1.30) can be written
in terms of volume integrals only
2
;
∫ ∫ ∫
(
∂ρ~u
∂t
+ div
ρ
( ̃u
̃u
)
ρ
~
F
div
σ
)
d
V
= 0
.
(1.31)
Since the control volume is arbitrary, it follows that
∂ρ~u
∂t
+ div
ρ
( ̃u
̃u
) =
ρ
~
F
+ div
σ
(1.32)
everywhere.
This form for the transport terms is well suited for the intro-
duction of what are called Reynolds stresses in turbulent flow. It is
also the most useful form when the objective is to derive integral laws
(such as Karman’s momentum integral) from the differential equa-
tions, because the volume integral of a divergence usually begins life
as the surface integral of a flux. It is therefore often convenient to
return to the control volume for this operation.
Another form for the transport terms follows from the identity
(1.15) with
~a
=
~u
,
~
b
=
ρ~u
, so that
div
ρ
( ̃u
̃u
) =
ρ
(grad
~u
)
~u
+
~u
div
ρ~u .
(1.33)
Now the momentum equation (1.32) takes the form
ρ
∂~u
∂t
+
~u
∂ρ
∂t
+
~u
div
ρ~u
+
ρ
(grad
~u
)
~u
=
ρ
~
F
+ div
σ
.
(1.34)
2
The tilde notation is not defined here but section 2.1.2 states
, ”[T]he tilde,
here and elsewhere, is intended as a mnemonic for an integral mean value.”
10
CHAPTER 1.
INTRODUCTION
The second and third terms drop out, by virtue of the continuity
equation (1.27), leaving
ρ
[
∂~u
∂t
+ (grad
~u
)
~u
]
=
ρ
~
F
+ div
σ
.
(1.35)
The quantity in brackets on the left is the substantial derivative
(1.9) (the derivative following a fluid element) of the vector
~u
, so
that finally
ρ
D~u
Dt
=
ρ
~
F
+ div
σ
.
(1.36)
This equation may also have explicit source or sink terms for mo-
mentum, although these are usually left in implicit form. A notation
sometimes used in equation (1.36) is
D~u
Dt
=
∂~u
∂t
+ (
~u
·
grad)
~u .
(1.37)
I think that this notation might be misleading in any coordinate
system except a rectangular one.
The body force
~
F
will normally be a gravity force,
~
F
=
g
~
i
y
,
where
~
i
y
is a unit vector directed vertically upward. It might also be a
local force expressed as a Dirac
δ
-function to represent a concentrated
source or sink of momentum; e.g., thrust or drag. For a Newtonian
fluid, the tensor
σ
is symmetric, isotropic, and linear in the spatial
first derivatives of the velocity. The most general form meeting these
conditions is (cite Jeffries, Stefan)
σ
=
pI
+
λ
div
~uI
+
μ
def
~u
=
p I
+
τ
,
(1.38)
where
I
is the identity tensor, defined by
I
~a
=
~a
, and where
τ
=
λ
div
~uI
+
μ
def
~u
.
(1.39)
The stress tensor
τ
thus involves two viscosities,
λ
and
μ
, of which
the first is immaterial if div
~u
= 0. In this formulation the three
state variables
p
,
μ
,
λ
are introduced in a single operation and are
not conceptually different.
1.2. ANALYTICAL PROLOGUE
11
With the aid of the identity (1.13) with
α
=
p
, the momentum
equation can be written finally as
ρ
D~u
Dt
=
grad
p
+
ρ
~
F
+ div
τ
.
(1.40)
Energy.
A law for conservation of energy can be derived from
first principles by visualizing a molecular structure for the fluid, al-
though the result is often classified as part of continuum mechanics.
Hard spherical molecules in a state of agitation have two kinds of
energy: internal kinetic energy
e
, associated with random motion
and represented as temperature, and directed or organized motion
~u
·
~u/
2 associated with bulk velocity. Energy can be added or sub-
tracted in the interior of a control volume by at least two processes.
One is heat release
Q
per unit mass by chemical reactions, including
phase changes such as evaporation and condensation. The other is
work done by body forces
~u
·
~
F
. Energy can also be transferred at
the boundary of a control volume by heat conduction
~q
and by work
done by surface forces
σ
. The latter two processes will appear as di-
vergence terms and are neutral in the interior of the control volume.
