Status and future developments of integrated photonic spectrographs for astronomy and Earth and planetary sciences

The size and cost of astronomical instruments for extremely large telescopes (ELTs), are pushing the limits of what is feasible, requiring optical components at the very edge of achievable size and performance. Operating at the diffraction-limit, the realm of photonic technologies, allows for highly compact instruments to be realized. In particular, Integrated Photonic Spectrographs (IPSs) have the potential to replace an instrument the size of a car with one that can be held in the palm of a hand. This miniaturization in turn offers dramatic improvements in mechanical and thermal stability. Owing to the single-mode fiber feed, the performance of the spectrograph is decoupled from the telescope and the instruments point spread function can be calibrated with a much higher precision. These effects combined mean that an IPS can provide superior performance with respect to a classical bulk optic spectrograph. In this paper we provide a summary of efforts made to qualify IPSs for astronomical applications to date. These include the early characterization of arrayed waveguide gratings for multi-object injection and modifications to facilitate a continuous spectrum, to the integration of these devices into prototypical instruments and most recently the demonstration of a highly optimized instrument directly fed from an 8-m telescope. We will then outline development paths necessary for astronomy, currently underway, which include broadening operating bands, bandwidth, increasing resolution, implementing cross-dispersion on-chip and integrating these devices with other photonic technologies and detectors such as superconducting Microwave Kinetic Inductance Detector arrays. Although the focus of this work is on IPS applicability to astronomy, they may be even more ideally suited to Earth and planetary science applications.