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Published December 2024 | Published
Journal Article Embargoed

Isotropic atomic layer etching of MgO-doped lithium niobate using sequential exposures of H₂ and SF₆/Ar plasmas

Abstract

Lithium niobate (LiNbO₃, LN) is a ferroelectric crystal of interest for integrated photonics owing to its large second-order optical nonlinearity and the ability to impart periodic poling via an external electric field. However, on-chip device performance based on thin-film lithium niobate (TFLN) is presently limited by propagation losses arising from surface roughness and corrugations. Atomic layer etching (ALE) could potentially smooth these features and thereby increase photonic performance, but no ALE process has been reported for LN. Here, we report an isotropic ALE process for x-cut MgO-doped LN using sequential exposures of H and SF/Ar plasmas. We observe an etch rate of 1.59±0.02 nm/cycle with a synergy of 96.9%. We also demonstrate that ALE can be achieved with SF/O or Cl/BCl plasma exposures in place of the SF/Ar plasma step with synergies of 99.5% and 91.5%, respectively. The process is found to decrease the sidewall surface roughness of TFLN waveguides etched by physical Armilling by 30% without additional wet processing. Our ALE process could be used to smooth sidewall surfaces of TFLN waveguides as a postprocessing treatment, thereby increasing the performance of TFLN nanophotonic devices and enabling new integrated photonic device capabilities.

Copyright and License

© 2024 Author(s). Published under an exclusive license by the AVS.

Acknowledgement

This work was supported by Oxford Instruments and by the NSF under Award No. 2234390. This research was carried out, in part, at the Jet Propulsion Laboratory (JPL), California Institute of Technology, under contract with the National Aeronautics and Space Administration (NASA). We gratefully acknowledge the critical support and infrastructure provided for this work by The Kavli Nanoscience Institute and the Molecular Materials Research Center of the Beckman Institute at the California Institute of Technology.

Contributions

Ivy I. Chen: Conceptualization (equal); Data curation (equal); Formal analysis (equal); Investigation (equal); Methodology (equal); Writing – original draft (equal); Writing – review & editing (equal). Jennifer Solgaard: Investigation (supporting); Methodology (supporting). Ryoto Sekine: Conceptualization (supporting); Investigation (supporting); Writing – review & editing (supporting). Azmain A. Hossain: Data curation (supporting); Formal analysis (supporting); Investigation (supporting). Anthony Ardizzi: Investigation (supporting); Methodology (supporting); Writing – review & editing (supporting). David S. Catherall: Investigation (supporting); Methodology (supporting). Alireza Marandi: Conceptualization (supporting); Supervision (supporting). James R. Renzas: Conceptualization (equal); Formal analysis (equal); Funding acquisition (equal); Investigation (equal); Methodology (equal); Writing – review & editing (equal). Frank Greer: Conceptualization (equal); Formal analysis (equal); Investigation (lead); Methodology (lead); Project administration (lead); Resources (lead); Supervision (equal); Validation (equal); Writing – review & editing (equal). Austin J. Minnich: Conceptualization (equal); Formal analysis (equal); Funding acquisition (equal); Methodology (equal); Project administration (equal); Resources (equal); Supervision (equal); Validation (equal); Visualization (equal); Writing – original draft (equal); Writing – review & editing (equal).

Data Availability

The data that support the findings of this study are available from the corresponding author upon reasonable request.

Conflict of Interest

I.I.C., J.S., R.S., A.M., F.G., and A.J.M. have submitted a United States provisional patent on this technology.

Additional Information

This paper is part of the 2025 Special Topic Collection on Atomic Layer Etching (ALE).

Files

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Embargoed

The files will be made publicly available on October 11, 2025.

Reason: The files will be made publicly available on October 11, 2025. Reason: Publisher requires 12-month embargo

Additional details

Created:
October 24, 2024
Modified:
November 8, 2024