Thus write
d
d
t
∫ ∫ ∫
ρ
(
e
+
u
2
2
)
d
V
=
∫ ∫
ρ
(
e
+
u
2
2
)
~u
·
~n
d
S
+
+
∫ ∫ ∫
ρQ
d
V
+
∫ ∫ ∫
~u
·
~
F
d
V
∫ ∫
~q
·
~n
d
S
+
∫ ∫
(
σ
~n
)
·
~u
d
S
(1.41)
where
u
2
=
~u
·
~u
. The three surface integrals can be converted to
volume integrals using equations (1.1) and (1.2), with the result,
after use of the identity (1.22) in the last term,
∂t
ρ
(
e
+
u
2
2
)
+ div
ρ
(
e
+
u
2
2
)
~u
=
ρQ
+
~u
·
~
F
div
~q
+ div(
σ
~u
)
.
(1.42)
12
CHAPTER 1.
INTRODUCTION
The first two terms can be modified by differentiating the second
term as a product and using the continuity equation (1.27). The last
term can be modified using equation (1.38) for
σ
and the identity
(1.10). Finally, with the definition (1.8) for the derivative of a scalar
following a fluid element, there is obtained
ρ
D
Dt
(
e
+
u
2
2
)
=
ρQ
div
~q
+
~u
·
~
F
div
p~u
+ div
τ
~u .
(1.43)
For a Fourierian fluid, the heat conduction vector is linear in the
spatial first derivatives of the temperature,
~q
=
k
grad
T ,
(1.44)
with a scalar heat conductivity
k
. The negative sign indicates that
energy is transferred down the temperature gradient.
There is also available a mechanical energy equation, derived
independently of the thermodynamic equation (1.43) by taking the
scalar product of the momentum equation (1.40) with the vector
velocity
~u
to obtain
ρ
Du
2
/
2
Dt
=
~u
·
grad
p
+
~u
·
~
F
+
~u
·
div
τ
.
(1.45)
Equations (1.43) and (1.45) and an obvious formula for
D
(
p/ρ
)
/Dt
lead, with the aid of the identity (1.16), to the array of energy equa-
tions displayed in TABLE 1.1. The scalar product of two tensors is
defined by the identity
A
·
B
=
A
ij
B
ij
(summed over
i
and
j
).
The middle three equations, the last three, and the first three
(the equation for
h
is listed twice) form natural groups that describe
the evolution of the quantities
e
and
u
2
/
2 and their sum in equation
(1.43), and the evolution of the terms appearing in the definitions
for static and stagnation enthalpy,
h
=
e
+
p
ρ
(1.46)
and
h
0
=
h
+
u
2
2
.
(1.47)
1.2. ANALYTICAL PROLOGUE
13
14
CHAPTER 1.
INTRODUCTION
So far the nature of the fluid is left open. In this monograph
the fluid will be either an ordinary liquid or a thermally perfect gas
with an equation of state
p
=
ρRT .
(1.48)
The gas will also be assumed to be calorically perfect; that is, the
specific heats
c
p
and
c
v
will be taken as constant in the definitions
e
=
c
v
T
;
(1.49)
h
=
c
p
T
;
(1.50)
and in the combinations
R
=
c
p
c
v
, γ
=
c
p
/c
v
.
(1.51)
Finally, the scalar quantities
k
,
λ
, and
μ
are state variables that can
be taken to depend on temperature only.
These full equations of motion for a compressible fluid are so
complex as to be intractable. Analytical progress toward their solu-
tion therefore tends to occur in small increments, in which the equa-
tions are truncated in various ways and solved for special classes of
problems. The simplest method of truncation is brute force. For
example, it can be stipulated that the density of a fluid is constant,
or that the viscosity and heat conductivity are zero, or that the flow
depends on only one space coordinate and time. More systematic
truncations can often be based on dimensional considerations. For
example, suppose that the ostensible data for a class of problems, in-
cluding boundary conditions and characteristic fluid properties, are
sufficient to define a complete set of global scales for length, velocity,
temperature, and so on. Then the equations of motion can imme-
diately be put in non-dimensional form. The relative magnitude of
various terms can be estimated, and certain terms can be discarded
as negligible, along with the physical processes that they model. A
limit process is often involved. If the limit is regular, suitable expan-
sions define themselves. However, the expansion procedure is usually
neither transparent nor trivial, so that it is best illustrated by a few
examples.
1.2. ANALYTICAL PROLOGUE
15
1.2.3
Incompressible fluids
A large part of fluid mechanics deals either with liquids or with gases
moving at low speeds, so that effects of compressibility are not im-
portant. The limit process that allows a gas to be treated as incom-
pressible was first accurately described by LAGERSTROM (1964) in
his handbook article on laminar flow. This limit process preserves
the mechanical role of the pressure in the momentum equation (1.40)
while suppressing the thermodynamic role of the pressure in the en-
ergy equation (1.43) and the state equation (1.48). The reasoning
here proceeds from the general to the particular, on the premise that
it is logically easier (and safer) to derive the correct equations for a
compressible fluid from first principles, and then to apply the correct
limit, than it is to go in the opposite direction. However, it is impor-
tant to keep in mind that the reasoning is also
ad hoc
, being strictly
valid in each instance only for a particular class of flows specified in
advance.
Consider the class of flows of a viscous perfect gas past a finite
body. Begin by converting the equations of motion to dimensionless
form. Assume that there is a constant reference length
L
in the prob-
lem, together with a constant reference velocity
U
and a reference
fluid state in which
p
,
ρ
,
T
have the values
p
a
,
ρ
a
,
T
a
(
a
for ambient,
usually at infinity), and similarly for
μ
and
k
. The body force per
unit mass,
~
F
, is made dimensionless with
g
, the acceleration of grav-
ity. Nothing essential is lost if the flow is taken to be steady, with
Q
= 0, and if
λ
and
μ
are both represented by
μ
. With an over-
bar to indicate dimensionless variables like
~u
=
~u/
U
and
ρ
=
ρ/ρ
a
(and, implicitly, dimensionless operators div, grad, and
D/Dt
) in
coordinates
~x
=
~x/
L
, the equations of motion can be written
D
ρ
Dt
+
ρ
div
~u
= 0 ;
(1.52)
ρ
D
~u
Dt
=
1
γ M
2
grad
p
+
1
Fr
2
ρ
~
F
+
1
Re
div
τ
;
(1.53)
ρ
D
h
Dt
=
(
γ
1
γ
)
~u
·
grad
p
1
P
́
e
div
~q
+(
γ
1)
M
2
Re
τ
·
grad
~u
; (1.54)
16
CHAPTER 1.
INTRODUCTION
p
=
ρ
T .
(1.55)
Several dimensionless parameters materialize as coefficients of terms
on the right-hand sides. They are called, respectively, the Mach
number
M
, the Froude number
Fr
, the Reynolds number
Re
, the
P ́eclet number
P
́
e
, and the ratio of specific heats
γ
;
M
2
=
U
2
γ p
a
a
;
(1.56)
Fr
2
=
U
2
g
L
;
(1.57)
Re
=
ρ
a
UL
μ
a
;
(1.58)
P
́
e
=
ρ
a
c
p
UL
k
a
;
(1.59)
γ
=
c
p
c
v
.
(1.60)
The ratio
P
́
e/Re
, which compares the relative rates of diffu-
sion for heat and vorticity, is a derived parameter called the Prandtl
number
Pr
;
Pr
=
P
́
e
Re
=
c
p
μ
a
k
a
.
(1.61)
I was not aware, until some of my students pointed it out to me, that
the definition of Froude number in current textbooks and mono-
graphs on fluid mechanics is not uniform. When I made an infor-
mal survey of books within easy reach in my office, I found seven
authors, some of them very distinguished, who use the definition
Fr
=
U
2
/g
L
. Eleven other authors, equally distinguished, use the
definition
Fr
2
=
U
2
/g
L
. I will adopt the second definition, as in
equation (1.57) above; first, because it is the form originally pro-
posed by FROUDE (ref); second, because it is the form commonly
used by writers on topics that directly involve surface waves or buoy-
ancy forces; and third, and most important, because the symbol
Fr
then runs in parallel with the symbol
M
as the ratio of a fluid velocity
to a characteristic wave velocity.
1.2. ANALYTICAL PROLOGUE
17
It is not necessary to use or even to know the equations of mo-
tion in order to discover these five dimensionless parameters. The
Buckingham Π theorem (see SECTION X)
3
is sufficient, given the
presence of nine independent physical quantities in the problem, to-
gether with four independent physical units (mass, length, time, and
temperature). For each of the dimensionless parameters just listed,
and others to come, experience shows that much of fluid mechan-
ics and the associated applied mathematics is concentrated near the
three special values 0, 1,
. Lagerstrom discusses several of these
special values at length, especially the difficult cases
Re
0 and
Re
→ ∞
. The case at hand, the case
M
0, is relatively straight-
forward because the perturbation is entirely regular.
For each class of problems, the global reference values used to
make the variables and operators dimensionless should be chosen in
such a way that the essential terms in the equations, weighted by
their dimensionless coefficients, are of order unity in the limit. In
the present instance of flow past a body, the transport terms on the
left in the momentum equation (1.53) and in the energy equation
(1.54) are essential by assumption. So is the pressure gradient term
in equation (1.53). All other terms can be left to follow these leaders.
This format is not universal. For example, the transport terms in
the momentum equation are not important in lubrication theory, and
different arguments are needed. Fortunately, in such cases the equa-
tions are usually capable of indicating the direction the argument
should take as well as the nature of higher approximations.
After these preliminaries, consider the limit
M
0 in equa-
tions (1.52)–(1.55). There is an obvious difficulty in the momentum
equation, where the pressure term blows up. This problem can be
avoided by making the pressure dimensionless with the dynamic pres-
sure rather than the static pressure. Instead of
p
=
p
p
a
,
(1.62)
define
̃
p
=
p
γ M
2
=
p
ρ
a
U
2
.
(1.63)
3
Sections that discuss Buckingham
Π
include 2.4.1, 9.1.2, and 11.1.1
18
CHAPTER 1.
INTRODUCTION
The difficulty in the momentum equation clears up, but a new prob-
lem appears in the state equation (1.55), which becomes
ρ
T
=
γ M
2
̃
p ,
(1.64)
with a right-hand side that vanishes in the limit. This new prob-
lem is caused by the fact that
p
is defined only within an additive
constant in grad
p
, but is defined in an absolute sense in the state
equation. Both cases are accounted for if the dimensionless pres-
sure is expressed in the form usually called a pressure coefficient by
aeronautical and mechanical engineers. Thus define
̂
p
=
̃
p
1
γ M
2
=
p
1
γ M
2
=
p
p
a
ρ
a
U
2
.
(1.65)
With this change, the dimensionless equations become
D
ρ
Dt
+
ρ
div
~u
= 0 ;
(1.66)
ρ
D
~u
Dt
=
grad
̂
p
+
1
Fr
2
ρ
~
F
+
1
Re
div
τ
;
(1.67)
ρ
D
h
Dt
= (
γ
1)
M
2
~u
·
grad
̂
p
1
P
́
e
div
~q
+ (
γ
1)
M
2
Re
τ
·
grad
~u
;
(1.68)
ρ
T
= 1 +
γ M
2
̂
p .
(1.69)
Now in the limit
M
0 the flow of a viscous perfect gas about
a finite body is described by the equations
D
ρ
Dt
+
ρ
div
~u
= 0 ;
(1.70)
ρ
D
~u
Dt
=
grad
̂
p
+
1
Fr
2
ρ
~
F
+
1
Re
div
τ
;
(1.71)
ρ
D
h
Dt
=
1
P
́
e
div
~q
;
(1.72)
ρ
T
= 1
.
(1.73)
1.2. ANALYTICAL PROLOGUE
19
In particular, the pressure-work term and the dissipation term drop
out of the energy equation (1.68), leaving only conduction to balance
transport of heat. Restored to dimensional form, the equations for
M
0 are
Dt
+
ρ
div
~u
= 0 ;
(1.74)
ρ
D~u
Dt
=
grad
p
+
ρ
~
F
+ div
τ
;
(1.75)
ρ
Dh
Dt
=
div
~q
;
(1.76)
ρT
=
ρ
a
T
a
.
(1.77)
The limit
M
0 can also be approached more directly. For a
perfect gas, the definition of stagnation enthalpy,
c
p
T
0
=
c
p
T
+
u
2
2
=
c
p
R
p
ρ
+
u
2
2
,
(1.78)
and the definition of local Mach number,
M
2
=
ρu
2
γp
,
(1.79)
imply
T
0
T
= 1 +
γ
1
2
M
2
.
(1.80)
Now suppose that the flow is steady and isentropic (inviscid, adia-
batic), so that
T
T
0
=
(
p
p
0
)
γ
1
γ
.
(1.81)
Then
ρu
2
2
p
0
=
γ
2
pM
2
p
0
=
(
γ
γ
1
)
p
p
0
(
p
0
p
)
γ
1
γ
1
.
(1.82)
Finally, suppose that
p/p
0
is nearly unity. Put
p
0
/p
= 1 +

and
take the first term in an expansion in powers of

of the quantity in
brackets in equation (1.82);
ρu
2
2
=
(
γ
γ
1
) [
γ
1
γ

]
p
=
p ,
(1.83)
20
CHAPTER 1.
INTRODUCTION
P
Po
1
M=oo
o /
o
Figure 1.1: The Bernoulli integral for an
incompressible fluid and for a perfect gas with
γ
= 1
.
4
.
or
ρu
2
2
=
p
0
p .
(1.84)
Thus the low-speed Bernoulli integral is recovered in the limit

0.
Comparison of equations (1.79) and (1.83) shows that

=
γM
2
/
2,
so that this is also the limit
M
0. It is equation (1.82) and not
equation (1.78) that should be referred to as the Bernoulli integral for
a compressible perfect gas. To illustrate this limit graphically, the
relationship between
p/p
0
and
ρu
2
/
2
p
0
from equations (1.82) and
(1.84) is shown in FIGURE 1.1 for
γ
= 7
/
5. The absence of a lower
bound for
p
in an incompressible fluid is evident, as is the basis of
1.2. ANALYTICAL PROLOGUE
21
an expansion for
p/p
0
near unity.
Throughout this discussion of the limit
M
0, the main issue
is the behavior of the variable called the pressure. In its thermody-
namic role, the pressure must be non-negative. In its dynamic role,
there is no lower limit for the pressure. For an incompressible fluid
it can go to negative infinity, according to the Bernoulli equation
(1.84), when the velocity
~u
goes to positive infinity, as for potential
flow at a sharp external corner or for flow at a source or sink. The
issue is resolved formally by measuring the magnitude of the pressure
in both of its roles from a local reference value, here called
p
0
, and re-
quiring changes in
p
to be small when compared with
p
0
but of order
unity when compared with
ρ
a
U
2
. It should not be surprising, with
the pressure almost constant, that the only thermodynamic process
that leaves any residue in the limit is the process at constant pres-
sure, as represented by the enthalpy
h
=
c
p
T
. The specific heat at
constant volume
c
v
has dropped out, along with the internal energy
e
=
c
v
T
and the state constants
γ
=
c
p
/c
v
and
R
=
c
p
c
v
.
The argument just presented does not require the density
ρ
to
be constant. It does require changes in density to be associated with
changes in temperature, not with compressibility. If the temperature
T
is constant, the energy equation (1.76) with
~q
=
k
grad
T
is moot,
and the state equation (1.77) requires the density
ρ
to be constant
also. The continuity equation (1.74) is then reduced to div
~u
= 0,
and the fluid is effectively incompressible. No distinction need be
made between a gas and a liquid.
1.2.4
Low-speed heat transfer
For many low-speed flows, variations in temperature are forced by the
boundary conditions. If these variations are small, both gases and
liquids can be accommodated as working fluids through linearization
of the state equation. Consider again the low-speed equations (1.74)–
(1.77) in dimensional form. Omit the body-force term temporarily,
and take
h
=
c
p
T
. Use Newton’s hypothesis
τ
=
μ
def
~u
for the
viscous terms, and Fourier’s hypothesis
~q
=
k
grad
T
for the heat-
conduction terms. For low-speed thermal problems, replace the state
22
CHAPTER 1.
INTRODUCTION
equation (1.77) by a tangent approximation,
ρ
ρ
a
=
βρ
a
(
T
T
a
)
(1.85)
where the constant
β
=
(
∂ρ/∂T
)
a
a
is called the volume coeffi-
cient of expansion and depends on the reference temperature
T
a
. If
the inventors of the linearized state equation (1.85) had chosen to
include a factor
T
a
in the denominator of the right-hand side, then
the parameter
β
would represent a dimensionless slope in logarith-
mic coordinates and would have the value unity for a perfect gas.
The reference parameter
T
a
would still have to be specified for any
other fluid, as it does now. There are also problems that may require
more complex measures; for example,
β
0 for water near 4
C, or
β
→∞
for a liquid near its critical point.
The dimensional equations of motion become
Dt
+
ρ
div
~u
= 0 ;
(1.86)
ρ
D~u
Dt
=
grad
p
+ div (
μ
def
~u
) ;
(1.87)
ρ c
p
DT
Dt
= div (
k
grad
T
) ;
(1.88)
together with the state equation (1.85). It will be trivial in the sequel
that
μ
and
k
can be taken as constant.
An important issue involves the limiting form of the continuity
equation (1.86). Because the energy equation (1.88) with constant
k
is linear and homogeneous in
T
, it can be written with the aid of
equation (1.85) as an equation for
ρ
;
Dt
=
k
ρc
p
div grad
ρ .
(1.89)
Note that the commonly accepted form of the continuity equation
(1.86) for low-speed flow with heat transfer is
div
~u
= 0
,
(1.90)
1.2. ANALYTICAL PROLOGUE
23
and that this seems to imply, according to equation (1.86),
Dt
= 0
.
(1.91)
Thus
Dρ/Dt
is both zero and not zero. Some writers ignore the in-
consistency. Others (see, for example, CHANDRASEKHAR (1961,
pp
.
16–17) explain it by estimates that depend on the smallness of
the parameter
β
in equation (1.85). However, I find it more useful to
think that it is the temperature difference (
T
T
a
) in this equation
that is small in some appropriate sense. The argument proceeds in
the same spirit as that of the preceding section, and again contem-
plates flow around a body. Denote a constant reference temperature
by
T
w
(
w
for wall) and an ambient temperature by
T
a
. Define two
dimensionless parameters (the symbol P should be read as a Greek
capital
rho
)
P =
ρ
w
ρ
a
ρ
a
,
Θ =
T
w
T
a
T
a
,
(1.92)
and consider the limit P
0, Θ
0. Suitable non-dimensional
variables of order unity suggest themselves as
̂
ρ
=
ρ
1
P
=
ρ
ρ
a
ρ
w
ρ
a
,
̂
T
=
T
1
Θ
=
T
T
a
T
w
T
a
.
(1.93)
Now write the dimensionless equations of motion (1.70)–(1.72) in
terms of
̂
ρ
,
P
D
̂
ρ
Dt
+ (1 + P
̂
ρ
) div
~u
= 0 ;
(1.94)
(1 + P
̂
ρ
)
D
~u
Dt
=
grad
̂
p
+
1
Re
div
μ
def
~u
;
(1.95)
(1 + P
̂
ρ
)
D
̂
ρ
Dt
=
1
P
́
e
div
k
grad
̂
ρ
;
(1.96)
P
̂
ρ
=
β T
a
Θ
̂
T
;
(1.97)
and take the limit P
0, Θ
0. The incompressible form div
~u
= 0
is evidently the correct limit of the continuity equation. The deriva-
tive
D
̂
ρ/Dt
is not zero in the limit; only its coefficient P is zero.
24
CHAPTER 1.
INTRODUCTION
There is no effect on the momentum and energy equations. The
state equation remains in the form (1.85).
In this development, the special case of a perfect gas turns out
to be in no way special. In terms of the new variables (1.93), the
state equation (1.73) for a perfect gas becomes
(1 + P
̂
ρ
)(1 + Θ
̂
T
) = 1
.
(1.98)
To first order in the small quantities P and Θ, this is
P
̂
ρ
+ Θ
̂
T
= 0
,
(1.99)
or, in physical variables,
ρ
ρ
a
=
ρ
a
T
a
(
T
T
a
)
.
(1.100)
This equation is the same as equation (1.85) if
β
= 1
/T
a
.
The equations (1.86)–(1.88) have now become, in physical vari-
ables,
div
~u
= 0 ;
(1.101)
ρ
D~u
Dt
=
grad
p
+
μ
div grad
~u
;
(1.102)
ρc
p
DT
Dt
=
k
div grad
T
;
(1.103)
with
ρ
,
μ
,
k
all constant. These equations are the stuff of low-speed
heat transfer. The form of the viscous terms in the momentum equa-
tion (1.102) now takes account of vector identity (1.18) (which states
that div (grad
~u
)
= 0 if div
~u
= 0). The state equation has been
discarded. The momentum and energy equations are uncoupled in
the sense that the momentum equation does not involve the temper-
ature. The energy equation is linear and homogeneous in
T
, so that
solutions can be superposed as long as the variable coefficients
u
and
v
in the transport terms remain fixed. A large literature testifies to
the importance of this property.
1.2. ANALYTICAL PROLOGUE
25
1.2.5
The Boussinesq approximation
It remains to consider the body-force term in the momentum equa-
tion. Suppose first that the gravitational force is normal to the gen-
eral direction of flow, as in a free-surface water channel. In rectan-
gular coordinates, the body-force term is then
~
F =
g~ı
z
,
(1.104)
where
z
is a unit vector directed vertically upward (the notation is
that of the literature of meteorology). This force does not necessarily
play a part in the dynamics of the fluid motion. Take the velocity
to be zero in the vertical component of the momentum equation
(1.75) (more accurately, take
Dv/DT

g
). In this hydrostatic
limit, denoted by the subscript zero, vertical equilibrium implies
0 =
dp
0
dz
ρ
0
g .
(1.105)
If the density is constant, the integral is
p
0
=
p
s
ρ
0
gz ,
(1.106)
where
p
s
is the pressure at
z
= 0 (
s
for sea level, say). If the fluid
is a perfect gas and is compressible but isothermal, with temperture
T
s
, equation (1.106) is replaced by
p
0
=
p
s
e
gz/RT
s
.
(1.107)
(Comment on Chapman’s paper.)
A more accurate model of
the neutral atmosphere would be isentropic (well mixed) rather than
isothermal, in which case
p
0
=
p
s
[
1
(
γ
1
γ
)
gz
RT
s
]
γ
γ
1
.
(1.108)
Equations (1.107) and (1.108) both reduce to equation (1.106) if
z
is
small enough. For an isothermal atmosphere, the pressure and den-
sity decrease exponentially with increasing height, with an
e
-folding
distance
z
e
given by
g z
e
/RT
s
=
γ g z
e
/a
2
= 1, where
a
is the speed
26
CHAPTER 1.
INTRODUCTION
of sound. For the earth’s atmosphere,
z
e
is several thousand me-
ters. For any motion that occupies a sufficiently small fraction of
this distance, the atmosphere can be treated as homogeneous.
Next, subtract equation (1.105) from equation (1.75) to obtain
ρ
D~u
Dt
=
grad (
p
p
0
)
(
ρ
ρ
0
)
g~ı
z
+ div
τ
.
(1.109)
In particular, if the density is constant the hydrostatic pressure is
irrelevant, because pressure changes associated with fluid motion are
measured from a variable hydrostatic datum
p
0
. An exception may
occur if the vertical acceleration
w∂w/∂z
is not negligibly small com-
pared with the acceleration of gravity. This will certainly be the case
if a liquid has a free surface that is not sensibly flat, so that the hy-
drostatic datum
p
s
is itself disturbed.
Now to the main point in connection with buoyancy effects,
and the reason that an argument for the Boussinesq approximation
is needed. The energy equation (11.3) can be written,
4
with the aid
of equation (11.4), in the form
1
ρ
Dt
=
1
ρh
div
~q
Q
h
(1.110)
whereas the continuity equation (11.1) reads
1
ρ
Dt
=
div
~u .
(1.111)
The Boussinesq approximation sets the two sides of (1.111) sepa-
rately to zero, but leaves (1.110) intact, in order to retain heat con-
duction as an essential process.
This apparent inconsistency can be resolved with the aid of an-
other limiting process, this time involving the Froude number. Sup-
pose that the motion is driven entirely by buoyancy forces, and that
density changes are small enough to permit linearization of the rela-
tionship
ρ
(
T
). The linearized state equation is usually taken in the
form
ρ
ρ
0
=
βρ
0
(
T
T
0
)
(1.112)
4
The equations cited in this paragraph are discussed in Section 11.1.1.